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HomeMy WebLinkAbout188-15 RESOLUTION113 West Mountain Street Fayetteville, AR 72701 (479) 575-8323 Resolution: 188-15 File Number: 2015-0467 FAYETTEVILLE POLICE DEPARTMENT POLICIES: A RESOLUTION TO APPROVE FAYETTEVILLE POLICE DEPARTMENT POLICIES ON DISCIPLINARY AND AWARD PROCEDURES AND PROFESSIONAL STANDARDS AND TO ELIMINATE FAYETTEVILLE POLICIES NO LONGER NEEDED ON JAILER DUTY; JAIL EMERGENCY PLAN, PRISONER CARE AND SUICIDE IDENTIFICATION HE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF FAYETTEVILLE, ARKANSAS: Section 1. That The City Council Of The City Of Fayetteville, Arkansas Hereby approves Fayetteville Police Department Policies 26.1.I, Disciplinary Matters and Award Procedures; and 52.1.1, Office of Professional Standards; and eliminates Fayetteville Police Policies 72.1.1, Jailer Duty; 72,3.1, Jail Emergency Plan; 72.5.5, Suicide Identification Guidelines; and 72.6.1, Medical and Dental Care for Prisoners. PASSED and APPROVED on 10/20/2015 Attest: Sondra E. Smith, City Clerk Treasurer �ti�tttrru��� �S� • x..551 i C'7 • ti � %f9. 9R AN`'p.' J :� Page I Printed on 10113113 ;. City of Fayetteville, Arkansas 113 West Mountain Street Fayetteville, AR 72701 (479) 575-8323 Text File File Number: 2015-0467 Agenda Date: 10/20/2015 Version: 1 Status: Passed In Control: City Council Meeting File Type: Resolution Agenda Number: A. 2 FAYETTEVILLE POLICE DEPARTMENT POLICIES: A RESOLUTION TO APPROVE FAYETTEVILLE POLICE DEPARTMENT POLICIES ON DISCIPLINARY AND AWARD PROCEDURES AND PROFESSIONAL STANDARDS AND TO ELIMINATE FAYETTEVILLE POLICIES NO LONGER NEEDED ON JAILER DUTY; JAIL EMERGENCY PLAN, PRISONER CARE AND SUICIDE IDENTIFICATION BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF FAYETTEVILLE, ARKANSAS: Section 1. That The City Council Of The City Of Fayetteville, Arkansas Hereby approves Fayetteville Police Department Policies 26,1.1, Disciplinary Matters and Award Procedures; and 52.1.1, Office of Professional Standards; and eliminates Fayetteville Police Policies 72.1.1, Jailer Duty; 72.3,1, Jail Emergency Plan; 72.5.5, Suicide Identification Guidelines; and 72.6.1, Medical and Dental Care for Prisoners. City of Fayetteville, Arkansas Page 1 Printed on 1012312015 City of Fayetteville Staff Review Form 2015-0467 tegistar File 10 10/20/2015 City Council Meeting Date - Agenda Item Only NIA for Non -Agenda Item Greg Tabor 10/2/2015 Police / Police Department Submitted By Submitted Date Division / Department Action Recommendation: Council approves a resolution adopting Fayetteville Police Policies 26.1.1, Disciplinary Matters & Award Procedures; and 52.1,1, Office of Professional Standards; and eliminating Fayetteville Police Policies 72.1.1, Jailer Duty; 72.3.1, Jail Emergency Plan; 72.5.5, Suicide Identification Guidlines; and 72.6.1, Medical and Dental Care for Prisioners Account Number Project Number Budgeted Item? NA Does Item have a cost? NA Budget Adjustment Attached? NA Budget Impact: Current Budget Funds Obligated Current Balance Item Cost Budget Adjustment Fund Project Title $ Remaining Budget $ -- ---- J V20140710 Previous Ordinance or Resolution # Original Contract Number: Comments: Approval Dater CITY OF CITY COUNCIL AGENDA MEMO izyftu"le AS MEETING OF OCTOBER 20, 2015 TO: Mayor and City Council FROM: Greg Tabor, Chief of Police DATE: October 1, 2015 SUBJECT: Police Department Policy RECOMMENDATION: Council approves a resolution adopting Fayetteville Police Policies 26.1.1, Disciplinary Matters & Award Procedures; and 52.1.1, Office of Professional Standards; and eliminating Fayetteville Police Policies 72.1.1, Jailer Duty; 72.3.1, Jail Emergency Plan; 72.5.5, Suicide Identification Guidelines; and 72.6.1, Medical and Dental Care for Prisoners. BACKGROUND: The Fayetