HomeMy WebLinkAbout130-18 RESOLUTION113 West Mountain Street
Fayetteville, AR 72701
(479) 575-8323
Resolution: 130-18
File Number: 2018-0277
ARKANSAS HISTORIC PRESERVATION PROGRAM:
A RESOLUTION TO APPROVE A GRANT AGREEMENT WITH THE ARKANSAS HISTORIC
PRESERVATION PROGRAM FOR A CERTIFIED LOCAL GOVERNMENT GRANT IN THE AMOUNT
OF $5,791.00, AND TO APPROVE A BUDGET ADJUSTMENT
BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF FAYETTEVILLE, ARKANSAS:
Section 1: That the City Council of the City of Fayetteville, Arkansas hereby approves a grant agreement
with the Arkansas Historic Preservation Program for a Certified Local Government Grant in the amount
of $5,791.00 for travel and training for the Historic District Commission and City staff and for
continued development of the historic properties database and website.
Section 2: That the City Council of the City of Fayetteville, Arkansas hereby approves a budget adjustment,
a copy of which is attached to this Resolution.
PASSED and APPROVED on 6/5/2018
Attest:
Lisa Branson, Deputy City Cl0►►►►f+T ��►A►►i
NO
S.
* MYETTE\hLLF-*,
g4kAtA �J
Page 1 Printed on 616118
-- -- City of Fayetteville, Arkansas 113 West Mountain Street
Fayetteville, AR 72701
(479) 575-8323
Text File
File Number: 2018-0277
Agenda Date: 6/5/2018 Version: 1 Status: Passed
In Control: City Council Meeting File Type: Resolution
Agenda Number: A. 14
ARKANSAS HISTORIC PRESERVATION PROGRAM:
A RESOLUTION TO APPROVE A GRANT AGREEMENT WITH THE ARKANSAS HISTORIC
PRESERVATION PROGRAM FOR A CERTIFIED LOCAL GOVERNMENT GRANT IN THE
AMOUNT OF $5,791.00, AND TO APPROVE A BUDGET ADJUSTMENT
BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF FAYETTEVILLE, ARKANSAS:
Section 1: That the City Council of the City of Fayetteville, Arkansas hereby approves a grant agreement with
the Arkansas Historic Preservation Program for a Certified Local Government Grant in the amount of
$5,791.00 for travel and training for the Historic District Commission and City staff and for continued
development of the historic properties database and website.
Section 2: That the City Council of the City of Fayetteville, Arkansas hereby approves a budget adjustment, a
copy of which is attached to this Resolution.
City of Fayetteville, Arkansas Page 1 Printed on 6/6/2018
Garner Stoll
Submitted By
City of Fayetteville Staff Review Form
2018-0277
Legistar File ID
6/5/2018
City Council Meeting Date - Agenda Item Only
N/A for Non -Agenda Item
5/15/2018 City Planning /
Development Services Department
Submitted Date Division / Department
Action Recommendation:
Approval of a contract with the Arkansas Historic Preservation Program to receive a Certified Local Government
grant (18-CLG-05) in the amount of $5,791 and approval of a budget adjustment to receive the grant funds.
1010.630.6305-4309.01
Account Number
36024.1801
Project Number
Budgeted Item? NA
Does item have a cost? No
Budget Adjustment Attached? Yes
Previous Ordinance or Resolution #
Original Contract Number:
Comments:
Budget Impact:
General
Fund
Historic Preservation Grani
Project Title
Current Budget
$
Funds Obligated
$
Current Balance
$
Item Cost
Budget Adjustment
$
Remaining Budget
$
RES 127-17
Approval Date -
5,791.00
5,791.00
V20140710
I
/ CITY COUNCIL AGENDA MEMO
CITY OF
FAYETTEVILLE
ARKANSAS
MEETING OF JUNE 5, 2018
TO: Mayor; Fayetteville City Council
THRU: Garner Stoll, Development Services Director
FROM: Andrew Garner, Planning Director
DATE: May 15, 2018
SUBJECT: Approval of a contract with the Arkansas Historic Preservation Program to
receive a Certified Local Government grant (18-CLG-05) in the amount of
$5,791 and approval of a budget adjustment to receive the grant funds.
RECOMMENDATION:
Planning Staff recommends approval of a contract with the Arkansas Historic Preservation
Program to receive a Certified Local Government grant in the amount of $5,791, and approval
of a budget adjustment to receive the grant funds.
BACKGROUND:
Planning staff has applied for and received a Certified Local Government (CLG) grant to pay for
travel and training for the Historic District Commission and City staff. Funding has also
been received for continued development of an historic structures database and story map
website.
DISCUSSION:
Planning staff and the Historic District Commission have requested grant funding in the
amount of $791 for travel and training and $5,000 for continued development of the historic
properties story map and website.
BUDGET/STAFF IMPACT:
A budget adjustment is proposed in the amount of $5,791 for the City to receive the grant funds.
Attachments:
• Grant Award Letter and Email
• Certified Grant Agreement Documents
• Budget Adjustment Form
Mailing Address:
113 W. Mountain Street www.fayetteville-ar.gov
Fayetteville, AR 72701
THE DEPARTMENT sE ARKANSAS
H E RITAG E
Asa Hutchinson
Governor
Stacy I ILII -Sl
Direcl or
Arkansas Arts Council
Arkansas Natural
Herilage Commission
Arkansas Stacc Archives
April 19, 2018
The Honorable Lioneld Jordan
Mayor of Fayetteville
City Hall
113 W. Mountain Street
Fayetteville, AR 72701
RF: Certified Local Government Grant—Training and Historic
Structures Inventory Website
* - Dear Mayor ,Jordan:
Delta Cultural cenler ` u
I am pleased to inform you that Fayetteville has been awarded a
I Iistoric Arkansas Museum grant of $5,790.94 from the Arkansas Historic Preservation Program to
fund training of staff and commissioners and continuation of a historic
I'dosaic Tempha•s structures database/Story Map website project. The division will contact
Cultural Center you with details concerning the terms and conditions of the grant.
1
Old Slate I louse IMLISCum Congratulations and thank you for your commitment to the
preservation of Arkansas's historic resources. I look forward to the
successful completion of your project.
ARKANSAS HISTORIC'
PRI'.SI1I0WF1ON PROGRAM
1100 North street
Little Rock, AR 72201
(501) 3214-9530
fax: (501) 324-913-1
tdd: 711
e-mail:
itlror •erknllsuspreservationxig
wcbsi e:
�vtvw. nrkatl sllspresurvltt i o t 1. cnm
An ]:qual Opportunity Employer
cc: Andrew Garner
Garner, Andrew
From: Catherine Barrier <Catherine.Barrier@arkansas.gov>
Sent: Tuesday, May 1, 2018 11:57 AM
To: Garner, Andrew
Subject: Grant agreement
Attachments: di2010--debarment.pdf; 18-CLG-05 Fayetteville.pdf; Appendix X 2018 CLG Grant Administration.pdf
Andrew—
I've attached your agreement for grant 18-CLG-03, as well as a debarment form and a grant administration essentials
form. Please look the grant agreement over and let me know if there are any problems you see. If it looks okay, please
print two copies of the grant agreement, get each signed and return both to me with the signed debarment form. I will
get Scott to sign both and return a fully executed copy to you. Please initial and sign the grant administration essentials
document yourself and return it to me with the grant agreement.
The grant agreement has an effective date of May 15, 2018. You should be able to submit invoices starting July 1,
2018. If there is any issue that arises with that, I will let you know. You should see this grant on your dashboard when
you log in now. If there are any problems with that, let me know.
Since you are familiar with our online grants management system and we have not had any substantial changes to the
administration requirements for our grants, you should not need to attend a grant administration training this
year. There are some changes to our grant agreements that were required by the terms of our federal grant agreement,
so please read it carefully.
Please let me know if you have any questions or if I can be of assistance in any other way.
Catherine
Catherine Barrier
Certified Local Government Coordinator
Arkansas Historic Preservation Program
A division of the Department of Arkansas Heritage
1100 North Street I Little Rock, AR 72201
email: cats-ierine.barner@arkarisas.gov
office: 501.324.9186
fax: 501.324.9184
ArkansasPreservation.com
FacebaUk Twitter
#AuthenticArkansas
#ArkansasPreservation
CERTIFIED LOCAL GOVERNMENT PROGRAM GRANT AGREEMENT
Grant Number 18-CLG-05
This agreement is entered into between the City of Fayetteville, Arkansas, hereinafter referred to
as the City, and the Arkansas Historic Preservation Program, hereinafter referred to as AHPP.
AHPP agrees to provide a grant in the amount of $5,790.94 to fund training session attendance
for historic district commissioners and staff and the ongoing development of a historic structures
inventory database and Story Map website.
THIS GRANT IS FOR THE ACCOMPLISHMENT OF THE PURPOSE, OBJECTIVE AND
SCOPE OF WORK HEREIN DEFINED.
I. SCOPE OF WORK
TASK A. The City will fund attendance at training opportunities relevant to the City's
preservation mission by historic district commissioners and staff.
$790.94 is designated for this activity.
TASK B. The City will fund the ongoing development of a historic structures inventory
database and Story Map website.
$5,000 is designated for this activity.
II. TIME FRAME of AGREEMENT
This agreement will begin on May 15, 2018, and shall extend until September 30, 2019.
No grant funds shall be expended by the City or its sub -grantees or assigns after
September 30, 2019. No work on any grant task will be undertaken, continued, or
carried out after September 30, 2019.
III. PAYMENTS
A. Payments of funds under this grant agreement will be made upon receipt of invoices
requesting reimbursement of expenses paid by the City within the time frame of this
agreement or advances of expenses anticipated to be paid by the City within thirty
days of receipt of funds requested.
B. No invoice received after August 15, 2019, will be processed.
C. Payments under this grant agreement are conditioned on successful completion of the
tasks described in the scope of work. Any funds paid to the City by AHPP for the
purpose of achieving a task described in the scope of work must be returned to AHPP
if that task is not completed within the period of performance of this grant.
D. The grant award is conditioned on the use of the grant funds to accomplish the tasks
described in the scope of work. Funds will only be disbursed to achieve the purposes
described in the scope of work. The grantee retains no interest in grant funds for
which an invoice has not been submitted to AHPP by August 15, 2019,
E. The availability of funds under this grant award is dependent on the release of the
2017-2019 Historic Preservation Fund Grant award to the AHPP.
IV. AHPP RESPONSIBILITIES
AHPP staff agrees to make periodic reviews of the project to review practices and
products. AHPP reserves the right to enforce the procedures as outlined in this contract.
AHPP agrees to make available advice and counsel necessary to accomplish the
objectives and to render compensation upon invoice within a reasonable timeframe.
V. REPORTING RE UMMEN`l'S
A. The City will submit quarterly reports detailing programmatic and fiscal progress of
work on forms to be provided by AHPP on:
Period
Date Due
May -September, 2018
October 15, 2018
October -December, 2018
January 15, 2019
January -March, 2019
April 15, 2019
April -June, 2019
July 15, 2019
July -September, 2019
October 15, 2019
FINAL
October 31, 2019
B. The report of April 15, 2019, will be accompanied by a timeline for completion of the
project and spend down of project funds by the end of the grant term.
C. if changes in the grant agreement - e.g.: scope of work, products, budgets, etc. - are
required, then the City must submit a written request detailing proposed changes and
wait for written approval from AHPP.
D. No funds will be disbursed if grant reporting is more than two weeks delinquent.
E. Failure to submit grant reports within one month of the date required herein shall be
grounds for cancellation of the grant at the discretion of AHPP.
F. The City will submit a final project report detailing all completed projects and
including copies of all publications as per the requirements of this agreement no later
than October 31, 2019.
G. The City will promptly notify AHPP if they will be unable to expend the awarded
funds within the grant period.
VI. REQUIRED TRAINING
Disbursement of funds under this agreement is contingent on attendance by a
designated representative of the City at a training session on grant administration
requirements held by AHPP. This requirement may be waived at the discretion of
AHPP if the City's grants administrator has attended a grant administration training
session within the two years prior to the execution of this grant agreement.
VII. COMPLIANCE
A. All products and projects funded by grant funds must comply with the applicable
Secretary of the Interior's "Standards". These include: 1) Standards and Guidelines
for Preservation Planning, 2) Standards and Guidelines for Identification, 3)
Standards and Guidelines for Evaluation, 4) Standards and Guidelines for
Registration, 5) Standards and Guidelines for Historical Documentation, 6) Standards
and Guidelines for Architectural and Engineering Documentation, 7) Standards and
Guidelines for Archeological Documentation, 8) Standards for the Treatment of
Historic Properties, 9) Standards and Guidelines for the Rehabilitation of Historic
Buildings, and 10) Historic Preservation Professional Qualification Standards. See
Appendices A-E.
B. PROJECT EXECUTION AND CONTRACT REQUIREMENTS: All projects, sub -
grants and consulting contracts funded through this grant agreement must be carried
out in accordance with the procedures and standards laid out in the applicable
appendices to this agreement. All work products funded through this grant must meet
the standards laid out in the applicable appendices to this agreement.
C. EASEMENTS AND PRESERVATION AGREEMENTS: The City will donate to
AHPP a conservation easement on any property being restored, rehabilitated, or
repaired as a part of any project(s) funded in whole or part by this grant utilizing ten
thousand dollars ($10,000) or more of funds awarded by AHPP. On such projects
involving private properties, it will be the City's responsibility to secure this
easement for donation to AHPP before any grant funds are released. The City will
ensure that the owner(s) of property being restored, rehabilitated, or repaired as a part
of any project utilizing at least one dollar ($1) but less than ten thousand dollars
($10,000) of Historic Preservation Fund monies awarded by AHPP enters into a five-
year preservation agreement concerning that property with AHPP before grant funds
are released. On such projects involving City property, the City and any other parties
holding an ownership interest in such property must enter into a five-year
preservation agreement with AHPP before funds will be released.
D. TRAFFICKING IN PERSONS. This award is pursuant to paragraph (g) of Section
106 of the Trafficking Victims Protections Act of 2000, as amended (2 CFR
§ 175.15). The City as the recipient, its employees, sub -recipients under this award,
and sub -recipients' employees may not:
1) Engage in severe forms of trafficking in persons during the period of time that the
award is in effect;
2) Procure a commercial sex act during the period of time that the award is in effect;
or
3) Use forced labor in the performance of the award or sub -awards under the award.
E. All activities pursuant to this Agreement shall be in compliance with the requirements
of Executive Order 11246, as amended; Title VI of the Civil Rights Act of 1964, as
amended, (78 Stat. 252; 42 U.S.C. §§2000d et seq.); Title V, Section 504 of the
Rehabilitation Act of 1973, as amended, (87 Stat. 394; 29 U.S.C. §794); the Age
Discrimination Act of 1975 (89 Stat. 728; 42 U.S.C. §§6101 et seq.); and with all
other federal laws and regulations prohibiting discrimination on grounds of race,
color, sexual orientation, national origin, disabilities, religion, age, or sex.
F. In all hiring or employment made possible by or resulting from grant awards, the City
(1) will not discriminate against any employee or applicant from employment because
of race, color, religion, sex, age, or national origin, and (2) will take affirmative
action to ensure that applicants are employed, and that employees are treated during
employment, without regard to their race, color, religion, sex, age, or national origin.
This requirement applies to, but is not limited to, the following: employment
promotion, demotion, or transfer; recruitment or other recruitment advertising; layoff
or termination; rates of pay or other forms of compensation; and selection for
training, including apprenticeship. The City and its sub -grantees will comply with all
applicable statutes and Executive orders on equal employment opportunity and grant
awards will be governed by the provisions, as implemented by, but not limited to,
Department of the Interior policies, published in 43 CFR 17;
VIII. MANAGEMENT AND BUDGET GUIDELINES
A. Certified Local Government grants are funded by the National Park Service Historic
Preservation Funds Grants in Aid, CFDA number 15.904. All policies and
procedures of the Department of the Interior, the National Park Service, and all other
Federal regulations concerning expenditures of Federal funds must be followed by
AHPP and all sub -grant recipients. All grant projects will be administered by AHPP
in accordance with the Historic Preservation Fund Grants Manual. The manual may
be found online here: https;llwww,n s. ovl reservation- rantslh f manual. df The
City must maintain efficient and effective accountability and control of all funds
received and expended under a sub -grant from AHPP.
B. The City hereby assures and certifies that it will comply with the regulations, policies,
guidelines and requirements as they relate to the application, acceptance and use of
Federal funds for this federally -assisted project. The following Federal regulations
are incorporated by reference into this Agreement (full text can be found at
htt )aiwww.ecfr. ov :
1) Administrative Requirements:
2 CFR Part 200 - Uniform Administrative Requirements, Cost Principles, and
Audit Requirements for Federal Awards, in its entirety;
2) Determination of Allowable Costs:
2 CFR Part 200 - Uniform Administrative Requirements, Cost Principles, and
Audit Requirements for Federal Awards, Subpart E; and
3) Audit Requirements:
2 CFR Part 200 - Uniform Administrative Requirements, Cost Principles, and
Audit Requirements for Federal Awards, Subpart F.
4) Code of Federal Regulations/Regulatory Requirements:
2 CFR Part 182 & 1401, "Government -wide Requirements for a Drug -Free
Workplace";
2 CFR 180 & 1400, "Non -Procurement Debarment and Suspension",
previously located at 43 CFR Part 42,"Government wide Debarment and
Suspension (Non -Procurement)";
43 CFR 18, "New Restrictions on Lobbying";
2 CFR Part 175, "Trafficking Victims Protection Act of 2000";
FAR Clause 52.203-12, Paragraphs (a) and (b), Limitation on Payments to
Influence Certain Federal Transactions;
2 CFR Part 25, System for Award Management (www.SAM.gov) and Data
Universal Numbering System (DUNS); and
2 CFR Part 170,"Reporting Sub -awards and Executive Compensation" or
FFATA (Refer to XII.B.11).
C. Cities that expend $750,000 or more during a year in Federal awards shall have a
single or program -specific audit conducted for that year in accordance with the Single
Audit Act Amendments of 1996 (31 U.S.C. §§7501-7507) and 2 CFR Part 200,
Subpart F.
D. The City will comply with Federal competitive procurement requirements for
professional services and subcontractors and will provide documentation of such
compliance upon request.
E. The City will comply with the minimum wage and maximum hours provisions of
the Federal Fair Labor Standards Act.
F. Upon completion of the project, the Secretary of the Interior, the Comptroller General
of the United States, AHPP, and/or any of their duly authorized representatives shall
have access for the purpose of financial or programmatic audit and examination any
books, documents, papers and records of the City that are pertinent to the grant at all
reasonable times during the period of retention provided in 2 CFR 200.333, for at
least three (3) years or until all claims or audit findings have been resolved.
G. The City will comply with the provisions of 18 U.S.C. § 1913, Lobbying with
Appropriated Moneys, as amended by Public Law 107-273, Nov. 2, 2002. "No part of
the money appropriated by any enactment of Congress shall, in the absence of express
authorization by Congress, be used directly or indirectly to pay for any personal
service, advertisement, telegram, telephone, letter, printed or written matter, or other
device, intended or designed to influence in any manner a Member of Congress, a
jurisdiction, or an official of any government, to favor, adopt, or oppose, by vote or
otherwise, any legislation, law, ratification, policy, or appropriation, whether before
or after the introduction of any bill, measure, or resolution proposing such legislation,
law, ratification, policy, or appropriation; but this shall not prevent officers or
employees of the United States or of its departments or agencies from communicating
to any such Members or official, at his request, or to Congress or such official,
through the proper official channels, requests for legislation, law, ratification, policy,
or appropriations which they deem necessary for the efficient conduct of the public
business, or from making any communication whose prohibition by this section
might; in the opinion of the Attorney General, violate the Constitution or interfere
with the conduct of foreign policy, counter -intelligence, intelligence, or national
security activities. Violations of this section shall constitute violations of section
1352(a) of title 31." In addition to the above, the related restrictions on the use of
appropriated funds found in Div. F, §402 of the Omnibus Appropriations Act of 2008
(P.L. 110-161) also apply.
IX. PUBLICATIONS AND PUBLIC INFORMATION
A. An acknowledgment of National Park Service and the Arkansas Historic Preservation
Program support must be made in connection with the publication of any material
based on, or developed under, any activity supported by Historic Preservation Fund
grant funds. This acknowledgment shall be in the form of a statement as follows:
"This material was produced with assistance from the Historic Preservation Fund,
administered by the National Park Service, Department of the Interior and the
Arkansas Historic Preservation Program, a division of the Department of Arkansas
Heritage. Any opinions, findings, and conclusions or recommendations expressed in
this material are those of the author(s) and do not necessarily reflect the views of the
Department of the Interior or the Department of Arkansas Heritage. "
B. Press releases, publications, and other public dissemination of information by the City
concerning a project made possible by this grant shall acknowledge National Park
Service, Department of the Interior, Arkansas Historic Preservation Program, and
Department of Arkansas Heritage grant support.
C. Posters, brochures, program literature, and publications will include the following
statement: This program receives Federal financial assistance for identification and
protection of historic properties. Under Title VI of the Civil Rights Act of 1964,
Section 504 of the Rehabilitation Act of 1973, and the Age Discrimination Act of
1975, as amended, the U.S. Department of the Interior prohibits discrimination on the
basis of race, color, national origin, disability or age in its federally assisted
programs. If you believe you have been discriminated against in any program,
activity, or facility as described above, or if you desire further information, please
write to: Office for Equal Opportunity, National Park Service, 1849 C Street NW,
Washington, D.C. 20240.
D. Drafts of all publications, reports, audio-visual material, and other material subject to
distribution, publication, or display must be submitted to AHPP for approval prior to
production, publication, public display or general distribution.
X. LIMITATION OF LIABILITY
AHPP assumes no responsibility with respect to accidents, illness or claims arising out of
any work performed under a sub -grant supported project. The City is expected to take
necessary steps to insure itself and its personnel and students and to comply with the
applicable local, State, or Federal safety standards, including those issued pursuant to the
National Occupational Safety and Health Act of 1970 (see 20 CFR 1910).
XI. t'ROJECT CANCFLLAT1ON
Approved projects may be canceled for one or more of the following reasons:
A. The City requests project cancellation.
B. The City fails to pursue project work in a timely fashion or fails to adequately pursue
project objectives.
C. Project work is found not to be in conformance with conditions as stated in the grant
agreement and appendices.
XII. AMENDMENTS
This agreement may be amended upon written request and approval by both parties.
SIGNATURES
Scott Kaufman
Division Director, AHPP
Deputy State Historic Preservation Officer
Date
Lioneld Jordan
Name (printed)
Mayor
Title
Junes, 2018
Date
APPENDIX A: Historic Resources Survey and Documentation
The production of surveys of historic structures, sites, etc., funded under this grant
agreement will meet the following minimum standards, as applicable:
A. CITY'S RESPaIVSIBiLITIES
1. The City will ensure that any request for proposals (RFP), request for
qualifications (RFQ), or other bid solicitation and any contract for survey and
documentation services funded under this agreement includes duties and tasks
as described in this appendix.
L The City will submit a copy of any proposed RFQ, RFP, or other bid
solicitation for a project funded under this agreement to AHPP prior to
publication of the announcement or request for review and approval and will
not publish such announcement or request until comments been received from
AHPP. A copy of the final announcement or request and proof of its
publication or transmission to qualified professional will be provided to
AHPP.
3. The City will submit a copy of any proposed contract and the name and vita of
the contractor selected for services funded under this agreement to AHPP for
review, prior to execution of the contract, and will not execute the contract
until approval has been received from AHPP. A copy of the final executed
contract will be provided to AHPP.
4. The City will contact the AHPP National Register staff to consult on the
advisability of historic sites survey work in the proposed area, proposed
boundaries for the survey work, etc:, prior to engaging a contractor for survey
work funded under this agreement.
5. The City will ensure that any contractor engaged for survey and
documentation services funded under this agreement meets the Secretary of
the Interior's Standards for Professional Qualifications (36 CFR Part 61) in
History and/or Architectural History.
B. CONTRACTOR'S RESPCNSIBILITES
Prior to commencing any work under the contract, any contractor who has not
attended a training on the required procedures for historic sites surveys taught
by the AHPP National Register Survey staff within five (5) years prior to the
survey initiation date must attend a training class on the procedures required
for historic site survey. This one -day class, at the offices of AHPP, will train
the contractor in the proper and thorough completion of Arkansas
Architectural Resources Forms, photography requirements, mapping, and
compilation of the finished product.
2. Prior to commencing any work under the contract, the Contractor, regardless
of the date of his or her last training, must contact the AHPP National
Register Survey staff to determine whether changes to required historic site
survey procedures have changed since the contractor last attended a training.
If the AHPP National Register Survey staff determines that the Contractor's
attendance at an additional training class is advisable, the contractor must
attend a training class on the procedures required for historic sites surveys
prior to the initiation of any fieldwork under the contract.
3. The contractor must comply with the standards and procedures set forth in the
AHPP Survey Manual in carrying out the contract work and in completion of
the final product.
4. The contractor must design and complete the survey and produce a survey
report in accordance with the National Park Service Historic Preservation
Fund Grants Manual Chapter 6, Section H, 2a -e and 3b and/or d as applicable
and the Secretary of the Interior's Standards for Identification for Intensive
Surveys (see at htt s:Ilwww. rr s. vvlhlsta (local-lawlarch steads Q hnn).
The survey report should, at minimum, contain the following elements:
■ Survey methodology
■ A brief historic context specific to the area surveyed
■ A brief overview of historic resource types within the area
surveyed
• Maps outlining the boundaries of the area surveyed
Tables listing addresses or other location information of properties
surveyed, resource numbers supplied by AHPP, and data relevant
to evaluation of National Register eligibility, such as date of
construction, property condition and architectural integrity, vacant
lots, etc.
Maps locating properties by resource number and address
■ Language collected on Arkansas Architectural Resources Forms
should be provided with the survey report in an organized,
sortable, searchable, digital format, such as a database,
spreadsheet, GIS data, or similar data file.
5. The contractor nntst complete an Arkansas Architectural Resources Form and
provide site plans for each resource in the held.
6. The contractor must provide, on the Arkansas Architectural Resources Form,
information specific to the property for which the survey form is prepared
summarizing its history and any obvious changes to the building that appear to
have occurred since its construction.
7. The contractor will take color digital photographs of each resource in the
field. At the very minimum the photographs should show all facades of each
building. In addition, representative streetscape photographs will be provided
by the Contractor. These photographs will be submitted with the final survey
product in both electronic and print form.
8. The contractor will provide UTM coordinates for each property.
To ensure efficient production of a quality product and to reduce the burden of
repeated reviews, in projects involving inventory and documentation of more
than 30 properties, the contractor will provide drafts of at least 10 completed
Arkansas Architectural Resources Forms to the AHPP National Register
Survey staff for review prior to completion and submittal of all Arkansas
Architectural Resources Forms. AHPP staff will review draft forms and
return comments to the contractor within 14 business days of receipt of the
draft forms.
10. The contractor will provide copies of any ancillary work product or
information compiled or generated by the contractor in the course of carrying
out the historic site survey or fonn completion, including but not limited to
archival research, and photographs, to AHPP on request.
11. The contractor will grant the City, the State of Arkansas, and the United States
of America a royalty -free, non-exclusive and irrevocable license to publish,
reproduce and use, and dispose of in any manner and for any purpose without
limitation, and to authorize or ratify publication, reproduction or use by
others, of all copyrightable material first produced or composed under this
Agreement by the contractor, its employees or any individual or concern
specifically employed or assigned to originate and prepare such material.
12. The contractor must be able to adhere to set deadlines and provide initial and
completed surveys by the dates set forth in contract documents.
13. The contractor will provide own transportation and equipment.
14. For resurvey work, a copy of the previous survey form must be attached to the
new survey form for each property.
15. The contractor will provide one full-color copy and one digital copy of the
final survey report and forms to the City and one full-color printed copy and
two digital copies of the survey report and forms to AHPP.
C. AHPP RESPONSIBILITIES
1. AHPP will provide Arkansas Architectural Resources Forms and Ancillary
Structures Forms to the contractor as necessary for project completion.
2. AHPP will provide access to survey files and copies of previous survey work
as necessary for project completion.
3. AHPP will provide resource numbers to the contractor as necessary for project
completion.
4. AHPP will provide a one -day training class at the AHPP offices in Little Rock
on the procedures required for historic site surveys. This class will train the
contractor in the proper and thorough completion of Arkansas Architectural
Resources Forms, photography requirements, mapping, and compilation of the
finished product.
AHPP will provide technical assistance to the contractor as necessary for
project completion.
APPENDIX B: National Register
of Historic Places Nominations
The production of nominations of historic structures, sites, etc., for listing on the National
or Arkansas Registers of Historic Places funded under this grant agreement will meet the
following minimum standards, as applicable:
A. CITY'S RESPONSIBILITIES
1. The City will ensure that any request for proposals (RFP), request for
qualifications (RFQ), or other bid solicitation and any contract for services
funded under this agreement includes duties and tasks as described in this
appendix.
2. The City will submit a copy of any proposed RFQ, RFP, or other bid
announcement for a project funded under this agreement to AHPP prior to
publication of the announcement or request for review and will not publish
such announcement or request until approval has been received from AHPP.
A copy of the final announcement or request and proof of its publication or
transmission to qualified professional will be provided to AHPP.
3. The City will submit a copy of any proposed contract and the name and vita of
the contractor selected for services funded under this agreement to AHPP for
review prior to execution of the contract, and will not execute the contract
until approval has been received from AHPP. A copy of the final executed
contract will be provided to AHPP.
4. The City will contact the AHPP National Register staff to consult on the
advisability of preparation and submission of National Register of Historic
Places nominations prior to engaging a contractor for preparation of
nominations funded under this agreement.
5. The City will ensure that any contractor engaged for the preparation of
National Register of Historic Places nomination'preparation services funded
under this agreement meets the Secretary of the Interior's Standards for
Professional Qualifications (36 CFR Part 61) in History and/or Architectural
History.
B. CONTRACTOR'S RESPONSIBILITIES
1. It is required that the contractor complete a National Register of Historic
Places nomination form for the historic property or properties in compliance
with all applicable AHPP or National Park Service standards and guidance for
nomination form completion.
2. The contractor will take color digital photos of the historic property in the
field. In the case of a proposed historic district, representative streetscape
photos will be provided by the Contractor. All photographs submitted must
meet the National Park Service standards in the "National Register Photo
Policy Factsheet."
3. The contractor will label all photographs to be included with the completed
National or Arkansas Register of Historic Places nomination according to the
National Park Service instructions.
4. The contractor will also need to locate the property on a United States
Geological Survey Map and provide UTM coordinates for the historic
property or district.
5. The contractor will be responsible for on-site presentation of information
sufficient to fully support a recommendation for or against listing of the
proposed historic district or property to the AHPP State Review Board at the
earliest meeting following completion and staff approval.
Any contractor who has not submitted an accepted National Register or
Arkansas Resister of Historic Places form in the last five (5) years must attend
a training class on completing National or Arkansas Register of Historic
Places nomination forms. This one -day class, at the offices of AHPP, will
train the contractor in the proper and thorough completion of National
Arkansas Register of Historic Places nomination forms, photography
requirements, mapping, and compilation of the finished product.
7. The contractor will provide copies of any ancillary work product or
information compiled or generated by the contractor in the course of preparing
the nomination, including but not limited to property data, databases, archival
research, and photographs, to AHPP on request.
The contractor will grant the City, the State of Arkansas, and the United States
of America a royalty -free, non-exclusive and irrevocable license to publish,
reproduce and use, and dispose of in any manner and for any purpose without
limitation, and to authorize or ratify publication, reproduction or use by
others, of all copyrightable material first produced or composed under this
agreement by the contractor, its employees or any individual or concern
specifically employed or assigned to originate and prepare such material.
9. The contractor must be able to comply with deadlines and provide initial and
completed nominations by the dates set forth in the contract between the City
and the Contractor.
10. The contractor will provide his or her own transportation and any equipment
necessary to completion of the nomination forms and presentation to the
Arkansas State Review Board.
11. The contractor must work outside in extreme temperatures and provide proper
attire for the weather conditions.
12. The contractor will perform all services and provide all materials to be produced
under the contract in consultation with AHPP.
13. The contractor will conduct meetings with AHPP as required to complete the
project.
14. The contractor will provide one full-color printed final clean copy nomination
and attachments, including digital photographs, and one digital copy of any
nominations created to the City and three full-color printed copies of the final
clean copy nomination and attachments, including digital photographs, and two
digital copies of any nominations to AHPP.
C. AHPP RESPONSIBILITIES
1. AHPP will provide access to any previously completed architectural resource
forms in its possession for all buildings included in the contract for services.
2. AHPP will provide a one -day training class at the AHPP offices in Little Rock
contractor on the proper and thorough completion of National and Arkansas
Register of Historic Places nomination forms, photography requirements,
mapping, and compilation of the finished product.
3. AHPP will provide technical assistance to the contractor as necessary for
project completion.
APPENDIX C: Design Guidelines and Preservation Plans
Preparation of design guidelines and/ or preservation plans funded under this grant
agreement will meet the following minimum standards, as applicable:
A. CITY'S RESPONSIBILITIES
1. The City will ensure that any request for proposals (RFP), request for
qualifications (RFQ), or other bid solicitation and any contract for services
funded under this agreement include duties and tasks as described in this
appendix.
2. The City will submit a copy of any proposed RFQ, RFP, or other bid
announcement for a project funded under this agreement to AHPP prior to
publication of the announcement or request for review and will not publish
such announcement or request until approval has been received from AHPP.
A copy of the final announcement or request and proof of its publication or
transmission to qualified professional will be provided to AHPP.
3. The City will submit a copy of any proposed contract and the name and vita of
the contractor selected for services funded under this agreement to AHPP for
review prior to execution of the contract, and will not execute the contract
until approval has been received from AHPP. A copy of the final executed
contract will be provided to AHPP.
4. The City will submit a draft copy of the design guidelines to AHPP for
review, comments, and approval prior to printing, and will not give final
approval to the product or proceed with final printing of the document until
approval has been received by AHPP.
5. The City will ensure that any contractor engaged to prepare design guidelines
or preservation plans funded under this agreement meets the Secretary of the
Interior's Standards for Professional Qualifications (36 CFR Part 61) in
History, Architectural History, or Historic Architecture.
B. CONTRACTOR'S RESPONSIBILITIES
1. The contractor will design and complete a preservation plan or plans, when
applicable, in accordance with the Secretary of the Interior's Standards and
Guidelines for Preservation Planning (see at
https: //www. nps.gov/history/local-law/arch_stnds_0. htm).
2. The contractor will draft design guidelines, when applicable, that include, at
minimum:
a. A summary of the City's ordinances, procedures, and bylaws relating
to work regulated by the City's Historic District Commission;
b. Maps describing the boundaries of any local or National Register
historic districts in which work is regulated under authority of the
Arkansas Historic Districts Act, A C.A. § 14-172-20, et seq., and local
ordinance;
c. A list of addresses within such historic districts;
d. A history of the City as it provides historic context for any such local
historic districts, National Register of Historic Places districts, or the
City as a whole;
e. An overview of the architectural styles prevalent in the local historic
districts within the period of significance as described in the most
recent historic resources survey and/or nomination previously
approved by the City's Historic District Commission;
f. The text of the Secretary of the Interior's Standards for Rehabilitation,
as codified at 36 CFR 67.
g. Illustrated design guidance addressing appropriate rehabilitation of and
additions to historic structures and sites and construction or
development of appropriate infill structures and sites that addresses all
historic architectural styles, periods, and methods of construction
specific to the local districts.
3. The contractor will provide copies of any ancillary work product or
information compiled or generated by the contractor in the course preparing
work product on any project funded through this grant agreement, including
but not limited to property data, databases, archival research, and photographs,
to AHPP on request.
4. The contractor will grant the City, the State of Arkansas, and the United States
of America a royalty -free, non-exclusive and irrevocable license to publish,
reproduce and use, and dispose of in any manner and for any purpose without
limitation, and to authorize or ratify publication, reproduction or use by
others, of all copyrightahle material first produced or composed under this
agreement by the contractor, its employees or any individual or concern
specifically employed or assigned to originate and prepare such material.
5. The contractor must be able to comply with deadlines and provide initial and
completed nominations by the dates set forth in the contract between the City
and the Contractor.
6. The contractor will provide one full-color printed final clean copy of the design
guidelines and attachments and one digital copy of the design guidelines and
attachments created to the City and three full-color printed copies and two
digital copies to AHPP.
C. AHPP RESPONSIBILITIES
1. AHPP will provide access to survey files and copies of previous survey work
as necessary for project completion.
2. AHPP will provide access to any nominations or other background research or
information relevant to the project as necessary for project completion.
APPENDIX D: Rehabilitation Work to Historic Properties
Projects for rehabilitation work to historic properties funded under this grant agreement
will meet the following minimum standards, as applicable:
A. CITY'S RESPONSIBILITIES
1. The City will ensure that any request for proposals (RFP), request for
qualifications (RFQ), or other bid solicitation and any contract for services
funded under this agreement includes duties and tasks as described in this
appendix.
The City will submit a copy of any proposed RFQ, RFP, or other bid
announcement for a project funded under this agreement to AHPP prior to
publication of the announcement or request for review and will not publish
such announcement or request until approval has been received from
AHPP. A copy of the final announcement or request and proof of its
publication or transmission to qualified professional will be provided to
AHPP.
3. The City will submit a copy of any proposed contract and the name and
vita of the contractor selected for services funded under this agreement to
AHPP for review prior to execution of the contract, and will not execute
the contract until approval has been received from AHPP. A copy of the
final executed contract will be provided to AHPP.
4. The City will submit plans and specifications to AHPP for all proposed
work that is part of any project funded by this grant that would make any
material alteration in any feature of any property listed on or eligible for
listing on the National Register of Historic Places, either individually or as
a contributing feature in a district. The City will not begin any such work
until approval has been granted by AHPP.
5. The City will ensure that the Contractor performs all work in compliance
with the plans and specifications as approved by AHPP.
6. All products and projects must comply with the applicable Secretary of the
Interior's Standards for Rehabilitation. The Standards are:
1. A property shall be used for its historic purpose or be placed in a new
use that requires minimal change to the defining characteristics of the
building and its site and environment.
2. The historic character of a property shall be retained and preserved.
The removal of historic materials or alteration offeatures and spaces that
characterize a property shall be avoided.
3. Each property shall be recognized as a physical record of its time,
place, and use. Changes that create a false sense of historical
development, such as adding conjectural features or architectural
elements from other buildings, shall not be undertaken.
4. Most properties change over time; those changes that have acquired
historic significance in their own right shall be retained and preserved.
S. Distinctive.features, finishes, and construction techniques or examples
(?f craftsmanship that characterize a property shall be preserved.
6. Deteriorated historic,features shall be repaired rather than replaced.
Where the severity of deterioration requires replacement of a distinctive
feature, the new feature shall match the old in design, color, texture, and
other visual qualities and, where possible, materials. Replacement of
missing features shall be substantiated by documentary, physical, or
pictorial evidence.
7. Chemical or physical treatments, such as sandblasting, that cause
damage to historic materials shall not be used. The surface cleaning of
structures, ifoppropriate, shall be undertaken using the gentlest means
possible.
8. Significant archeological resources affected by a project shall be
protected and preserved. If stich resources must be disturbed, mitigation
measures shall be undertaken.
9. New additions, exterior alterations, or related new construction shall
not destroy historic materials that characterize the property. The new
work shall be differentiated from the old and shall be compatible with the
massing, size, scale, and architectural features to protect the historic
integrity of the property and its environment.
10. New additions and adjacent or related new construction shall be
undertaken in such a manner that if removed in the future, the essential
form and integrity of the historic property and its environment would be
unimpaired.
B. CONTRACTOR'S RESPONSIBILITIES
1. The Contract will perform all work in compliance with the plans and
specifications as approved by AHPP.
2. All products and projects must comply with the applicable Secretary of the
Interior's Standards for Rehabilitation. The Standards are:
1. A property shall be used for its historic purpose or be placed in a
new use that requires minimal change to the defining characteristics of
the building and its site and environment.
2. The historic character of a property shall be retained and
preserved. The removal of historic materials or alteration of features
and spaces that characterize a property shall be avoided.
3. Each property shall be recognized as a physical record of its time,
place, and use. Changes that create a false sense of historical
development, such as adding conjectural features or architectural
elements from other buildings, shall not be undertaken.
4. Most properties change over time; those.changes that have acquired
historic significance in their own right shall be retained and
preserved.
S. Distinctive, features, finishes, and construction techniques or
examples of craftsmanship that characterize a property shall be
preserved.
6. Deteriorated historic features shall be repaired rather than
replaced. Where the severity of deterioration requires replacement of
a distinctive feature, the new feature shall match the old in design,
color, texture, and other visual qualities and, where possible,
materials. Replacement of missing features shall be substantiated by
documentary, physical, or pictorial evidence.
7. Chemical or physical treatments, such as sandblasting, that cause
damage to historic materials shall not be used. The surface cleaning of
structures, if appropriate, shall be undertaken using the gentlest
means possible.
8. Significant archeological resources affected by a project shall be
protected and preserved. If such resources must be disturbed,
mitigation measures shall be undertaken.
9. New additions, exterior alterations, or related new construction
shall not destroy historic materials that characterize the property. The
new work shall be differentiated from the old and shall be compatible
with the massing, size, scale, and architectural features to protect the
historic integrity of the property and its environment.
10. New additions and adjacent or related new construction shall be
undertaken in such a manner that if removed in the future, the
essential form and integrity of the historic property and its
environment would be unimpaired.
3. The contractor will provide copies of any ancillary work product or
information compiled or generated by the contractor in the course
preparing work product on any project funded through this grant
agreement, including but not limited to property data, databases, archival
research, and photographs, to AHPP on request.
4. The contractor will grant the City, the State of Arkansas, and the United
States of America a royalty -free, non-exclusive and irrevocable license to
publish, reproduce and use, and dispose of in any manner and for any
purpose without limitation, and to authorize or ratify publication,
reproduction or use by others, of all copyrightable material first produced
or composed under this agreement by the contractor, its employees or any
individual or concern specifically employed or assigned to originate and
prepare such material.
5. The contractor must be able to comply with deadlines set forth in the
contract between the City and the Contractor.
6. The contractor must erect a project sign acknowledging the assistance of the
Department of the Interior, the National Park Service, the Department of
Arkansas Heritage, and the AHPP at the project site. This sign will be
provided by the AHPP.
C. AHPP RESPONSIBILITIES
1. AHPP will provide access to any previously completed architectural
resource forms or architectural plans in its possession for all buildings
included in the contract for services.
2. AHPP will review and approve or comment on all plans and specifications
submitted by the City within 14 business days of submission of plans and
specifications that allow for a clear and complete understanding of the
scope and detail of the project.
3. AHPP will provide technical assistance to the contractor as necessary for
project completion.
APPENDIX E: Other Consultant Contracts and Products
All other types of projects funded under this grant agreement will meet the following
minimum standards, as applicable:
A. CITY'S RESPONSIBILITIES
1. The City will ensure that any request for proposals (RFP), request for
qualifications (RFQ), or other bid solicitation and any contract for services
funded under this agreement includes duties and tasks as described in this
contract and appendix.
2. The City will submit a copy of any proposed RFQ, RFP, or other bid
announcement for a project funded under this agreement to AHPP prior to
publication of the announcement or request for review and will not publish
such announcement or request until approval has been received from
AHPP or seven (7) business days have elapsed since the date on which the
proposed announcement or request has been received by AHPP. A copy
of the final announcement or request and proof of its publication or
transmission to qualified professional will be provided to AHPP.
The City will submit a copy of any proposed contract and the naive and
vita of the contractor selected for services funded under this agreement to
AHPP for review, prior to execution of the contract, and will not execute
the contract until approval has been received from AHPP or seven (7)
business days have elapsed since the date on which the proposed contract
has been received by AHPP. A copy of the final executed contract will be
provided to AHPP.
4. The City will ensure that any contractor engaged for work funded under
this agreement meets the applicable Secretary of the Interior's Standards
for Professional Qualifications (36 CFR Part 61) as determined in
consultation with AHPP.
The City will ensure that all project work and work products meet all
applicable Secretary of the Interior's "Standards" including: 1) Standards
and Guidelines for Preservation Planning, 2) Standards and Guidelines for
Identification, 3) Standards and Guidelines for Evaluation, 4) Standards
and Guidelines for Registration, 5) Standards and Guidelines for Historical
Documentation, 6) Standards and Guidelines for Architectural and
Engineering Documentation, 7) Standards and Guidelines for
Archeological Documentation, 8) Standards for the Treatment of Historic
Properties, 9) Standards and Guidelines for the Rehabilitation of Historic
Buildings, and 10) Historic Preservation Professional Qualification
Standards.
B. CONTRACTOR'S RESPONSIBILITES
1. The contractor will ensure that all project work and work products meet all
applicable Secretary of the Interior's "Standards" including: 1) Standards
and Guidelines for Preservation Planning, 2) Standards and Guidelines for
Identification, 3) Standards and Guidelines for Evaluation, 4) Standards
and Guidelines for Registration, 5) Standards and Guidelines for Historical
Documentation, 6) Standards and Guidelines for Architectural and
Engineering Documentation, 7) Standards and Guidelines for
Archeological Documentation, 8) Standards for the Treatment of Historic
Properties, 9) Standards and Guidelines for the Rehabilitation of Historic
Buildings, and 10) Historic Preservation Professional Qualification
Standards.
2. The contractor will provide copies of any ancillary work product or
information compiled or generated by the contractor in the course of
carrying out the contract, including but not limited to archival research,
and photographs, to AHPP on request.
The contractor will grant the City, the State of Arkansas, and the United
States of America a royalty -free, non-exclusive and irrevocable license to
publish, reproduce and use, and dispose of in any manner and for any
purpose without limitation, and to authorize or ratify publication,
reproduction or use by others, of all copyrightable material first produced
or composed under this agreement by the contractor, its employees or any
individual or concern specifically employed or assigned to originate and
prepare such material.
4. The contractor must be able to adhere to set deadlines as set forth in
contract documents.
5. The contractor will provide own transportation and equipment.
6. The contractor will provide one full-color copy and one digital copy of the
work product, as applicable, to the City and one full-color printed copy
and two digital copies of the work product, as applicable, to AHPP.
C. AHPP RESPONSIBILITIES
1. AHPP will provide Arkansas Architectural Resources Forms and
Ancillary Structures Forms to the contractor as necessary for project
completion.
2. AHPP will provide access to survey files and copies of previous survey
work as necessary for project completion.
3. AHPP will provide resource numbers to the contractor as necessary for
project completion.
4. AHPP will provide access to other AHPP files to the contractor as
necessary for project completion.
5. AHPP will provide technical assistance to the contractor as necessary for
project completion.
Certified Local Government Grant Administration --Essentials
Good management of grant awards is a benefit to Certified Local Government grant recipients and
important to the continuation of the CLG grant program.
Clear expectations of the roles and responsibilities of AHPP and grant recipients ensure that grant
projects are completed on time and funding for projects is supplied to CLGs quickly and easily.
Keeping lines of communication open through up-to-date reporting ensures that AHPP staff can
offer assistance when it is needed to help solve problems. Good accounting practices and funds
management ensure that the project budget stays on track and that AHPP staff is contacted if
budget problems arise.
CLG grants are funded through AHPP from a grant from the National Park Service. AHPP receives
a significant portion of its budget from the National Park Service and must pass on at least 10% of
its budget to CLG program participants as grants. AHPP is responsible for ensuring grant awards
and the administration of these grants by CLGs comply with National Park Service requirements
and regulations. Therefore, AHPP needs to be able to ensure that grant funds are spent
successfully within the grant period.
The grant agreement contains provisions that are designed to encourage good management of grant
awards. This Appendix is intended to explain some basic terns of the grant agreement that are
essential to the administration of a CLG grant. Please read over the terms and instructions, initial
each section, and sign at the end of this Appendix. Return this Appendix with the contract. AHPP
will return a copy with the executed contract, so you will have a copy for your reference.
Scope of Work
The Scope of Work describes what projects or tusks the grant is intended
to find and how mach money can be spent on each project.
Section I: Scope of Work may contain multiple tasks labeled A, B, C, and
so on. Each of these is assigned a certain budget amount. This is the total
amount that should be spent on this task.
If additional funds are needed for one task, AHPP staff should be
contacted to discuss a grant amendment. Funds should not be spent on
any activities not directly related to those tasks described in the Scope of
Work.
Spending funds on activities not described in the Scope of Work may
result in cancellation of the grant and require the return of all grant funds
received.
Time Frame of'Azreemen
The Time Frame of the agreement is defined by the National Park Service.
It cannot be amended or waived by AHPP.
Grant funds cannot be spent before or after the time period described in
Section I1: Time Frame of Agreement.
d",9-
4/27/2018 2:39 PM
The entire grant amount MUST be spent prior to September 30, 2019,
Any funds not spent prior to September 30, 2019, must be returned to
AHPP.
If you received a grant and do not complete your grant project within the
grant term, you will have to return the grant money.
Invoicing
Invoicing practices are intended to keep project accounting in compliance
with NPS regulations.
AHPP can only process two types of invoices. The first are applications
to reimburse a CLG for money that has already been spent on grant tasks.
The second are applications to advance money to a CLG for expenditures
that the CLG expects to make within 30 days of receiving the check. It
typically takes at least three weeks from the time AHPP receives an
invoice until a CLG receives a check, so plan accordingly.
Proof that either 1) an A-133 Single Audit has been obtained by the City
or 2) a statement that the City was not required to obtain an A-133 Single
Audit must be supplied to AHPP before invoices can be submitted. An A-
133 Single Audit is an audit required of cities that receive more than
$750,000 in federal grant assistance. Your city grants or other financial
officer should be able to provide you with the documents you need to
fulfill this requirement. For your reporting purposes, our CFDA for our
Historic Preservation Fund Grants in Aid is 15.904.
No invoices for expenses incurred, funds disbursed, services rendered, or
goods received after September 30, 2019, will be processed.
No invoices received after August 15, 2019, will be processed. Any funds
for which the City has not invoiced by August 15, 2019, will not be paid
to the City. _
Grant Administration Trainh
Good grant administration starts with an understanding ofgrant
administration requirements. We want to help you avoid time-consuming
mistakes or potential endangerment of grant funding.
A designated representative of the City must attend a training session on
grant administration requirements before grant funds can be released.
Attendance can be in-person or through an online training session. This
requirement can be waived by AHPP if your grant administrator has
attended a training session recently.
Reporting
Grant reporting helps grant recipients and AHPP keep track of project
budgets and progress. Prompt reporting can alert AHPP to potential
problems so staff can be of assistance. AHPP is required to maintain
2
4/27/2018 2:39 PM
t I
awon
fqri
complete reports with supporting documentation and any project
publications or other products.
Quarterly reports detailing project progress and money spent must be
submitted on the following schedule on forms supplied by AHPP:
Period
Date Due
May -September, 2018
October 15, 2018
October -December, 2018
January 15, 2019
January -March, 2019
April 15, 2019
April -June, 2019
July 15, 2019
July -September, 2019
October 15, 2019
FINAL
October 31, 2019
The report due April 15`x', 2019, should be accompanied by a timeline for
completion and a spending plan for the rest of the grant term.
To ensure that grant projects and spending stay on track, AHPP staff needs
to be kept aware of the project progress. Therefore, CLGs whose grant
reporting is more than two weeks overdue will not be able to submit
invoices.
Failure to submit complete reports within one month of the date required
will be grounds for cancellation of the grant at the discretion of AHPP.
Grant reports will not be considered complete without supporting
documentation. This should include invoices and cancelled checks for
expenditures. It should also include copies of any advertisements for and
copies of solicitations for bids or RFPs/RFQs, and contracts for services
entered into since the last quarterly report.
A final grant report detailing all completed projects and including required
copies of publications and other project products should be submitted no
later than October 31, 2019.
Federal Grant Funds R8 uireineptts
CLG grants are funded by the National Park Service's Historic
Preservation Fund (HPF). Section VIII: Management and Budget
Guidelines of the HPF Grants Manual (https://www.nps.gov/preservation-
grants/manual/HPF_Manual.pdf) outlines regulations, policies, guidelines,
and requirements related to acceptance of federal funds with which
recipients of this grant must comply.
Other provisions and regulations that apply to grant funds management are
described in the grant agreement.
3
4/27/2018 2:39 PM
Secretarp of the Interior's SYandards
All projects funded by this grant must comply with the applicable
Secretary of the Interior's Standards and Guidelines as found at
https:llwww.nps.govlhistoryllocal-lawlarch stnds 0.him,
Contract Requirements
Appendices A-E of the grant agreement are designed to make sure the
projects funded with CLG grants are of the best quality possible.
The scope of work and design of survey, nomination, and other contracted
work f tnded by this grant must conform to the requirements of Appendices
A-E of this grant agreement. Please read these requirements carefully
and make sure you are familiar with them.
RFQs/RFPs and contracts between CLGs and contractors for work
covered by Appendices A-E should contain provisions to ensure that
surveys, nominations, design guidelines, etc., comply with those
requirements.
All RFQs, RFPs, bids, contracts, and other similar documents and the
names and qualifications of any contractors or consultants chosen to carry
out contract work must be submitted to AHPP for review and approval
prior to publication or execution as per the requirements of Appendices A-
E.
Surveys, nominations, and other products covered by Appendices A-E that
do not meet their requirements will not be considered complete.
Plans, specifications, and other documents required to give a complete
picture of.proposed work must be submitted to AHPP for review and
approval before any bricks and mortar work that is a part of a project
funded by this grant can proceed.
All contracts and subgrants using CLG grant funds must contain
provisions reflecting the federal regulatory requirements contained in the
grant agreement.
Easements and Preservation Agreentenis
A preservation agreement must be entered into between the property
owner, mortgage holder, if any, and AHPP concerning any historic
building„ structure, site, or object being restored, rehabilitated, or repaired
as part of any project utilizing $10,000 or less of CLG grant funds.
An easement must be donated to AHPP on any historic building, structure,
site, or object being restored, rehabilitated, or repaired as part of any
project utilizing ten thousand dollars ($10,000) or more of AHPP funds.
4
4/27/2018 2:39 PM
Publications
NPS and AHPP require publications and other information to include
acknowledgement of gram funding. AHPP and NPS maintain copies of all
materials produced with grant funding as a resource and record of grant
benefits.
All publications of any kind, including videos, pamphlets, books,
websites, and in other media, must include an acknowledgement of
support from AHPP, DAH, and the National Park Service as described in
Section IX: Publications and Public Information of the grant agreement.
All press releases and other public dissemination of information of
information by the City made possible by the grant will also acknowledge
the grant support.
Any publications, displays, video/audio projects, pamphlets, language and
graphics for websites, plaques, signs, etc., must be submitted to AHPP for
review prior to public or dissemination.
Copies of publications in formats required in the applicable appendices to
the grant agreement must be furnished to AHPP with the final report.
Photographs, final architectural plans, text, and other representative
material, as appropriate, should be submitted to illustrate the final product
of grants for which digital or physical copies cannot be transmitted to
AHPP.
Timely 1'trltladon and Complelion ofProiect Work
If AHPP does not spend 10% of its federal funding by the end of the grant
term, it could forfeit federal grant funds. If CLG grant projects cannot be
completed on time, grant funds will need to be awarded for other projects
that can be completed. .Sometimes grant cancellation will be necessary.
If the City does not begin project work in a reasonable amount of time, or
starts project work but doesn't move ahead on schedule and it appears the
project may not be completed, AHPP may cancel the grant. For example,
if the City does not put out an Rl~ Q early enough to get a project
completed in the grant period, AHPP will likely cancel the grant.
Lioneld Jordan -Mayor
CLG Grant Administrator Name
5
4/27/2018 2:39 PM
June 5, 2018
Date
U.S. Department of the Interior
Certifications Regarding Debarment, Suspension and
Other Responsibility Matters, Drug -Free Workplace
Requirements and Lobbying
Persons signing this form should refer to the regulations
referenced below for complete instructions:
Certification Regarding Debarment, Suspension, and Other
Responsibility Matters - Primary Covered Transactions - The
prospective primary participant further agrees by
submitting this proposal that it will include the clause
titled, "Certification Regarding Debarment, Suspension,
Ineligibility and Voluntary Exclusion - Lower Tier Covered
Transaction," provided by the department or agency
entering into this covered transaction, without
modification, in all lower tier covered transactions and in
all solicitations for lower tier covered transactions. See
below for language to be used or use this form certification
and sign. (See Appendix A of Subpart D of 43 CFR Part 12.)
Certification Regarding Debarment, Suspension, Ineligibility
and Voluntary Exclusion - Lower Tier Covered Transactions -
(See Appendix B of Subpart D of 43 CFR Part 12.)
Certification Regarding Drug -Free Workplace Requirements
- Alternate I. (Grantees Other Than Individuals) and
Alternate II. (Grantees Who are Individuals) - (See Appendix
C of Subpart D of 43 CFR Part 12)
Signature on this form provides for compliance with
certification requirements under 43 CFR Parts 12 and 18.
The certifications shall be treated as a material
representation of fact upon which reliance will be placed
when the Department of the Interior determines to award the
covered transaction, grant, cooperative agreement or loan.
PART A: Certification Regarding Debarment, Suspension, and Other Responsibility Matters -
Primary Covered Transactions
CHECK IF THIS CERTIFICATION IS FOR A PRIMARY COVERED TRANSACTION AND IS APPLICABLE.
(1) The prospective primary participant certifies to the best of its knowledge and belief, that it and its principals:
(a) Are not presently debarred, suspended, proposed for debarment, declared ineligible, or voluntarily excluded by any
Federal department or agency;
(b) Have not within a three-year period preceding this proposal been convicted of or had a civil judgment rendered against
them for commission of fraud or a criminal offense in connection with obtaining, attempting to obtain, or performing a
public (Federal, State or local) transaction or contract under a public transaction; violation of Federal or State antitrust
statutes or commission of embezzlement, theft, forgery, bribery, falsification or destruction of records, making false
statements, or receiving stolen property;
(c) Are not presently indicted for or otherwise criminally or civilly charged by a governmental entity (Federal, State or local)
with commission of any of the offenses enumerated in paragraph {1)(b) of this certification; and
(d) Have not within a three-year period preceding this application/proposal had one or more public transactions (Federal,
State or local) terminated for cause or default.
(2) Where the prospective primary participant is unable to certify to any of the statements in this certification, such prospective
participant shall attach an explanation to this proposal.
PART B; Certification Regarding Debarment, Suspension, Ineligibility and Voluntary Exclusion -
Lower Tier Covered Transactions
CHECK x IF THIS CERTIFICATION IS FOR A LOWER TIER COVERED TRANSACTION AND IS APPLICABLE.
(1) The prospective lower tier participant certifies, by submission of this proposat, that neither it nor its principals is presently
debarred, suspended, proposed for debarment, declared ineligible, or voluntarily excluded from participation in this
transaction by any Federal department or agency.
(2) Where the prospective lower tier participant is unaNe to certify to any of the statements in this certification, such prospective
participant shall attach an explanation to this proposal.
This form was electronically produced by Elite Federal Forms, Inc. DI -2010
June 1995
(This form replaces DI -1953, DI -1954,
0I-1955, DI -1956 and DI -1963)
PART C: Certification Regarding Drug -Free Workplace Requirements
CHECK IF THIS CERTIFICATION IS FOR AN APPLICANT WHO IS NOT AN INDIVIDUAL.
Alternate I. (Grantees Other Than Individuals)
A. The grantee certifies that it will or continue to provide a drug-free workplace by:
(a) Publishing a statement notifying employees that the unlawful manufacture, distribution, dispensing, possession, or
use of a controlled substance is prohibited in the grantee's workplace and specifying the actions that will be taken
against employees for violation of such prohibition;
(b) Establishing an ongoing drug-free awareness program to inform employees about --
(1) The dangers of drug abuse in the workplace;
(2) The grantee's policy of maintaining a drug-free workplace;
(3) Any available drug counseling, rehabilitation, and employee assistance programs; and
(4) The penalties that may be imposed upon employees for drug abuse violations occurring in the workplace;
(c) Making it a requirement that each employee to be engaged in the performance of the grant be given a copy of the
statement required by paragraph (a);
(d) Notifying the employee in the statement required by paragraph (a) that, as a condition of employment under the grant,
the employee will --
(1) Abide by the terms of the statement; and
(2) Notify the employer in writing of his or her conviction for a violation of a criminal drug statute occurring in the
workplace no later than five calendar days after such conviction;
(e) Notifying the agency in writing, within ten calendar days after receiving notice under subparagraph (d)(2) from an
employee or otherwise receiving actual notice of such conviction. Employers of convicted employees must provide
notice, including position title, to every grant officer on whose grant activity the convicted employee was working,
unless the Federal agency has designated a central point for the receipt of such notices. Notice shall include the
identification number(s) of each affected grant;
(f) Taking one of the following actions, within 30 calendar days of receiving notice under subparagraph (d)(2), with
respect to any employee who is so convicted --
(1) Taking appropriate personnel action against such an employee, up to and including termination, consistent
with the requirements of the Rehabilitation Act of 1973, as amended; or
(2) Requiring such employee to participate satisfactorily in a drug abuse assistance or rehabilitation program
approved for such purposes by a Federal, State, or local health, law enforcement, or other appropriate agency;
(g) Making a good faith effort to continue to maintain a drug-free workplace through implementation of paragraphs (a) (b),
(c), (d), (e) and (f).
B. The grantee may insert in the space provided below the site(s) for the performance of work done in connection with the
specific grant:
Place of Performance (Street address, city, county, state, zip code)
Check—if there are workplaces on files that are not identified here.
PART D: Certification Regarding Drug -Free Workplace Requirements
CHECK IF THIS CERTIFICATION IS FOR AN APPLICANT WHO IS AN INDIVIDUAL.
Alternate II. (Grantees Who Are Individuals)
(a) The grantee certifies that, as a condition of the grant, he or she will not engage in the unlawful manufacture,
distribution, dispensing, possession, or use of a controlled substance in conducting any activity with the grant;
(b) If convicted of a criminal drug offense resulting from a violation occurring during the conduct of any grant activity, he
or she will report the conviction, in writing, within 10 calendar days of the conviction, to the grant officer or other
designee, unless the Federal agency designates a central point for the receipt of such notices. When notice is made
to such a central point, it shall include the identification number(s) of each affected grant.
DI -2010
June 1995
(This form replaces DI -1953, DI -1954,
DI -1955, DI -1956 and DI -1963)
PART E: Certification Regarding Lobbying
Certification for Contracts, Grants, Loans, and Cooperative Agreements
CHECK IF CERTIFICATION IS FOR THE AWARD OF ANY OF THE FOLLOWING AND
THE AMOUNT EXCEEDS $100, 000: A FEDERAL GRANTOR COOPERATIVE AGREEMENT;
SUBCONTRACT, OR SUBGRANT UNDER THE GRANTOR COOPERATIVE AGREEMENT.
CHECK IF CERTIFICATION FOR THE AWARD OF A FEDERAL
LOAN EXCEEDING THE AMOUNT OF $150,000, OR A SUBGRANT OR
SUBCONTRACT EXCEEDING $100,000, UNDER THE LOAN.
The undersigned certifies, to the best of his or her knowledge and belief, that:
(1) No Federal appropriated funds have been paid or will be paid, by or on behalf of the undersigned, to any person for
influencing or attempting to influence an officer or employee of an agency, a Member of Congress, and officer or employee
of Congress, or an employee of a Member of Congress in connection with the awarding of any Federal contract, the making
of any Federal grant, the making of any Federal loan, the entering into of any cooperative agreement, and the extension,
continuation, renewal, amendment, or modification of any Federal contract, grant, loan, or cooperative agreement_
(2) if any funds other than Federal appropriated funds have been paid or will be paid to any person for influencing or attempting
to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an
employee of a Member of Congress in connection with this Federal contract, grant, loan, or cooperative agreement, the
undersigned shall complete and submit Standard Form -LLL, "Disclosure Form to Report Lobbying," in accordance with its
$—,.... A:—
(3) The undersigned shall require that the language of this certification be included in the award documents for all subawards at
all tiers (including subcontracts, subgrants, and contracts under grants, loans, and cooperative agreements) and that all
subrecipients shall certify accordingly.
This certification is a material representation of fact upon which reliance was planed when this transaction was made or entered
into. Submission of this certification is a prerequisite for making or entering into this transaction imposed by Section 1352, title
31, U.S. Code. Any person who fails to file the required certification shall be subject to a civil penalty of not less than $10,000
and not more than $100,000 for each such failure.
As the authorized certifying official, I hereby certify that the above specified certifications are true,
,E OF AUZTMH�ZZ--D TIFYING FFICIAL �l
Jordan-_
June 5, 2018
DATE
DI -2010
June 1995
(This form replaces DI -1953, DI -1954,
DI -1955, DI -1956 and DI -1963)
City of Fayetteville, Arkansas - Budget Adjustment Form (Legistar)
Budget Year Division Adjustment Number
/Org2 DEVELOPMENT SERVICES (620)
2018
Requestor: Andrew Garner
BUDGET ADJUSTMENT DESCRIPTION / JUSTIFICATION:
Historic preservation grant (18-CLG-05) in the amount of $791 for travel and training and $5,000 to hire a consultant for
continued development of the historic properties map and website.
RESOLUTION/ORDINANCE
COUNCIL DATE
LEGISTAR FILE ID
6/5/2018
#: 2018-0277
L Ok R utchPivl%
5/16/2018 4:59 PM
Budget Director
TYPE:
DESCRIPTION:
GLDATE:
POSTED:
Date
TOTAL
Account Number
5,791 5,791
Increase / (Decrease)
Expense Revenue
Proiect.Sub#
Project Sub
AT
v.20180417
Account Name
1010.630.6305-4309.01
- 5,791
36024
1801
RE
Federal Grants - Operational
1010.630.6305-5304.00
1010.630.6305-5315.00
791
5,000 -
36024
36024
1801
1801
EX
EX
Travel & Training -
Contract Services -
C:\Users\losmith\AppData\Roaming\L5\Temp\1c2f409b-f527-46e5-b4f9-66bc35467642 1 of 1
OF FAYETTF
J L
o -4
w
JNA- P
9 qKA NS PS
113 West Mountain Street
Fayetteville, AR 72701
(479) 575-8323
Resolution: 169-19
File Number: 2019-0405
ARKANSAS HISTORIC PRESERVATION PROGRAM:
A RESOLUTION TO AUTHORIZE A CONTRACT WITH THE ARKANSAS HISTORIC
PRESERVATION PROGRAM FOR ACCEPTANCE OF A CERTIFIED LOCAL GOVERNMENT GRANT
IN THE AMOUNT OF $790.00 TO PAY FOR TRAVEL AND TRAINING EXPENSES, AND TO
APPROVE A BUDGET ADJUSTMENT
BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF FAYETTEVILLE,
ARKANSAS:
Section 1: That the City Council of the City of Fayetteville, Arkansas hereby authorizes Mayor Jordan
to sign the attached Certified Local Government Program Grant Agreement for acceptance of a grant
through the Arkansas Historic Preservation Program in the amount of $790.00 for travel and training
expenses.
Section 2: That the City Council of the City of Fayetteville, Arkansas hereby approves a budget
adjustment, a copy of which is attached to this Resolution, recognizing the grant funds.
PASSED and APPROVED on 7/16/2019
Page 1 Printed on 7/17/19
File Number.' 2019-0405 169-19
Attest:
Com- ,CL�vwL`�
```qu a !111,f I*
TreasArr,-ERK
0 •:J'
• Fq .c,
=v: y F�/�l • M=
o�
Sondra E. Smith, City Clerk
Page 2 Printed on 7/17/19
City of Fayetteville, Arkansas 113 West Mountain Street
Fayetteville, AR 72701
Efiti (479) 575-8323
Text File
\�- File Number: 2019-0405
Agenda Date: 7/16/2019 Version: 1 Status: Passed
In Control: City Council Meeting File Type: Resolution
Agenda Number: A. 8
ARKANSAS HISTORIC PRESERVATION PROGRAM:
A RESOLUTION TO AUTHORIZE A CONTRACT WITH THE ARKANSAS HISTORIC
PRESERVATION PROGRAM FOR ACCEPTANCE OF A CERTIFIED LOCAL GOVERNMENT
GRANT IN THE AMOUNT OF $790.00 TO PAY FOR TRAVEL AND TRAINING EXPENSES, AND
TO APPROVE A BUDGET ADJUSTMENT
BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF FAYETTEVILLE, ARKANSAS:
Section 1: That the City Council of the City of Fayetteville, Arkansas hereby authorizes Mayor Jordan to sign
the attached Certified Local Government Program Grant Agreement for acceptance of a grant through the
Arkansas Historic Preservation Program in the amount of $790.00 for travel and training expenses.
Section 2: That the City Council of the City of Fayetteville, Arkansas hereby approves a budget adjustment, a
copy of which is attached to this Resolution, recognizing the grant funds.
City of Fayetteville, Arkansas Page 1 Printed on 711712019
City of Fayetteville Staff Review Form
2019-0405
Legistar File ID
7/16/2019
City Council Meeting Date - Agenda Item Only
N/A for Non -Agenda Item
Garner Stoll 6/24/2019 DEVELOPMENT SERVICES (620)
Submitted By Submitted Date Division / Department
Action Recommendation:
Approval of a contract with the Arkansas Historic Preservation Program to receive a Certified Local Government
grant (19-CLG-04) in the amount of $790 and approval of a budget adjustment to receive the grant funds.
Budget Impact:
1010.630.6305-4309.01 General
Account Number Fund
36024.1901 Historic Preservation Grant
Project Number Project Title
Budgeted Item? NA Current Budget $ -
Funds Obligated $ -
Current Balance $ -�
Does item have a cost? No Item Cost
Budget Adjustment Attached? Yes Budget Adjustment $ 790.00
Remaining Budget $ 790.00
V20180321
Purchase Order Number: Previous Ordinance or Resolution # RES 130-18
Change Order Number: Approval Date:
Original Contract Number:
Comments:
I WA
CITY COUNCIL AGENDA MEMO
CITY OF
FAYETTEVILLE
ARKANSAS
MEETING OF JULY 16, 2019
TO: Mayor; Fayetteville City Council
THRU: Garner Stoll, Development Services Director
FROM: Andrew Garner, Planning Director
DATE: June 24, 2019
SUBJECT: Approval of a contract with the Arkansas Historic Preservation Program to
receive a Certified Local Government grant (19-CLG-04) in the amount of
$790 and approval of a budget adjustment to receive the grant funds.
RECOMMENDATION:
Planning Staff recommends approval of a contract with the Arkansas Historic Preservation
Program to receive a Certified Local Government grant in the amount of $790 and approval of a
budget adjustment to receive the grant funds.
BACKGROUND:
Planning staff has applied for and received a Certified Local Government (CLG) grant to pay for
travel and training for the Historic District Commission and City staff.
BUDGET/STAFF IMPACT:
A budget adjustment is proposed in the amount of $790 for the City to receive the grant funds.
Attachments:
■ Certified Grant Agreement Documents
• Budget Adjustment Form
Mailing Address:
113 W. Mountain Street www.fayetteville-ar.gov
Fayetteville, AR 72701
CERTIFIED LOCAL GOVERNMENT PROGRAM GRANT AGREEMENT
Grant Number 19-CLG-04
This agreement is entered into between the City of Fayetteville, Arkansas, hereinafter referred to
as the City, and the Arkansas Historic Preservation Program, hereinafter referred to as AHPP.
AHPP agrees to provide a grant in the amount of $790 for the purpose of funding training -related
travel by historic district commissioners and staff.
THIS GRANT IS FOR THE ACCOMPLISHMENT OF THE PURPOSE, OBJECTIVE AND
SCOPE OF WORK HEREIN DEFINED.
COPE OF WORK
TASK A. The City will fund training -related travel for historic district commissioners,
staff, and related officials.
$790 is designated for this activity.
II. TIME FRAME of AGREEMENT
This agreement will begin on May 15, 2019, and shall extend until September 30, 2020.
No grant funds shall be expended by the City or its sub -grantees or assigns after
September 30, 2020. No work on any grant task will be undertaken, continued, or
carried out after September 30, 2020.
III. PAYMENTS
A. Payments of funds under this grant agreement will be made upon receipt of invoices
requesting reimbursement of expenses paid by the City with in the time frame of this
agreement.
B. No invoice received after August 1, 2020, will be processed.
C. Payments under this grant agreement are conditioned on successful completion of the
tasks described in the scope of work. Any funds paid to the City by AHPP for the
purpose of achieving a task described in the scope of work must be returned to AHPP
if that task is not completed within the period of performance of this grant.
D. The grant award is conditioned on the use of the grant funds to accomplish the tasks
described in the scope of work. Funds will only be disbursed to achieve the purposes
described in the scope of work. The grantee retains no interest in grant funds for
which an invoice has not been submitted to AHPP by August 1, 2020.
E. The availability of funds under this grant award is dependent on the release of the
2019-2021 Historic Preservation Fund Grant award to the AHPP.
IV. AHPP RESPONSIBILITIES
AHPP staff agrees to make periodic reviews of the project to assess practices and
products. AHPP reserves the right to enforce the procedures as outlined in this contract.
AHPP agrees to make available advice and counsel necessary to accomplish the
objectives and to render compensation upon invoice within a reasonable timeframe.
V. REPORTING REQUIREMENTS
A. The City will submit quarterly reports detailing programmatic and fiscal progress of
work on forms to be provided by AHPP on:
Period Date Due
May -September, 2019 October 15, 2019
October -December, 2019 January 15, 2020
January -March, 2020 April 15, 2020
April -June, 2020 July 15, 2020
July -September, 2020 October 15, 2020
FINAL October 31, 2020
B. The report of April 15, 2020, will be accompanied by a timeline for completion of
the project and spend down of project funds by the end of the grant term.
C. If changes in the grant agreement - e.g.: scope of work, products, budgets, etc. - are
required, then the City must submit a written request detailing proposed changes
and wait for written approval from AHPP before proceeding.
D. No funds will be disbursed if grant reporting is more than two weeks delinquent.
E. Failure to submit grant reports within one month of the date required herein shall be
grounds for cancellation of the grant at the discretion of AHPP.
F. The City will submit a final project report detailing all completed projects and
including copies of all publications as per the requirements of this agreement no
later than October 31, 2020.
G. The City will promptly notify AHPP if it will be unable to expend the awarded
funds within the grant period.
VI. REQUIRED TRAINING
Disbursement of funds under this agreement is contingent on attendance by a
designated representative of the City at a training session on grant administration
requirements held by AHPP. This requirement may be waived at the discretion of
AHPP if the City's grants administrator has attended a grant administration training
session within the two years prior to the execution of this grant agreement.
VII. COMPLIANCE
A. All products and projects funded by grant funds must comply with the applicable
Secretary of the Interior's "Standards". These include: 1) Standards and Guidelines
for Preservation Planning, 2) Standards and Guidelines for Identification, 3) Standards
and Guidelines for Evaluation, 4) Standards and Guidelines for Registration, 5)
Standards and Guidelines for Historical Documentation, 6) Standards and Guidelines
for Architectural and Engineering Documentation, 7) Standards and Guidelines for
Archeological Documentation, 8) Standards for the Treatment of Historic Properties,
9) Standards and Guidelines for the Rehabilitation of Historic Buildings, and 10)
Historic Preservation Professional Qualification Standards. See Appendices A -F.
B. PROJECT EXECUTION AND CONTRACT REQUIREMENTS: All projects, sub -
grants and consulting contracts funded through this grant agreement must be carried
out in accordance with the procedures and standards laid out in the applicable
appendices to this agreement. All work products funded through this grant must meet
the standards laid out in the applicable appendices to this agreement.
C. EASEMENTS AND PRESERVATION AGREEMENTS: The City will donate to
AHPP a conservation easement on any property being restored, rehabilitated, or
repaired as a part of any project(s) funded in whole or part by this grant utilizing ten
thousand dollars ($10,000) or more of funds awarded by AHPP. On such projects
involving private properties, it will be the City's responsibility to secure this easement
for donation to AHPP before any grant funds are released. The City will ensure that
the owner(s) of property being restored, rehabilitated, or repaired as a part of any
project utilizing at least one dollar ($1) but less than ten thousand dollars
($10,000) of Historic Preservation Fund monies awarded by AHPP enters into a five-
year preservation agreement concerning that property with AHPP before grant funds
are released. On such projects involving City property, the City and any other parties
holding an ownership interest in such property must enter into a five-year preservation
agreement with AHPP before funds will be released.
D. All activities pursuant to this Agreement shall be in compliance with the requirements
of Executive Order 11246, as amended; Title VI of the Civil Rights Act of 1964, as
amended, (78 Stat. 252; 42 U.S.C. §§2000d et seq.); Title V, Section 504 of the
Rehabilitation Act of 1973, as amended, (87 Stat. 394; 29 U.S.C. §794); the Age
Discrimination Act of 1975 (89 Stat. 728; 42 U.S.C. §§6101 et seq.); and with all
other federal laws and regulations prohibiting discrimination on grounds of race,
color, sexual orientation, national origin, disabilities, religion, age, or sex.
E. .In all hiring or employment made possible by or resulting from grant awards, the City
(1) will not discriminate against any employee or applicant from employment because
of race, color, religion, sex, age, or national origin, and (2) will take affirmative action
to ensure that applicants are employed, and that employees are
treated during employment, without regard to their race, color, religion, sex, age, or
national origin. This requirement applies to, but is not limited to, the following:
employment promotion, demotion, or transfer; recruitment or other recruitment
advertising; layoff or termination; rates of pay or other forms of compensation; and
selection for training, including apprenticeship. The City and its sub -grantees will
comply with all applicable statutes and Executive orders on equal employment
opportunity and grant awards will be governed by the provisions, as implemented by,
but not limited to, Department of the Interior policies, published in 43 CFR 17.
VIII. MANAGEMENT AND BUDGET GUIDELINES
A. Certified Local Government grants are funded by the National Park Service Historic
Preservation Funds Grants in Aid, CFDA number 15.904. All policies and
procedures of the Department of the Interior, the National Park Service, and all other
Federal regulations concerning expenditures of Federal funds must be followed by
AHPP and all sub -grant recipients. All grant projects will be administered by AHPP
in accordance with the Historic Preservation Fund Grants Manual. The manual may
be found online here: https://www.ni2s.yov/12reservation---rants/hpf manual.pdf The
City must maintain efficient and effective accountability and control of all funds
received and expended under a sub -grant from AHPP.
B. A City employee or paid contractor will be responsible for fulfilling all
responsibilities assumed by the City under this grant agreement.
C. The City will maintain all grant -related records at the City offices in accordance with
its normal recordkeeping procedures.
D. The City hereby assures and certifies that it will comply with the regulations, policies,
guidelines and requirements as they relate to the application, acceptance and use of
Federal funds for this federally -assisted project. The following Federal regulations
are incorporated by reference into this Agreement (full text can be found at
http://www.ecfr.gov):
1) Administrative Requirements:
2 CFR Part 200 - Uniform Administrative Requirements, Cost Principles, and
Audit Requirements for Federal Awards, in its entirety;
2) Determination of Allowable Costs:
2 CFR Part 200 - Uniform Administrative Requirements, Cost Principles, and
Audit Requirements for Federal Awards, Subpart E; and
3) Audit Requirements:
2 CFR Part 200 - Uniform Administrative Requirements, Cost Principles, and
Audit Requirements for Federal Awards, Subpart F.
4) Code of Federal Regulations/Regulatory Requirements:
2 CFR Part 182 & 1401, "Government -wide Requirements for a Drug -Free
Workplace";
2 CFR 180 & 1400, "Non -Procurement Debarment and Suspension",
previously located at 43 CFR Part 42,"Government wide Debarment and
Suspension (Non -Procurement)";
43 CFR 18, "New Restrictions on Lobbying";
2 CFR Part 175, "Trafficking Victims Protection Act of 2000";
FAR Clause 52.203-12, Paragraphs (a) and (b), Limitation on Payments to
Influence Certain Federal Transactions;
2 CFR Part 25, System for Award Management (www.SAM.gov) and Data
Universal Numbering System (DUNS); and
2 CFR Part 170,"Reporting Sub -awards and Executive Compensation" or
FFATA (Refer to XII.B.11).
E. Cities that expend $750,000 or more during a year in Federal awards shall have a
single or program -specific audit conducted for that year in accordance with the Single
Audit Act Amendments of 1996 (31 U.S.C. §§7501-7507) and 2 CFR Part 200,
Subpart F.
F. The City will comply with Federal competitive procurement requirements for
professional services and subcontractors and will provide documentation of such
compliance upon request.
G. The City will comply with the minimum wage and maximum hours provisions of
the Federal Fair Labor Standards Act.
H. Upon completion of the project, the Secretary of the Interior, the Comptroller General
of the United States, AHPP, and/or any of their duly authorized representatives shall
have access for the purpose of financial or programmatic audit and examination any
books, documents, papers and records of the City that are pertinent to the grant at all
reasonable times during the period of retention provided in 2 CFR 200.333, for at
least three (3) years or until all claims or audit findings have been resolved.
H. The City will comply with the provisions of 18 U.S.C. § 1913, Lobbying with
Appropriated Moneys, as amended by Public Law 107-273, Nov. 2, 2002. "No part of
the money appropriated by any enactment of Congress shall, in the absence of express
authorization by Congress, be used directly or indirectly to pay for any personal
service, advertisement, telegram, telephone, letter, printed or written matter, or other
device, intended or designed to influence in any manner a Member of Congress, a
jurisdiction, or an official of any government, to favor, adopt, or oppose, by vote or
otherwise, any legislation, law, ratification, policy, or appropriation, whether before
or after the introduction of any bill, measure, or resolution proposing such legislation,
law, ratification, policy, or appropriation; but this shall not prevent officers or
employees of the United States or of its departments or agencies from communicating
to any such Members or official, at his request, or to Congress or such official,
through the proper official channels, requests for legislation, law, ratification, policy,
or appropriations which they deem necessary for the efficient conduct of the public
business, or from making any communication whose prohibition by this section
might, in the opinion of the Attorney General, violate the Constitution or interfere
with the conduct of foreign policy, counter -intelligence, intelligence, or national
security activities. Violations of this section shall constitute violations of section
1352(a) of title 31." In addition to the above, the related restrictions on the use of
appropriated funds found in Div. F, §402 of the Omnibus Appropriations Act of 2008
(P.L. 110-161) also apply.
IX. PUBLICATIONS AND PUBLIC INFORMATION
A. An acknowledgment of National Park Service and the Arkansas Historic Preservation
Program support must be made in connection with the publication of any material
based on, or developed under, any activity supported by Historic Preservation Fund
grant funds. This acknowledgment shall be in the form of a statement as follows:
"This material was produced with assistance from the Historic Preservation Fund,
administered by the National Park Service, Department of the Interior and the
Arkansas Historic Preservation Program, a division of the Department of Arkansas
Heritage. Any opinions, findings, and conclusions or recommendations expressed in
this material are those of the author(s) and do not necessarily reflect the views of the
Department of the Interior or the Department of Arkansas Heritage. "
B. Press releases, publications, and other public dissemination of information by the City
concerning a project made possible by this grant shall acknowledge National Park
Service, Department of the Interior, Arkansas Historic Preservation Program, and
Department of Arkansas Heritage grant support.
C. Posters, brochures, program literature, and publications will include the following
statement: This program receives Federal financial assistance for identification and
protection of historic properties. Under Title VI of the Civil Rights Act of 1964,
Section 504 of the Rehabilitation Act of 1973, and the Age Discrimination Act of
1975, as amended, the U.S. Department of the Interior prohibits discrimination on the
basis of race, color, national origin, disability or age in its federally assisted
programs. If you believe you have been discriminated against in any program,
activity, or facility as described above, or if you desire further information, please
write to: Office for Equal Opportunity, National Park Service, 1849 C Street NW,
Washington, D.C. 20240.
D. Drafts of all publications, reports, audio-visual material, and other material subject to
distribution, publication, or display must be submitted to AHPP for approval prior to
production, publication, public display or general distribution.
X. LIMITATION OF LIABILITY
AHPP assumes no responsibility with respect to accidents, illness or claims arising out of
any work performed under a sub -grant supported project. The City is expected to take
necessary steps to insure itself and its personnel and students and to comply with the
applicable local, State, or Federal safety standards, including those issued pursuant to the
National Occupational Safety and Health Act of 1970 (see 20 CFR 1910).
XI. PROJECT CANCELLATION
Approved projects may be canceled for one or more of the following reasons:
A. The City requests project cancellation.
B. The City fails to pursue project work in a timely fashion or fails to adequately pursue
project objectives.
C. Project work or project administration is found not to be in conformance with
conditions as stated in the grant agreement and appendices.
XII. AMENDMENTS
This agreement may be amended upon written request and approval by both parties.
SIGNATURES
. �� tj_le��
Scott Kaufman
Division Director, AHPP
Deputy State Historic Preservation Officer
Date
Lioneld Jordan
Name (printed)
Mayor
Title
T)V 19
Date
APPENDIX A: Historic Resources Survey and Documentation
The production of surveys of historic structures, sites, etc., funded under this grant
agreement will meet the following minimum standards, as applicable:
A. CITY'S RESPONSIBILITIES
1. The City will ensure that any request for proposals (RFP), request for
qualifications (RFQ), or other bid solicitation and any contract for survey and
documentation services funded under this agreement includes duties and tasks
as described in this appendix.
2. The City will submit a copy of any proposed RFQ, RFP, or other bid
solicitation for a project funded under this agreement to AHPP prior to
publication of the announcement or request for review and approval and will
not publish such announcement or request until comments been received from
AHPP. A copy of the final announcement or request and proof of its
publication or transmission to qualified professional will be provided to
AHPP.
3. The City will submit a copy of any proposed contract and the name and vita of
the contractor selected for services funded under this agreement to AHPP for
review, prior to execution of the contract, and will not execute the contract
until approval has been received from AHPP. A copy of the final executed
contract will be provided to AHPP.
4. The City will contact the AHPP National Register staff to consult on the
advisability of historic sites survey work in the proposed area, proposed
boundaries for the survey work, etc., prior to engaging a contractor for survey
work funded under this agreement.
5. The City will ensure that the contractor responsible for survey and
documentation services funded under this agreement meets the Secretary of
the Interior's Professional Qualification Standards (see Appendix F) in
History and/or Architectural History and/or, when applicable, Archaeology or
Historic Landscape Architecture.
B. CONTRACTOR'S RESPONSIBILITES
Prior to commencing any work under the contract, any contractor who has not
attended a training on the required procedures for historic sites surveys taught
by the AHPP National Register Survey staff within five (5) years prior to the
survey initiation date must attend a training class on the procedures required
for historic site survey. This one -day class, at the offices of AHPP, will train
the contractor in the proper and thorough completion of Arkansas
Architectural Resources Forms, photography requirements, mapping, and
compilation of the finished product.
2. Prior to commencing any work under the contract, the Contractor, regardless
of the date of his or her last training, must contact the AHPP National
Register Survey staff to determine whether changes to required historic site
survey procedures have changed since the contractor last attended a training.
If the AHPP National Register Survey staff determines that the Contractor's
attendance at an additional training class is advisable, the contractor must
attend a training class on the procedures required for historic sites surveys
prior to the initiation of any fieldwork under the contract.
3. The contractor must comply with the standards and procedures set forth in the
AHPP Survey Manual in carrying out the contract work and in completion of
the final product.
4. The contractor must design and complete the survey and produce a survey
report in accordance with the National Park Service Historic Preservation
Fund Grants Manual Chapter 6, Section H, 2a -e and 3b and/or d as applicable
and the Secretary of the Interior's Standards for Identification for Intensive
Surveys (see at https://www.nps.—aov/histoUllocal-law/arch stnds O.htm).
The survey report should, at minimum, contain the following elements:
• Survey methodology
• A brief historic context specific to the area surveyed
• A brief overview of historic resource types within the area
surveyed
• Maps outlining the boundaries of the area surveyed
• Tables listing addresses or other location information of properties
surveyed, resource numbers supplied by AHPP, and data relevant
to evaluation of National Register eligibility, such as date of
construction, property condition and architectural integrity, vacant
lots, etc.
• Maps locating properties by resource number and address
• Language collected on Arkansas Architectural Resources Forms
should be provided with the survey report in an organized,
sortable, searchable, digital format, such as a database,
spreadsheet, GIS data, or similar data file.
5. The contractor must complete an Arkansas Architectural Resources Form and
provide site plans for each resource in the field.
6. The contractor must provide, on the Arkansas Architectural Resources Form,
information specific to the property for which the survey form is prepared
summarizing its history and any obvious changes to the building that appear to
have occurred since its construction.
7. The contractor will take color digital photographs of each resource in the
field. At the very minimum the photographs should show all facades of each
building. In addition, representative streetscape photographs will be provided
by the Contractor. These photographs will be submitted with the final survey
product in both electronic and print form.
8. The contractor will provide UTM coordinates for each property.
9. To ensure efficient production of a quality product and to reduce the burden of
repeated reviews, in projects involving inventory and documentation of more
than 30 properties, the contractor will provide drafts of at least 10 completed
Arkansas Architectural Resources Forms to the AHPP National Register
Survey staff for review prior to completion and submittal of all Arkansas
Architectural Resources Forms. AHPP staff will review draft forms and
return comments to the contractor within 14 business days of receipt of the
draft forms.
10. The contractor will provide copies of any ancillary work product or
information compiled or generated by the contractor in the course of carrying
out the historic site survey or form completion, including but not limited to
archival research, and photographs, to AHPP on request.
11. The contractor will grant the City, the State of Arkansas, and the United States
of America a royalty -free, non-exclusive and irrevocable license to publish,
reproduce and use, and dispose of in any manner and for any purpose without
limitation, and to authorize or ratify publication, reproduction or use by
others, of all copyrightable material first produced or composed under this
Agreement by the contractor, its employees or any individual or concern
specifically employed or assigned to originate and prepare such material.
12. The contractor must be able to adhere to set deadlines and provide initial and
completed surveys by the dates set forth in contract documents.
13. The contractor will provide own transportation and equipment.
14. For resurvey work, a copy of the previous survey form must be attached to the
new survey form for each property.
15. The contractor will provide one full-color copy and one digital copy of the
final survey report and forms to the City and one full-color printed copy and
two digital copies of the survey report and forms to AHPP.
C. Al IPP RESPONSIBILITIES
1. AHPP will provide Arkansas Architectural Resources Forms and Ancillary
Structures Forms to the contractor as necessary for project completion.
2. AHPP will provide access to survey files and copies of previous survey work
as necessary for project completion.
3. AHPP will provide resource numbers to the contractor as necessary for project
completion.
4. AHPP will provide a one -day training class at the AHPP offices in Little Rock
on the procedures required for historic site surveys. This class will train the
contractor in the proper and thorough completion of Arkansas Architectural
Resources Forms, photography requirements, mapping, and compilation of the
finished product.
5. AHPP will provide technical assistance to the contractor as necessary for
project completion.
APPENDIX B: National Register
of Historic Places Nominations
The production of nominations of historic structures, sites, etc., for listing on the National
Register of Historic Places funded under this grant agreement will meet the following
minimum standards, as applicable:
A. CITY'S RESPONSIBILITIES
1. The City will ensure that any request for proposals (RFP), request for
qualifications (RFQ), or other bid solicitation and any contract for services
funded under this agreement includes duties and tasks as described in this
appendix.
The City will submit a copy of any proposed RFQ, RFP, or other bid
announcement for a project funded under this agreement to AHPP prior to
publication of the announcement or request for review and will not publish
such announcement or request until approval has been received from AHPP.
A copy of the final announcement or request and proof of its publication or
transmission to qualified professional will be provided to AHPP.
3. The City will submit a copy of any proposed contract and the name and vita of
the contractor selected for services funded under this agreement to AHPP for
review prior to execution of the contract, and will not execute the contract
until approval has been received from AHPP. A copy of the final executed
contract will be provided to AHPP.
4. The City will contact the AHPP National Register staff to consult on the
advisability of preparation and submission of National Register of Historic
Places nominations prior to engaging a contractor for preparation of
nominations funded under this agreement.
5. The City will ensure that the contractor responsible for survey and
documentation services funded under this agreement meets the Secretary of
the Interior's Professional Qualification Standards (see Appendix F) in
History and/or Architectural History and/or, when applicable, Archaeology or
Historic Landscape Architecture.
B. CONTRACTOR'S RESPONSIBILITIES
1. It is required that the contractor complete a National Register of Historic
Places nomination form for the historic property or properties in compliance
with all applicable AHPP or National Park Service standards and guidance for
nomination form completion.
2. The contractor will take color digital photos of the historic property in the field.
In the case of a proposed historic district, representative streetscape photos will
be provided by the Contractor. All photographs submitted must meet the
National Park Service standards in the "National Register Photo Policy
Factsheet."
3. The contractor will label all photographs to be included with the completed
National Register of Historic Places nomination according to the National Park
Service instructions.
4. The contractor will also need to locate the property on a United States
Geological Survey Map and provide UTM coordinates for the historic property
or district.
5. The contractor will be responsible for on-site presentation of information
sufficient to fully support a recommendation for or against listing of the
proposed historic district or property to the AHPP State Review Board at the
earliest meeting following completion and staff approval.
6. Any contractor who has not submitted an accepted National Resister of Historic
Places form in the last five (5) years must attend a training class on completing
National Register of Historic Places nomination forms. This one -day class, at
the offices of AHPP, will train the contractor in the proper and thorough
completion of National Register of Historic Places nomination forms,
photography requirements, mapping, and compilation of the finished product.
7. The contractor will provide copies of any ancillary work product or
information compiled or generated by the contractor in the course of preparing
the nomination, including but not limited to property data, databases, archival
research, and photographs, to AHPP on request.
The contractor will grant the City, the State of Arkansas, and the United States
of America a royalty -free, non-exclusive and irrevocable license to publish,
reproduce and use, and dispose of in any manner and for any purpose without
limitation, and to authorize or ratify publication, reproduction or use by others,
of all copyrightable material first produced or composed under this agreement
by the contractor, its employees or any individual or concern specifically
employed or assigned to originate and prepare such material.
7. The contractor must be able to comply with deadlines and provide initial and
completed nominations by the dates set forth in the contract between the City
and the Contractor.
8. The contractor will provide his or her own transportation and any equipment
necessary to completion of the nomination forms and presentation to the
Arkansas State Review Board.
9. The contractor must work outside in extreme temperatures and provide proper
attire for the weather conditions.
10. The contractorwill perform all services and provide all materials to be produced
under the contract in consultation with AHPP.
11. The contractor will conduct meetings with AHPP as required to complete the
project.
12. The contractor will provide one full-color printed final clean copy nomination
and attachments, including digital photographs, and one digital copy of any
nominations created to the City and three full-color printed copies of the final
clean copy nomination and attachments, including digital photographs, and two
digital copies of any nominations to AHPP.
C. AHPP RESPONSIBILITIES
1. AHPP will provide access to any previously completed architectural resource
forms in its possession for all buildings included in the contract for services.
2. AHPP will provide a one -day training class at the AHPP offices in Little Rock
contractor on the proper and thorough completion of National Register of
Historic Places nomination forms, photography requirements, mapping, and
compilation of the finished product.
3. AHPP will provide technical assistance to the contractor as necessary for
project completion.
APPENDIX C: Design Guidelines and Preservation Plans
Preparation of design guidelines and/ or preservation plans funded under this grant
agreement will meet the following minimum standards, as applicable:
A. CITY'S RESPONSIBILITIES
1. The City will ensure that any request for proposals (RFP), request for
qualifications (RFQ), or other bid solicitation and any contract for services
funded under this agreement include duties and tasks as described in this
appendix.
2. The City will submit a copy of any proposed RFQ, RFP, or other bid
announcement for a project funded under this agreement to AHPP prior to
publication of the announcement or request for review and will not publish
such announcement or request until approval has been received from AHPP.
A copy of the final announcement or request and proof of its publication or
transmission to qualified professional will be provided to AHPP.
3. The City will submit a copy of any proposed contract and the name and vita of
the contractor selected for services funded under this agreement to AHPP for
review prior to execution of the contract, and will not execute the contract
until approval has been received from AHPP. A copy of the final executed
contract will be provided to AHPP.
4. The City will submit a draft copy of the design guidelines to AHPP for
review, comments, and approval prior to printing, and will not give final
approval to the product or proceed with final printing of the document until
approval has been received by AHPP.
The City will ensure that any contractor engaged to prepare design guidelines
funded under this agreement meets the Secretary of the Interior's Standards
for Professional Qualifications (see Appendix F) as an Architectural Historian,
a Historic Preservation Planner, or a Historic Preservationist with experience
equivalent to one or both those professions. Any contractor engaged to
prepare a preservation plan must be qualified as a Historic Preservation
Planner or a Historic Preservationist with experience equivalent to a
Preservation Planner.
B. CONTRACTOR'S RESPONSIBILITIES
1. The contractor will design and complete a preservation plan or plans, when
applicable, in accordance with the Secretary of the Interior's Standards and
Guidelines for Preservation Planning (see at
https: //www. nps.gov/history/local-law/arch_stnds_0. htm).
I he contractor will draft design guidelines, when applicable, that include, at
m inimum:
a. A summary of the City's ordinances, procedures, and bylaws relating
to work regulated by the City's Historic District Commission;
b. Maps describing the boundaries of any local or National Register
historic districts in which work is regulated under authority of the
Arkansas Historic Districts Act, A C.A. § 14-172-20, et seq., and local
ordinance;
c. A list of addresses within such historic districts;
d. A history of the City as it provides historic context for any such local
historic districts, National Register of Historic Places districts, or the
City as a whole;
e. An overview of the architectural styles prevalent in the local historic
districts within the period of significance as described in the most
recent historic resources survey and/or nomination previously
approved by the City's Historic District Commission;
f. The text of the Secretary of the Interior's Standards for Rehabilitation,
as codified at 36 CFR 67.
g. Illustrated design guidance addressing appropriate rehabilitation of and
additions to historic structures and sites and construction or
development of appropriate infill structures and sites that addresses all
historic architectural styles, periods, and methods of construction
specific to the local districts.
3. The contractor will provide copies of any ancillary work product or
information compiled or generated by the contractor in the course of preparing
work product on any project funded through this grant agreement, including
but not limited to property data, databases, archival research, and photographs,
to AHPP on request.
4. The contractor will grant the City, the State of Arkansas, and the United States
of America a royalty -free, non-exclusive and irrevocable license to publish,
reproduce and use, and dispose of in any manner and for any purpose without
limitation, and to authorize or ratify publication, reproduction or use by
others, of all copyrightable material first produced or composed under this
agreement by the contractor, its employees or any individual or concern
specifically employed or assigned to originate and prepare such material.
The contractor must be able to comply with deadlines and provide initial and
completed deliverables by the dates set forth in the contract between the City
and the Contractor.
6. The contractor will provide one full-color printed final clean copy of the design
guidelines and/or preservation plan and attachments and one digital copy of the
design guidelines and/or preservation plan and attachments created to the City
and one full-color printed copies and one digital copy to AHPP.
C. AHPP RESPONSIBILITIES
1. AHPP will provide access to survey files and copies of previous survey work
as necessary for project completion.
2. AHPP will provide access to any nominations or other background research or
information relevant to the project as necessary for project completion.
APPENDIX D: Rehabilitation Work to Historic Properties
Projects for rehabilitation work to historic properties funded under this grant agreement
will meet the following minimum standards, as applicable:
A. CITY'S RESPONSIBILITIES
1. The City will ensure that any request for proposals (RFP), request for
qualifications (RFQ), or other bid solicitation and any contract for services
funded under this agreement includes duties and tasks as described in this
appendix.
The City will submit a copy of any proposed RFQ, RFP, or other bid
announcement for a project funded under this agreement to AHPP prior to
publication of the announcement or request for review and will not publish
such announcement or request until approval has been received from
AHPP. A copy of the final announcement or request and proof of its
publication or transmission to qualified professional will be provided to
AHPP.
3. The City will submit a copy of any proposed contract and the name and
vita of the contractor selected for services funded under this agreement to
AHPP for review prior to execution of the contract, and will not execute
the contract until approval has been received from AHPP. A copy of the
final executed contract will be provided to AHPP.
4. The City will submit plans and specifications to AHPP for all proposed
work that is part of any project funded by this grant that would make any
material alteration in any feature of any property listed on or eligible for
listing on the National Register of Historic Places, either individually or as
a contributing feature in a district. The City will not begin any such work
until approval has been granted by AHPP.
The City will ensure that the Contractor performs all work in compliance
with the plans and specifications as approved by AHPP.
6. The City will ensure that any contractor engaged to prepare design,
engineering, or other work under this contract meets the requirements of
the Secretary of the Interior's Standards for Professional Qualifications
(see Appendix F) as an Engineer, an Architect, a Historic Architect, a
Historic Landscape Architect, or a Historic Preservationist with a relevant
specialization, such as Historic Building Technology.
7. All products and projects must comply with the applicable Secretary of the
Interior's Standards for Rehabilitation. The Standards are:
1. A property shall be used for its historic purpose or be placed in a new
use that requires minimal change to the defining characteristics of the
building and its site and environment.
2. The historic character of a property shall be retained and preserved.
The removal of historic materials or alteration of features and spaces that
characterize a property shall be avoided.
3. Each property shall be recognized as a physical record of its time,
place, and use. Changes that create a false sense of historical
development, such as adding conjectural features or architectural
elements from other buildings, shall not be undertaken.
4. Most properties change over time; those changes that have acquired
historic significance in their own right shall be retained and preserved.
S. Distinctive features, finishes, and construction techniques or examples
of craftsmanship that characterize a property shall be preserved.
6. Deteriorated historic features shall be repaired rather than replaced.
Where the severity of deterioration requires replacement of a distinctive
feature, the new feature shall match the old in design, color, texture, and
other visual qualities and, where possible, materials. Replacement of
missing features shall be substantiated by documentary, physical, or
pictorial evidence.
7. Chemical or physical treatments, such as sandblasting, that cause
damage to historic materials shall not be used. The surface cleaning of
structures, if appropriate, shall be undertaken using the gentlest means
possible.
8. Significant archeological resources affected by a project shall be
protected and preserved. If such resources must be disturbed, mitigation
measures shall be undertaken.
9. New additions, exterior alterations, or related new construction shall
not destroy historic materials that characterize the property. The new
work shall be differentiated from the old and shall be compatible with the
massing, size, scale, and architectural features to protect the historic
integrity of the property and its environment.
10. New additions and adjacent or related new construction shall be
undertaken in such a manner that if removed in the future, the essential
form and integrity of the historic property and its environment would be
unimpaired.
B. CONTRACTOR'S RESPONSIBILITIES
1. The Contract will perform all work in compliance with the plans and
specifications as approved by AHPP.
2. All products and projects must comply with the applicable Secretary of the
Interior's Standards for Rehabilitation. The Standards are:
1. A property shall be used for its historic purpose or be placed in a
new use that requires minimal change to the defining characteristics of
the building and its site and environment.
2. The historic character of a property shall be retained and
preserved. The removal of historic materials or alteration of features
and spaces that characterize a property shall be avoided.
3. Each property shall be recognized as a physical record of its time,
place, and use. Changes that create a false sense of historical
development, such as adding conjectural features or architectural
elements from other buildings, shall not be undertaken.
4. Most properties change over time; those changes that have acquired
historic significance in their own right shall be retained and
preserved.
5. Distinctive features, finishes, and construction techniques or
examples of craftsmanship that characterize a property shall be
preserved.
6. Deteriorated historic features shall be repaired rather than
replaced. Where the severity of deterioration requires replacement of
a distinctive feature, the new feature shall match the old in design,
color, texture, and other visual qualities and, where possible,
materials. Replacement of missing features shall be substantiated by
documentary, physical, or pictorial evidence.
7. Chemical or physical treatments, such as sandblasting, that cause
damage to historic materials shall not be used. The surface cleaning of
structures, if appropriate, shall be undertaken using the gentlest
means possible.
8. Significant archeological resources affected by a project shall be
protected and preserved. If such resources must be disturbed,
mitigation measures shall be undertaken.
9. New additions, exterior alterations, or related new construction
shall not destroy historic materials that characterize the property. The
new work shall be differentiated from the old and shall be compatible
with the massing, size, scale, and architectural features to protect the
historic integrity of the property and its environment.
10. New additions and adjacent or related new construction shall be
undertaken in such a manner that if removed in the future, the
essential form and integrity of the historic property and its
environment would be unimpaired.
3. The contractor will provide copies of any ancillary work product or
information compiled or generated by the contractor in the course of
preparing work product on any project funded through this grant
agreement, including but not limited to property data, databases, archival
research, and photographs, to AHPP on request.
4. The contractor will grant the City, the State of Arkansas, and the United
States of America a royalty -free, non-exclusive and irrevocable license to
publish, reproduce and use, and dispose of in any manner and for any
purpose without limitation, and to authorize or ratify publication,
reproduction or use by others, of all copyrightable material first produced
or composed under this agreement by the contractor, its employees or any
individual or concern specifically employed or assigned to originate and
prepare such material.
5. The contractor must be able to comply with deadlines set forth in the
contract between the City and the Contractor.
6. The contractor must erect a project sign acknowledging the assistance of the
Department of the Interior, the National Park Service, the Department of
Arkansas Heritage, and the AHPP at the project site. This sign will be
provided by the AHPP.
C. AHPP RESPONSIBILITIES
1. AHPP will provide access to any previously completed architectural
resource forms or architectural plans in its possession for all buildings
included in the contract for services.
2. AHPP will review and approve or comment on all plans and specifications
submitted by the City within 14 business days of submission of plans and
specifications that allow for a clear and complete understanding of the
scope and detail of the project.
3. AHPP will provide technical assistance to the contractor as necessary for
project completion.
APPENDIX E: Other Consultant Contracts and Products
All other types of projects funded under this grant agreement will meet the following
minimum standards, as applicable:
A. CITY'S RESPONSIBILITIES
1. The City will ensure that any request for proposals (RFP), request for
qualifications (RFQ), or other bid solicitation and any contract for services
funded under this agreement includes duties and tasks as described in this
contract and appendix.
2. The City will submit a copy of any proposed RFQ, RFP, or other bid
announcement for a project funded under this agreement to AHPP prior to
publication of the announcement or request for review and will not publish
such announcement or request until approval has been received from
AHPP or seven (7) business days have elapsed since the date on which the
proposed announcement or request has been received by AHPP. A copy
of the final announcement or request and proof of its publication or
transmission to qualified professional will be provided to AHPP.
3. The City will submit a copy of any proposed contract and the name and
vita of the contractor selected for services funded under this agreement to
AHPP for review, prior to execution of the contract, and will not execute
the contract until approval has been received from AHPP or seven (7)
business days have elapsed since the date on which the proposed contract
has been received by AHPP. A copy of the final executed contract will be
provided to AHPP.
4. The City will ensure that any contractor engaged for work funded under
this agreement meets the applicable Secretary of the Interior's Standards
for Professional Qualifications (see Appendix F) as determined in
consultation with AHPP.
5. The City will ensure that all project work and work products meet all
applicable Secretary of the Interior's "Standards" including: 1) Standards
and Guidelines for Preservation Planning, 2) Standards and Guidelines for
Identification, 3) Standards and Guidelines for Evaluation, 4) Standards
and Guidelines for Registration, 5) Standards and Guidelines for Historical
Documentation, 6) Standards and Guidelines for Architectural and
Engineering Documentation, 7) Standards and Guidelines for
Archeological Documentation, 8) Standards for the Treatment of Historic
Properties, 9) Standards and Guidelines for the Rehabilitation of Historic
Buildings, and 10) Historic Preservation Professional Qualification
Standards.
B. CONTRACTOR'S RESPONSIBILITES
1. The contractor will ensure that all project work and work products meet all
applicable Secretary of the Interior's "Standards" including: 1) Standards
and Guidelines for Preservation Planning, 2) Standards and Guidelines for
Identification, 3) Standards and Guidelines for Evaluation, 4) Standards
and Guidelines for Registration, 5) Standards and Guidelines for Historical
Documentation, 6) Standards and Guidelines for Architectural and
Engineering Documentation, 7) Standards and Guidelines for
Archeological Documentation, 8) Standards for the Treatment of Historic
Properties, 9) Standards and Guidelines for the Rehabilitation of Historic
Buildings, and 10) Historic Preservation Professional Qualification
Standards.
2. The contractor will provide copies of any ancillary work product or
information compiled or generated by the contractor in the course of
carrying out the contract, including but not limited to archival research,
and photographs, to AHPP on request.
3. The contractor will grant the City, the State of Arkansas, and the United
States of America a royalty -free, non-exclusive and irrevocable license to
publish, reproduce and use, and dispose of in any manner and for any
purpose without limitation, and to authorize or ratify publication,
reproduction or use by others, of all copyrightable material first produced
or composed under this agreement by the contractor, its employees or any
individual or concern specifically employed or assigned to originate and
prepare such material.
4. The contractor must be able to adhere to set deadlines as set forth in
contract documents.
5. The contractor will provide own transportation and equipment.
6. The contractor will provide one full-color copy and one digital copy of the
work product, as applicable, to the City and one full-color printed copy
and two digital copies of the work product, as applicable, to AHPP.
C. AHPP RESPONSIBILITIES
AHPP will provide Arkansas Architectural Resources Forms and
Ancillary Structures Forms to the contractor as necessary for project
completion.
2. AHPP will provide access to survey files and copies of previous survey
work as necessary for project completion.
3. AHPP will provide resource numbers to the contractor as necessary for
project completion.
4. AHPP will provide access to other AHPP files to the contractor as
necessary for project completion.
5. AHPP will provide technical assistance to the contractor as necessary for
project completion.
Appendix F: The Secretary of the Interior's
Historic Preservation Professional Qualification Standards
The Secretary of the Interior's Professional Qualification Standards were defined and officially adopted in 1983
(48 FR 44716, September 29) by the National Park Service, Department of the Interior, and the Secretary of the
Interior's Historic Preservation Professional Qualification Standards were expanded and revised in 1997 (62 FR
33708, June 20) in response to amendments in the National Historic Preservation Act, but were not formally
adopted for federal regulatory purposes. See https://www.nps.p-ov/history/local-law/gis/htmi/introduction.htmi
for more information.
The 1997 revisions update the professional qualification standards written in 1983 and add definitions for seven
other historic preservation disciplines that appear in the National Historic Preservation Act.
The 1997 version also provides guidance on how to measure qualifying credentials that was lacking in the 1983
Standards. In the 1997 version, this information is provided in a standardized format that provides examples of
the academic degrees, work and academic products, and professional activities that would qualify a professional
in a particular discipline.
Because the 1997 Standards give the clearest description of the current understanding of what a qualified
professional is in each of the disciplines described in the National Historic Preservation Act, AHPP uses them
as guidance on judging the qualifications of contractors or consultants working on projects funded by AHPP
grant agreements. It is important to note that these are not intended to be requirements for ALL consultants or
contractors working on a project, lead as well as entry-level. However, each project must contain a person in a
lead, responsible project role with the requisite expertise.
ARCHEOLOGY......................................................................................................................................................... 2
CULTURAL ANTHROPOLOGY ...........................
CURATION.............................................................
ENGINEERING...........................................................
FOLKLORE........................................................................
.................................................................................
5
................................................................................. 7
.................................................................................
9
...............................................................................
12
HISTORICARCHITECTURE................................................................................................................................. 14
HISTORIC LANDSCAPE ARCHITECTURE........................................................................................................ 17
HISTORIC PRESERVATION PLANNING ..............
HISTORIC PRESERVATION ......................................
HISTORY................................................................
...............................................................................
20
...............................................................................
22
...............................................................................
24
HISTORIC PRESERVATION PROFESSIONAL QUALIFICATION STANDARDS
ARCHEOLOGY
Archeology is the study ofpast human lifeways through the systematic observation, analysis, and
protection of the material remains of human activities.
STANDARD FOR ARCHEOLOGIST
(A) Prehistoric:
The applicant, employee, consultant, or advisor will have a graduate degree in Anthropology with
a specialization in Prehistoric Archeology, or a graduate degree in Archeology with a
specialization in Prehistoric Archeology, or a graduate degree in a closely related field (see
Academic Background for Archeology), PLUS a minimum of two and one-half (2 1/2) years of
full-time professional experience in applying the theories, methods, and practices of Archeology
that enables professional judgments to be made about the identification, evaluation,
documentation, registration, or treatment of prehistoric archeological properties in the United
States and its Territories (at least six months of experience must have been acquired in the
performance of field and analytical activities under the supervision of a professional prehistoric
archeologist, and one year of experience in the study of the archeological resources of the
prehistoric period must have been at a supervisory level); AND products and activities that
demonstrate the successful application of acquired proficiencies in the discipline to the practice of
historic preservation (see Documenting Professional Experience for Archeologists).
(B) Historical.
The applicant, employee, consultant, or advisor will have a graduate degree in Anthropology with
a specialization in Historical Archeology, or a graduate degree in Archeology with a
specialization in Historical Archeology, or a graduate degree in a closely related field (see
Academic Background for Archeology), PLUS a minimum of two and one-half (2 1/2) years of
full-time professional experience applying the theories, methods, and practices of Archeology
that enables professional judgments to be made about the identification, evaluation,
documentation, registration, or treatment of historic archeological properties in the United States
and its Territories (at least six months of experience must have been acquired in the performance
of field and analytical activities under the supervision of a professional Historical Archeologist,
and one year of experience in the study of the archeological resources of the historic period must
have been at a supervisory level); AND products and activities that demonstrate the successful
application of acquired proficiencies in the discipline to the practice of historic preservation (see
Documenting Professional Experience for Archeologists).
ACADEMIC BACKGROUND FOR ARCHEOLOGIST
Closely related fields: Anthropology, with a specialization in Archeology, is the typical degree discipline
for archeologists practicing in the United States. One of the usual requirements for receiving the degree is
completion of an archeological field school in which the student learns about techniques of survey,
excavation, and laboratory processing. However, degree programs have also been established in
Archeology, Cultural Resources Management, Historical Archeology, and Public Archeology. Some
Historical Archeology programs are housed in History, Public History, or American Studies Departments.
For these degrees, a list of courses taken should be reviewed to determine if the program is equivalent to
that typically provided for a degree in Anthropology with a specialization in Archeology, including
course work in archeological methods and theory, archeology of a geographic region (e.g., North
America), and the field school.
Discipline specializations: The most prevalent specializations in Archeology include Historical
Archeology or Prehistoric Archeology, i.e., the specialization in resources of either the prehistoric period
or the historic period. These specializations necessarily require expertise in different types of sites and
different sources of information about past human activities. For example, a prehistoric archeologist
usually requires a knowledge of environmental sciences, while a historical archeologist needs to
understand the techniques of archival research. Additional specialized training and experience is also
required for those specializing in, for example, underwater archeology, physical anthropology (human
bones and burials), forensic archeology, or zoo -archeology (non -human bones). In addition, archeologists
typically specialize in the archeological resources of a particular time period, geographic region, resource
type, or research subject.
APPLYING THE STANDARD FOR ARCHEOLOGIST
Documenting Professional Experience: A professional archeologist typically has experience in field
survey, site testing, site excavation, artifact identification and analysis, documents research, and report
preparation. Supervised field experience as a graduate student may be counted as part of the overall 2 1/2
year professional experience requirement.
A Prehistoric Archeologist meeting this Standard would document one year of supervisory experience in
the study of prehistoric archeological sites; a Historical Archeologist would document one year of
supervisory experience in the study of sites of the historic period.
The two archeologist specializations of Prehistoric Archeology and Historic Archeology are not
interchangeable. Documentation to show that someone qualifies in both Prehistoric and Historic
Archeology should include a minimum of one additional year of supervisory experience on resources of
the other specialty, for a total of 3 1/2 years of experience, with products and activities in both
specializations.
Products and activities: Professional experience and expertise must be documented through "products
and activities that demonstrate the successful application of acquired proficiencies in the discipline to the
practice of historic preservation." Products and activities that meet the appropriate Secretary Standards for
Archeology and Historic Preservation may include:
• Survey and excavation reports of cultural resource management or Section 106 (or other
compliance) projects. These reports are typically called "grey literature;" they often have
multiple authors and are usually produced in limited quantities by consulting firms.
• National Register documentation resulting in property listings or Determinations of
Eligibility.
• Materials such as presentations, booklets, brochures, lesson plans, or videos that interpret the
results of archeological investigation for the general public
• Publications including articles in professional journals, monographs, books, or chapters in
edited books, related to the preservation of historic or archeological properties.
• Presentations at regional, national, or international professional conferences related to the
preservation of historic or archeological properties.
• Professional service on boards or committees of regional, national, or international
professional organizations concerned with the preservation of historic or archeological
properties.
• Awards, research grants, research fellowships, or invitations to teaching posts.
This list is not comprehensive. Furthermore, it should be understood that not all of these products and
activities are needed in order to meet the Standard; rather, a combination of several products and activities
would be more typical. If the applicant were documenting professional experience in one of the
specializations, however, the majority of products and activities would naturally reflect that
specialization.
HISTORIC PRESERVATION PROFESSIONAL QUALIFICATION STANDARDS
CULTU RA L ANTHROPOLOGY
Cultural anthropology is the description and analysis of cultural systems, which include systems of
behaviors (economic, religious, social), values, ideologies, and social arrangements.
STANDARD FOR CULTURAL ANTHROPOLOGIST
(a) The applicant, employee, consultant, or advisor will have a graduate degree in Anthropology with a
specialization in Applied Cultural Anthropology, or a closely related field (see Academic Background for
Cultural Anthropology), PLUS a minimum of two (2) years of full-time professional experience
(including at least six months of field work supervised by a professional Cultural Anthropologist)
applying the theories, methods, and practices of Cultural Anthropology that enables professional
judgments to be made about the identification, evaluation, documentation, registration, or treatment of
historic, prehistoric, or traditional cultural properties in the United States and its Territories; AND
products and activities that demonstrate the successful application of acquired proficiencies in the
discipline to the practice of historic preservation (see Documenting Professional Experience for Cultural
Anthropologists);
W7114
(b) An undergraduate degree in Anthropology or a closely related field (see Academic Background for
Cultural Anthropology), with a specialization in Applied Cultural Anthropology, PLUS a minimum of
four (4) years of full-time professional experience (including at least twelve months of field work
supervised by a professional Cultural Anthropologist) applying the theories, methods, and practices of
Cultural Anthropology that enables professional judgments to be made about the identification,
evaluation, documentation, registration, or treatment of historic, prehistoric, or traditional cultural
properties in the United States and its Territories; AND products and activities that demonstrate the
successful application of acquired proficiencies in the discipline to the practice of historic preservation
(See Documenting Professional Experience for Cultural Anthropologists).
ACADEMIC BACKGROUND FOR CULTURAL ANTHROPOLOGIST
Closely related fields: A degree in Anthropology with a specialization in Applied Cultural Anthropology
is the typical degree discipline for Cultural Anthropologists practicing in the United States. Closely
related fields of study may include Sociology, Cultural Geography, Folklife, History, and American
Studies.
Discipline specializations: Specializations in this discipline include Applied Cultural Anthropology, and
Social Anthropology (which may be considered the most closely related to Cultural Anthropology; some
academic programs even combine them, referring to Sociocultural Anthropology). Departments of
Anthropology typically provide training in Archeology, Physical Anthropology, Ethnography, and
Sociocultural Anthropology, and they may offer Applied Anthropology concentrations in one or more of
these fields. Professional Cultural Anthropologists tend to specialize geographically (such as in the
Southwest United States, Micronesia or New England) or topically (such as Medical Anthropology or
Urban Anthropology), or in working with particular cultural or linguistic groups (such as fishermen, Irish
immigrants, or Northwest Coast Indians).
APPLYING THE STANDARD FOR CULTURAL ANTHROPOLOGIST
Documenting Professional Experience: A professional Cultural Anthropologist typically has experience in
the use of ethnohistoric and ethnographic techniques, including participant observation field work among
one or more contemporary ethnic groups. The typical Cultural Anthropologist would also have performed
field survey to identify and assess ethnographic resources, which can include, in addition to historic and
cultural places of value, environmental features and places that have symbolic and other cultural value for
Native American and/or other ethnic communities. A Cultural Anthropologist engaged in substantial
ethnographic field work should demonstrate professional experience in the relevant geographic area
and/or among the New World peoples, immigrant, ethnic, or minority communities with whom they will
work.
Products and activities: Professional experience and expertise must be documented through "products
and activities that demonstrate the successful application of acquired proficiencies in the discipline to the
practice of historic preservation." Products and activities that meet the appropriate Secretary's Standards
for Archeology and Historic Preservation may include:
• Ethnographic field studies and survey reports, oral histories, or social impact assessments.
• National Register documentation of ethnographic resources or traditional cultural properties
resulting in property listings or Determinations of Eligibility.
• Publications, which might include articles in regional, national, or international professional
journals, monographs, books, or chapters in edited books, related to the documentation and
preservation of historic and archeological resources, and/or traditional cultural properties.
• Presentations at regional, national, or international professional conferences, symposia,
workshops or exhibits related to the documentation and preservation of historic and
archeological resources, and/or traditional cultural properties.
• Professional service on boards or committees or regional, national, or international
professional organizations concerned with the documentation and preservation of historic and
archeological resources.
• Awards, research grants, research fellowships, or invitations to teaching posts.
This list is not comprehensive. Furthermore, it should be understood that not all of these products and
activities are needed in order to meet the Standard; rather, a combination of several products and activities
would be more typical. If the applicant were documenting professional experience in one of the
specializations, however, the majority of products and activities would naturally reflect that
specialization.
HISTORIC PRESERVATION PROFESSIONAL QUALIFICATION STANDARDS
CURATION
Curation is the practice of documenting, managing, preserving, and interpreting museum collections
according to professional museum and archival practices.
STANDARD FOR CURATOR
(a) The applicant, employee, consultant, or advisor will have a graduate degree in Museum Studies or a
closely related field of study (see Academic Background for Curation), PLUS a minimum of two (2)
years of full-time professional experience applying the theories, methods, and practices of Curation that
enables professional judgments to be made about the identification, evaluation, documentation, preventive
care, or interpretation of collections associated with historic and prehistoric properties in the United States
and its Territories; AND products and activities that demonstrate the successful application of acquired
proficiencies in the discipline to the practice of historic preservation (see Documenting Professional
Experience for Curators);
3
(b) An undergraduate degree in Museum Studies or a closely related field of study (see Academic
Background for Curation), PLUS a minimum of four (4) years of full-time professional experience
applying the theories, methods, and practices of Curation that enables professional judgments to be made
about the identification, evaluation, documentation, preventive care, or interpretation of collections
associated with historic and prehistoric properties in the United States and its Territories; AND products
and activities that demonstrate the successful application of acquired proficiencies in the discipline to the
practice of historic preservation (see Documenting Professional Experience for Curator).
ACADEMIC BACKGROUND FOR CURATOR
Closely related fields: A degree program called Museum Studies in one academic institution might be
called Museum Science or Museology in another institution. Since Curators often specialize in particular
disciplines, those fields of study would be relevant provided that theoretical as well as hands-on training
was also obtained in museum methods and techniques, including collections care and management.
Examples of relevant fields could include American Studies, Anthropology, Archeology, Art History,
Archival or Library Science, History, Biology, Botany, Chemistry, Physics, Engineering, Geology,
Zoology, and other similar fields of study, depending upon the nature of the collections to be curated.
Discipline specializations: Professional Curators tend to be specialists in a particular academic discipline
relevant to the collections held by their institution or museum, which could include, for example, 19th -
century Hudson Valley School paintings, Southwest Pueblo pottery, Civil War military uniforms, site-
specific archeological materials, or natural history specimens.
APPLYING THE STANDARD FOR CURATOR
Documenting professional experience: A professional Curator typically has experience in managing and
preserving a collection according to professional museum and archival practices. Cultural training should
involve experience with the chemical and physical properties of material culture, as well as practical and
legal aspects of health and safety, an understanding of climate control systems, security, and conservation
methods. The Curator is directly responsible for the care and academic interpretation of all objects,
materials, and specimens belonging to or lent to the museum; recommendations for acquisition, de-
accession, attribution and authentication; and research on the collections and the publication of the results
of that research. The Curator also may have administrative and/or exhibition responsibilities.
Products and activities: Professional experience and expertise must be documented through "products
and activities that demonstrate the successful application of acquired proficiencies in the discipline to the
practice of historic preservation." Products and activities that meet the appropriate Secretary's Standards
for Archeology and Historic Preservation may include:
• Exhibit catalogs and other scholarly reports.
• Field or laboratory work that demonstrates ability to conserve, document, or interpret
archeological, archival, or material culture objects or collections.
• Plans or finding aids for the preservation or documentation of museum collections.
• Publications, which might include articles in regional, national, or international professional
journals, monographs, books, or chapters in edited books, related to the care and treatment of
archeological, archival, or material culture objects or collections.
• Presentations at regional, national, or international professional conferences, symposia,
workshops, or exhibits related to the care and treatment of archeological, archival, or material
cultural objects or collections.
• Professional service on boards or committees or regional, national, or international
professional organizations concerned with the care and treatment of archeological, archival,
or material culture objects or collections.
• Awards, research grants, research fellowships, or invitations to teaching posts.
This list is not comprehensive. Furthermore, it should be understood that not all of these products and
activities are needed in order to meet the Standard; rather, a combination of several products and activities
would be more typical. If the applicant were documenting professional experience in one of the
specializations, however, the majority of products and activities would naturally reflect that
specialization.
HISTORIC PRESERVATION PROFESSIONAL QUALIFICATION STANDARDS
ENGINEERING
Engineering is the practice of applying scientific principles to the research, planning, design, and
management ofstructures and machines such as roads, bridges, canals, dams, docks, locomotives, and
buildings, including their structural, electrical, or mechanical systems. Historic Engineering involves
specialized training in engineering principles, theories, concepts, methods, and technologies of the past,
and appropriate methods of interpreting and preserving historic engineered structures or machinery.
STANDARD FOR ENGINEERING
(a) The applicant, employee, consultant, or advisor will have a State Government -recognized license to
practice civil or structural engineering, PLUS, a minimum of two (2) years of full-time professional
experience applying the theories, methods, and practices of engineering that enables professional
judgments to be made about the documentation or treatment of historic structures and machines in the
United States and its Territories; AND products and activities that demonstrate the successful application
of acquired proficiencies in the discipline to the practice of historic preservation (see Documenting
Professional Experience for Engineers);
OR...
(b) A Masters of Civil Engineering degree with demonstrable course work in Historic Preservation, for
historic structures rehabilitation, PLUS a minimum of two (2) years of full-time professional experience
applying the theories, methods, and practices of Engineering that enables professional judgments to be
made about the documentation or treatment of historic structures and machines in the United States and
its Territories; AND products and activities that demonstrate the successful application of acquired
proficiencies in the discipline to the practice of historic preservation (see Documenting Professional
Experience for Engineers);
OR...
(c) A Bachelors of Civil Engineering degree with at least one year of graduate study in History of
Technology, Historic Preservation, Engineering History, or a closely related field (see Academic
Background for Engineers), PLUS a minimum of two (2) years of full-time professional experience
applying the theories, methods and practices of Engineering that enables professional judgments to be
made about the documentation or treatment of historic structures and machines in the United States and
its Territories; AND products and activities that demonstrate the successful application of acquired
proficiencies in the discipline to the practice of historic preservation (see Documenting Professional
Experience for Engineers).
(Note: only persons who are licensed to practice Engineering in that State may prepare and seal plans
and specifications in order to obtain construction permits, authorize payments to contractors, and certify
that the work is complete. However, State staff, State Review Board members, and CLG staff or
Commission members who are not licensed, but who meet the Standard for Engineer under (b) or (c)
above, can review proposed and completed work for compliance with the applicable Secretary's
Standards for Tax Act, HPF Grant, or other related programs.)
ACADEMIC BACKGROUND FOR ENGINEERING
Closely related fields: The Bachelor of Civil Engineering degree is a five-year degree that is unlikely to
include historic preservation course work. The same is true of a Masters of Civil Engineering degree. An
Engineer with an Engineering degree is well grounded in all aspects of engineering practice, including
design, planning, construction specifications, and contract administration. Although this background is
essential, additional training is needed in order to understand and work with historic structures, sites, and
machines, with their complex material evolution and treatment problems. Specialized training, to
supplement that provided by the professional Engineering program, should be acquired in such areas as
American Architectural and Engineering History, History of Technology, Architectural Preservation,
Conservation, Historic Construction Technologies, Historic Building Materials, Historical Archeology,
and Historic Preservation.
Discipline specialization: Civil Engineering, Electrical Engineering, Mechanical Engineering, and
Structural Engineering are typical specializations within the broader discipline of Engineering. The two
specializations most often used in historic preservation projects are Civil and Structural Engineering.
Occasionally, there may be the need for a Mechanical Engineer to address issues concerning historic
machinery such as locomotives, steam engines, water turbines, electric generators, and similar machines
and equipment, or particularly complex mechanical systems in a historic structure.
APPLYING THE STANDARD FOR ENGINEERING
Documenting Professional Experience: To be licensed by a State Government as a professional
Engineer, an individual must pass a written exam and successfully fulfill education, training, and
experience requirements. In addition, a professional Historical Engineer has both theoretical knowledge
and technical skill associated with preserving historic structures and machines, and with the application of
Engineering theories, methods, and practices that enables professional judgments to be made about the
evaluation, documentation, or treatment of historic structures and machines in the United States and its
Territories. A professional Historical Engineer typically has gained experience on structural preservation
projects, which have included research and detailed investigations of historic structures or mechanical
artifacts and preparation of recommendations for the treatment of such properties in order to preserve
them in accordance with the appropriate Secretary's Standards for Archeology and Historic Preservation
(particularly the Secretary's St dards for the Treatment of Historic Properties).
Products and activities: Professional experience and expertise must be documented through "products
and activities that demonstrate the successful application of acquired proficiencies in the discipline to the
practice of historic preservation." Products and activities that meet the Secretary Standards for
Archeology and Historic Preservation may include:
• Plans and Specifications for the preservation, rehabilitation, or restoration of historic
structures, such as bridges, dams, canal locks, and for the structural rehabilitation or seismic
stabilization of buildings.
• Adaptive reuse or feasibility studies that make recommendations for preserving or
structurally stabilizing historic structures, including bridges.
• Historic Structure Reports or Condition Assessments of historic structures or machines.
• Documentation that meets HABS/HAER standards for recording historic structures or
machines.
• Experience applying the Secretary of the Interior's Standards for the Treatment of Historic
Properties to the review of work on historic structures, sites or machines
10
• Awards for historic structure preservation, rehabilitation, or restoration received from local,
regional, national, or international professional organizations.
• Publications, which might include articles in regional, national, or international professional
journals, monographs, books, or chapters in edited books about the preservation of historic
structures or machines.
• Presentations at regional, national, or international professional conferences, symposia,
workshops, or exhibits about the preservation of historic structures or machines.
• Professional service on boards or committees or regional, national, or international
professional organizations concerned with the preservation of historic structures or machines.
This list is not comprehensive. Furthermore, it should be understood that not all of these products and
activities are needed in order to meet the Standard; rather, a combination of several products and activities
would be more typical.
11
HISTORIC PRESERVATION PROFESSIONAL QUALIFICATION STANDARD
FOLKLORE
Folklore is the study and documentation of traditional, expressive culture shared within various ethnic,
familial, occupational, religious, and regional groups.
STANDARD FOR FOLKLORIST
(a) The applicant, employee, consultant, or advisor will have a graduate degree in Folklore, Folklife
Studies, Anthropology or a closely related field of study (see Academic Experience for Folklore), with a
specialization in Folklore or Folklife Studies, PLUS a minimum of two (2) years of full-time professional
experience applying the theories, methods, and practices of Folklore that enables professional judgments
to be made about the identification, evaluation, or documentation of folk cultures or lifeways associated
with historic or prehistoric properties in the United States and its Territories; AND products and activities
that demonstrate the successful application of acquired proficiencies in the discipline to the practice of
historic preservation (see Documenting Professional Experience for Folklorists);
OR...
(b) An undergraduate degree in Anthropology or a closely related field of study (see Academic
Experience for Folklore), PLUS a minimum of four (4) years of full-time professional experience
applying the theories, methods, and practices of Folklore that enables professional judgments to be made
about the identification, evaluation, or documentation of folk cultures or lifeways associated with historic
or prehistoric properties in the United States and its Territories; AND products and activities that
demonstrate the successful application of acquired proficiencies in the discipline to the practice of historic
preservation. (see Documenting Professional Experience for Folklorists).
ACADEMIC BACKGROUND FOR FOLKLORIST
Closely related fields: Typically, a professional Folklorist has a graduate degree in Folklore or Folklife
Studies, or from highly specialized study within other disciplines such as Anthropology, English,
Linguistics, or Sociology, provided that such study included training in theory, research and fieldwork
techniques, and in the diverse categories of expressive culture .
Discipline specializations: A graduate degree in Anthropology may be combined with a specialization in
Folklore and Folklife Studies. Other specializations may include: English, Cultural Anthropology,
Ethnohistory, Ethnobotany, Ethnozoology, Ethnoarcheology, Cultural Geography, Sociology, and Oral
History.
A professional Folklore specialist, or Folklorist, may specialize in any of the categories of traditional
expressive culture, such as music (ethnomusicology), spoken word traditions, material culture, customs,
or religious and belief systems; or specialization may focus on the study of a particular contemporary
group (such as the Pennsylvania Amish) or region of the United States (such as Appalachia).
APPLYING THE STANDARD FOR FOLKLORIST
Documenting Professional Experience: A professional Folklorist typically demonstrates professional
knowledge and skills in established methods and techniques of folklore and folklife research in the
collection, evaluation, documentation, analysis, and/or presentation of grassroots and traditional cultural
expression, including folk music, spoken word, dance, craftsmanship and artistic traditions, folkways,
12
customs, belief systems, traditional foodways, and regional and/or occupational groups and communities.
Experience would typically include fieldwork, with on-site interviews, observation, and documentation of
contemporary human cultural activities.
Products and activities: Professional experience and expertise must be documented through "products
and activities that demonstrate the successful application of acquired proficiencies in the discipline to the
practice of historic preservation." Products and activities that meet the appropriate Secretary's Standards
for Archeology and Historic Preservation may include:
• Field studies and survey reports, oral histories, or assessments of the significance of historic
properties.
• Publications, which might include articles in regional, national, or international professional
journals; monographs, books, or chapters in edited books, related to assessing the significance
of historic or traditional cultural properties.
• Presentations at regional, national, or international professional conferences, symposia,
workshops, exhibitions, or other educational venues related to analyzing cultural traditions in
evaluating the significance of historic or traditional cultural properties.
• Professional service on boards or committees of regional, national, or international
professional organizations concerned with documenting and analyzing cultural traditions.
• Awards, research grants, research fellowships, or invitations to teaching posts.
This list is not comprehensive. Furthermore, it should be understood that not all of these products and
activities are needed in order to meet the Standard; rather, a combination of several products and activities
would be more typical. If the applicant were documenting professional experience in one of the
specializations, however, the majority of products and activities would naturally reflect that
specialization.
13
HISTORIC PRESERVATION PROFESSIONAL QUALIFICATION STANDARDS
HISTORIC ARCHITECTURE
Historic Architecture is the practice of applying artistic and scientific principles to the research,
planning, design, and management of the built environment with specialized training in the principles,
theories, concepts, methods, and techniques of preserving historic buildings and structures.
STANDARD FOR HISTORICAL ARCHITECT
(a) The applicant, employee, consultant, or advisor will have a State Government -recognized license to
practice Architecture, PLUS a minimum of two (2) years of full-time professional experience applying
the theories, methods, and practices of Architecture that enables professional judgments to be made about
the evaluation, documentation, or treatment of historic structures in the United States and its Territories;
AND products and activities that demonstrate the successful application of acquired proficiencies in the
discipline to the practice of historic preservation (see Documenting Professional Experience for Historical
Architects);
OR...
(b) A Masters of Architecture degree with demonstrable course work in Architectural Preservation,
Architectural History, Historic Preservation, Historic Preservation Planning, or a closely related field (see
Academic Background for Historic Architecture), PLUS a minimum of two (2) years of full-time
professional experience applying the theories, methods, and practices of Historic Architecture that enables
professional judgments to be made about the evaluation, documentation, or treatment of historic
structures in the United States and its Territories; AND products and activities that demonstrate the
successful application of acquired proficiencies in the discipline to the practice of historic preservation
(see Documenting Professional Experience for Historical Architects);
OR...
(c) A Bachelors of Architecture degree with at least one year of graduate study in Architectural
Preservation, Architectural History, Historic Preservation, Historic Preservation Planning, or a closely
related field (see Academic Experience for Historic Architecture), PLUS a minimum of two (2) years of
full-time professional experience applying the theories, methods and practices of Historic Architecture
that enables professional judgments to be made about the evaluation, documentation, or treatment of
historic structures in the United States and its Territories; AND products and activities that demonstrate
the successful application of acquired proficiencies in the discipline to the practice of historic preservation
(see Documenting Professional Experience for Historical Architects).
(Note: only persons who are licensed to practice Architecture in that State may prepare and seal plans
and specifications in order to obtain construction permits, authorize payments to contractors, and certify
that the work is completed. However, State staff, State Review Board members, and CLG staff or
Commission members who are not licensed, but who meet the Standard for Historical Architect under (b)
or (c) above, can review proposed and completed work for compliance with the applicable Secretary's
Standards for Tax Act, HPF Grant, or other related programs.)
14
ACADEMIC BACKGROUND FOR HISTORIC ARCHITECT
Closely related fields: The Bachelor of Architecture degree is a five-year degree that does not always
include historic preservation course work. The same may be true of a Masters of Architecture degree. An
Historical Architect is first an Architect and, as such, is well grounded in all aspects of architectural
practice, including architectural design, planning, construction specifications, and contract administration.
Although this background is essential, additional training is needed in order to understand and work with
historic structures, with their complex material evolution and treatment problems. Specialized training, to
supplement that provided by the professional Architecture program, should be acquired in such areas as
American Architectural History, Architectural Preservation, Conservation, Historic Construction
Technologies, Historic Building Materials, and Historic Preservation.
Discipline specialization: Historic Architecture is a specialization within the broader discipline of
Architecture
APPLYING THE STANDARD FOR HISTORIC ARCHITECT
Documenting Professional Experience: To be licensed by a State Government as a professional
Architect, an individual must pass a written exam and successfully fulfill education, training, and
experience requirements. In addition, a professional Historical Architect has both theoretical knowledge
and technical skill associated with preserving historic structures, and with the application of Architecture
theories, methods, and practices that enables professional judgments to be made about the evaluation,
documentation, or treatment of historic properties in the United States and its Territories. A professional
Historical Architect typically has gained experience on structural preservation projects, which have
included research and detailed investigations of historic structures and preparation of recommendations
for the treatment of properties in order to preserve them in accordance with the appropriate Secretary's
Standards for Archeology and Historic Preservation (particularly the Secretary's Standards for the
Treatment of Historic Properties).
Products and activities: Professional experience and expertise must be documented through "products
and activities that demonstrate the successful application of acquired proficiencies in the discipline to the
practice of historic preservation." Products and activities that meet the Secretary Standards for
Archeology and Historic Preservation may include:
• Plans and Specifications for the preservation, rehabilitation, or restoration of historic
structures.
• Adaptive reuse or feasibility studies that make recommendations for preserving historic
structures.
• Historic Structure Reports or Condition Assessments of historic structures.
• Documentation that meets HABS/HAER standards for recording historic structures.
• Experience applying the Secretary of the Interior's Standards for the Treatment of Historic
Properties to the review of work on historic structures.
• Awards for historic structure preservation, rehabilitation, or restoration received from local,
regional, national, or international professional organizations.
• Publications, which might include articles in regional, national, or international professional
journals, monographs, books, or chapters in edited books about the preservation of historic
structures.
• Presentations at regional, national, or international professional conferences, symposia,
workshops, or exhibits about the preservation of historic structures.
15
Professional service on boards or committees or regional, national, or international
professional organizations concerned with the preservation of historic structures.
This list is not comprehensive. Furthermore, it should be understood that not all of these products and
activities are needed in order to meet the Standard; rather, a combination of several products and activities
would be more typical.
16
HISTORIC PRESERVATION PROFESSIONAL QUALIFICATION STANDARDS
HISTORIC LANDSCAPE
ARCHITECTURE
Historic Landscape Architecture is the practice of applying artistic and scientific principles to the
research, planning, design, and management of both natural and built environments with specialized
training in the principles, theories, concepts, methods, and techniques ofpreserving cultural landscapes.
STANDARD FOR HISTORICAL LANDSCAPE ARCHITECT
(a) The applicant, employee, consultant, or advisor will have a State Government -recognized license to
practice Landscape Architecture, PLUS a minimum of two (2) years full-time professional experience
applying the theories, methods, and practices of Landscape Architecture that enables professional
judgments to be made about the identification, evaluation, documentation, registration, or treatment of
historic properties in the United States and its Territories; AND products and activities that demonstrate
the successful application of acquired proficiencies in the discipline to the practice of historic preservation
(see Documenting Professional Experience for Historic Landscape Architects);
OR...
(b) A Masters degree in Landscape Architecture with demonstrable course work in the principles,
theories, concepts, methods, and techniques of preserving cultural landscapes, PLUS a minimum or two
(2) years of full-time professional experience applying the theories, methods, and practices of Landscape
Architecture that enables professional judgments to be made about the identification, evaluation,
documentation, registration, or treatment of historic properties in the United States and its Territories;
AND products and activities that demonstrate the successful application of acquired proficiencies in the
discipline to the practice of historic preservation (see Documenting Professional Experience for Historic
Landscape Architects);
OR...
(c) A four-year or five-year Bachelors degree in Landscape Architecture, PLUS a minimum of three (3)
years of full-time professional experience applying,the theories, methods, and practices of Landscape
Architecture that enables professional judgments to be made about the identification, evaluation,
documentation, registration, or treatment of historic properties in the United States and its Territories;
AND products and activities that demonstrate the successful application of acquired proficiencies in the
discipline to the practice of historic preservation (see Documenting Professional Experience for Historic
Landscape Architects).
(Note: only persons who are licensed to practice Landscape Architecture in that State may prepare and
seal plans and specifications for construction permits, authorize payments to contractors, andcertify that
the work is completed. However, State staff, State Review Board members, and CLG staff or commission
members who are not licensed, but who meet the Standard for Historical Landscape Architect under (b)
or (c) above, can review proposed and completed work for compliance with the applicable Secretary's
Standards for Tax Act, HPF Grant, or other related programs.)
17
ACADEMIC BACKGROUND FOR HISTORIC LANDSCAPE ARCHITECT
Closely related fields: Landscape Architecture is the typical professional Bachelors degree, which is
awarded after successful completion of a four-year or five-year undergraduate program. However, the
Bachelors or Masters in Landscape Architecture may not always include historic preservation course
work. While the standard Landscape Architecture degree program addresses all general aspects of
landscape architectural practice (including design, planning, construction specifications, and professional
practice), additional training is needed for Historical Landscape Architects. They may need training in
landscape research, documentation, analysis, evaluation, and treatment techniques. This additional
training is achieved through additional course work and/or professional experience.
Graduate study: The Masters in Landscape Architecture degree is the typical graduate degree, which is
awarded after successful completion of a two-year or three-year graduate program. This degree should
include studies in the principles, theories, concepts, methods, and techniques of preserving cultural
landscapes. Course work may include cultural geography; landscape history; archival research techniques;
historic preservation theory, principles, and practice; and preservation technologies.
Discipline specialization: Historic Landscape Architecture is a specialization within the broader field of
Landscape Architecture. Historical Landscape Architects should have completed training in the
principles, theories, concepts, methods, and techniques of preserving cultural landscapes. Cultural
landscape preservation focuses on preserving a landscape's physical attributes, biotic systems, and use
(especially when that use contributes to its historical significance). Graduate study and/or professional
experience provides the specialized training needed by the Historical Landscape Architect.
APPLYING THE STANDARD FOR HISTORIC LANDSCAPE ARCHITECT
Documenting Professional Experience: To be licensed by a State Government as a professional
Landscape Architect, an individual typically must pass a written exam and successfully fulfill education,
training, and experience requirements. In addition, an Historical Landscape Architect must have two years
of experience in the application of Landscape Architecture theories, methods, and practices to the
identification, evaluation, documentation, registration, or treatment of historic properties in the United
States and its Territories. A professional Historical Landscape Architect has both theoretical knowledge
and technical skill associated with the preservation of cultural landscapes in accordance with the
Secretary's Standards for Archeology and Historic Preservation. Cultural landscapes include historic
sites, historic designed landscapes, historic vernacular landscapes, and ethnographic landscapes.
Products and activities: Professional experience and expertise must be documented through "products
and activities that demonstrate the successful application of acquired proficiencies in the discipline to the
practice of historic preservation." Products and activities that meet the appropriate Secretary's Standards
for Archeology and Historic Preservation may include:
• Surveys and inventories of cultural landscapes.
• Documentation of cultural landscapes that meets the Secretary's Standards for
Documentation.
• National Register nominations or Determinations of Eligibility for cultural landscapes.
• Cultural Landscape treatment and maintenance plans.
• Cultural Landscape Reports.
• Publications, which might include articles in regional, national, or international professional
journals, monographs, books, or chapters in edited books about cultural landscape
preservation.
18
Presentations at regional, national, or international professional conferences, symposia,
workshops, or exhibits about cultural landscape preservation.
Professional service on boards or committees or regional, national, or international
professional organizations concerned with cultural landscape preservation.
Awards, research grants, research fellowships, or invitations to teaching posts associated with
cultural landscape preservation.
This list is not comprehensive. Furthermore, it should be understood that not all of these products and
activities are needed in order to meet the Standard; rather, a combination of several products and activities
would be more typical.
19
HISTORIC PRESERVATION PROFESSIONAL QUALIFICATION STANDARDS
HISTORIC PRESERVATION
PLANNING
Historic Preservation Planning, a specialization within Planning, is the practice of identifying and
carrying out particular goals and strategies to protect historic and archeological resources at the local,
regional, State, or national level.
STANDARD FOR HISTORIC PRESERVATION PLANNER
(a) The applicant, employee, consultant, or advisor will have a State Government -recognized certification
or license in Land -use Planning, PLUS , minimum of two (2) years of full-time professional experience
applying the theories, methods, and practices of Historic Preservation Planning that enables professional
judgments to be made about the identification, evaluation, documentation, registration, protection, or
treatment of historic and archeological properties in the United States and its Territories; AND products
and activities that demonstrate the successful application of acquired proficiencies in the discipline to the
practice of historic preservation (see Documenting Professional Experience for Historic Preservation
Planner);
OR...
(b) A graduate degree in Planning with demonstrable course work in Historic Preservation, or a graduate
degree in a closely related field of study with demonstrable course work in Historic Preservation (see
Academic Background for Historic Preservation Planning), PLUS a minimum of two (2) years of full-
time professional experience applying the theories, methods, and practices of Historic Preservation
Planning that enables professional judgments to be made about the identification, evaluation,
documentation, registration, protection, or treatment of historic and archeological properties in the United
States and its Territories; AND products and activities that demonstrate the successful application of
acquired proficiencies in the discipline to the practice of historic preservation (see Documenting
Professional Experience for Historic Preservation Planner);
OR...
(c) An undergraduate degree in Planning with demonstrable course work in Historic Preservation or an
undergraduate degree in a closely related field of study with demonstrable course work in Historic
Preservation (see Academic Background for Historic Preservation Planning), PLUS a minimum of four
(4) years of full-time professional experience applying the theories, methods, and practices of Historic
Preservation Planning that enables professional judgments to be made about the identification, evaluation,
documentation, registration, protection, or treatment of historic and archeological properties in the United
States and its Territories; AND products and activities that demonstrate the successful application of
acquired proficiencies in the discipline to the practice of historic preservation (see Documenting
Professional Experience for Historic Preservation Planner).
20
ACADEMIC BACKGROUND FOR HISTORIC PRESERVATION PLANNER
Closely related fields: Professional Historic Preservation Planners typically receive their education
through academic Planning programs, although increasingly Historic Preservation programs are offering
Historic Preservation Planning as a concentration in which degrees are awarded. Other fields that may be
closely related, provided that training relevant to Historic Preservation Planning is obtained, include
Historical or Cultural Geography, Architecture, Urban Design, and Historic Preservation.
Discipline specializations: Historic Preservation Planning is a specialization within the broader
discipline of Planning. Other specializations include Urban, City, Town, or Community Planning;
Regional Planning; Land Use Planning; Environmental Planning; Recreation Planning; Transportation
Planning; and Housing Planning.
APPLYING THE STANDARD FOR HISTORIC PRESERVATION PLANNER
Documenting Professional Experience: In order to receive a license or be registered or certified as a
professional Planner, an individual typically must pass a written exam and have completed a specified
number of years of experience. A professional Historic Preservation Planner typically has gained
experience in data collection and analysis; survey and evaluation of existing conditions; consultation with
elected and appointed officials and the general public; identification of alternative strategies; enforcement
or administration of relevant statutes and regulations; and the preparation of planning documents.
Products and activities: Professional experience and expertise must be documented through "products
and activities that demonstrate the successful application of acquired proficiencies in the discipline to the
practice of historic preservation." Products and activities that meet the appropriate Secretary's Standards
for Archeology and Historic Preservation may include:
• Preservation plans adopted by government officials; and/or results of preservation planning
studies incorporated into the local comprehensive or master plan.
• Ordinances for the protection of historic and/or archeological resources.
• Economic Feasibility Studies that make recommendations for preserving historic or
archeological properties.
• Publications, which might include articles in regional, national, or international professional
journals, monographs, books, or chapters in edited books, related to preservation planning.
• Presentations at regional, national, or international professional conferences, symposia,
workshops, or exhibits related to preservation planning.
• Professional service on boards of committees or regional, national, or international
professional organizations concerned with preservation planning.
• Planning awards received from local, regional, national, or international professional
organizations.
This list is not comprehensive. Furthermore, it should be understood that not all of these products and
activities are needed in order to meet the Standard; rather, a combination of several products and activities
would be more typical. If the applicant were documenting professional experience in one of the
specializations, however, the majority of products and activities would naturally reflect that specialization
21
HISTORIC PRESERVATION PROFESSIONAL QUALIFICATION STANDARDS
HISTORIC PRESERVATION
Historic Preservation is the application ofstrategies that promote the identification, evaluation,
documentation, registration, protection, treatment, continued use, and interpretation ofprehistoric and
historic resources.
STANDARD FOR HISTORIC PRESERVATIONIST
(a) The applicant, employee, consultant, or advisor will have a graduate degree in Historic Preservation or
a closely related field of study (see Academic Background for the Historic Preservation discipline), PLUS
a minimum of two (2) years of full-time professional experience applying the theories, methods, and
practices of Historic Preservation that enables professional judgments to be made about the identification,
evaluation, documentation, registration, or treatment of historic and prehistoric properties in the United
States and its Territories; AND products and activities that demonstrate the successful application of
acquired proficiencies in the discipline to the practice of historic preservation (see Documenting
Professional Experience for Historic Preservationists);
OR...
(b) An undergraduate degree in Historic Preservation or a closely related field of study (see Academic
Background for the Historic Preservation discipline), PLUS a minimum of four (4) years of full-time
professional experience applying the theories, methods, and practices of Historic Preservation that enables
professional judgments to be made about the identification, evaluation, documentation, registration, or
treatment of historic and prehistoric properties in the United States and its Territories; AND products and
activities that demonstrate the successful application of acquired proficiencies in the discipline to the
practice of historic preservation (see Documenting Professional Experience for Historic Preservationists).
ACADEMIC BACKGROUND FOR HISTORIC PRESERVATIONIST
Closely related fields: Various fields of study may be considered closely related to Historic Preservation,
such as American Studies, Architecture, Architectural History, Archeology, History, and Historical or
Cultural Geography, provided that such programs of study include course work in the history of the
designed environment, history and theory of preservation, historic preservation methods, techniques, and
legislation (Federal, State and local), plus a formal supervised practicum or internship for hands-on
application of knowledge and technical skills in the field.
Discipline specializations: While most Historic Preservationists tend to be generalists, many specialize
in such areas as Architectural, Landscape, and Community Design, Historic Building Technology,
Preservation Economics, Preservation Law, Historic Preservation Planning, and Site Interpretation and
Management.
APPLYING THE STANDARD FOR HISTORIC PRESERVATIONIST
Documenting Professional Experience: A professional Historic Preservationist typically has experience
that demonstrates a well-grounded understanding of the principles, practices, laws and regulations, and
diverse resources of historic preservation.
Products and activities: Professional experience and expertise must be documented through "products
and activities that demonstrate the successful application of acquired proficiencies in the discipline to the
22
practice of historic preservation of historic or archeological resources." Products and activities that meet
the appropriate Secretary's Standards for Archeology and Historic Preservation may include:
• National Register documentation that has resulted in property listings or Determinations of
Eligibility.
• Survey reports assessing the significance of historic properties.
• Historic Structure Reports.
• Adaptive reuse plans or feasibility studies that make recommendations for preserving historic
properties.
• Written opinions that have been accepted that assess the impact that an undertaking will have
on historic or archeological properties.
• Historic District Ordinances that have been adopted by a local government.
• Documentation that meets HABS/HAER standards for recording historic properties.
• Publications, which might include articles in regional, national, or international professional
journals, monographs, books, or chapters in edited books, related to historic preservation.
• Presentations at regional, national, or international professional conferences, symposia,
workshops, or exhibits related to historic preservation.
• Professional service on boards or committees or regional, national, or international
professional organizations concerned with historic preservation.
• Awards, research grants, research fellowships, or invitations to teaching posts.
This list is not comprehensive. Furthermore, it should be understood that not all of these products and
activities are needed in order to meet the Standard; rather, a combination of several products and activities
would be more typical. If the applicant were documenting professional experience in one of the
specializations, however, the majority of products and activities would naturally reflect that
specialization.
23
HISTORIC PRESERVATION PROFESSIONAL QUALIFICATION STANDARDS
HISTORY
History is the study of the past through written records, oral history, and material culture and the
examination of that evidence within a chronological or topical sequence in order to interpret its
relationship to preceding, contemporary and subsequent events.
STANDARD FOR HISTORIAN
(a) The applicant, employee, consultant, or advisor will have a graduate degree in History or a closely
related field of study (see Academic Background for History), PLUS a minimum of two (2) years of full-
time professional experience applying the theories, methods, and practices of History that enables
professional judgments to be made about the identification, evaluation, documentation, registration, or
treatment of historic properties in the United States and its Territories; ANDproducts and activities that
demonstrate the successful application of acquired proficiencies in the discipline to the practice of historic
preservation (see Documenting Professional Experience for Historians);
OR...
(b) An undergraduate degree in History or a closely related field of study (see Academic Background for
History), PLUS a minimum of four (4) years of full-time professional experience applying the theories,
methods, and practices of History that enables professional judgements to be made about the
identification, evaluation, documentation, registration, or treatment of historic properties in the United
States and its Territories; AND products and activities that demonstrate the successful application of
acquired proficiencies in the discipline to the practice of historic preservation (see Documenting
Professional Experience for Historians).
ACADEMIC BACKGROUND FOR HISTORIAN
Closely related fields: For this Standard, the professional degree is typically awarded in History,
American History, or Public History. Relevant training can be obtained in programs of American Studies,
American Civilization, Historical or Cultural Geography, Anthropology, Ethnohistory, and Historic
Preservation, providing that course work is offered in historical research methods and techniques.
Education in the social and cultural history of countries other than North America may be relevant when
dealing with the histories of immigrant, ethnic or minority groups in the United States.
Discipline specializations: Professional Historians tend to concentrate their education and experience in
one of the many chronological, regional, and topical specializations within American History (such as
colonial history, southern history, community history, women's history, military history, history of
technology, or industrial history).
APPLYING THE STANDARD FOR HISTORIAN
Documenting Professional Experience: A professional Historian has experience in archival and primary
documents research, evaluating and synthesizing this information, and preparation of scholarly narrative
histories. Historic research experience in countries other than North America may be relevant when
researching the histories of immigrant, ethnic or minority groups in the United States of America.
Products and activities: Professional experience and expertise must be documented through "products
and activities that demonstrate the successful application of acquired proficiencies in the discipline to the
24
practice of historic preservation." Products and activities that meet the appropriate Secretary's Standards
for Archeology and Historic Preservation may include:
• National Register documentation that has resulted in property listings or Determinations of
Eligibility.
• Documentation that meets HABS/HAER standards for recording historic properties.
• Survey reports assessing the significance of historic properties.
• Publications, which might include articles in regional, national, or international professional
journals, monographs, books, or chapters in edited books, related to documenting and
evaluating the significance of historic properties.
• Presentations at regional, national or international professional conferences, symposia,
workshops, or exhibits related to documenting and evaluating historic properties.
• Professional service on boards or committees of regional, national, or international
professional organizations concerned with documenting and evaluating the significance of
historic properties.
• Awards, research grants, research fellowships, or invitations to teaching posts.
This list is not comprehensive. Furthermore, it should be understood that not all of these products and
activities are needed in order to meet the Standard; rather, a combination of several products and activities
would be more typical. If the applicant were documenting professional experience in one of the
specializations, however, the majority of products and activities would naturally reflect that
specialization.
25
City of Fayetteville, Arkansas - Budget Adjustment Form (Legistar) 1 Errors
Budget Year Division Adjustment Number
/Org2 DEVELOPMENT SERVICES (620)
2019
Requestor: Andrew Garner
BUDGET ADJUSTMENT DESCRIPTION / JUSTIFICATION:
Historic preservation grant (19-CLG-04) in the amount of $790 for travel and training.
RESOLUTION/ORDINANCE
COUNCIL DATE: 7/16/2019
LEGISTAR FILE ID#: 2019-0405
Lilk }f utche v k
6/25/2019 8:51 AM
Budget Director Date
TYPE:
JOURNAL #:
GLDATE:
CHKD/POSTED:
TOTAL 790 790 v.20190516
Increase / (Decrease) Proiect.Sub#
Account Number Expense Revenue Project Sub.Detl AT Account Name
1010.630.6305-4309.01 - 790 36024 1901 RE Federal Grants - Operational
1010.630.6305-5304.00 790 - EX Travel & Training
H:\Budget Adjustments\2019_Budget\City Council\07-16-2019\2019-0405 BA Historic Preservation Grant 1 of 1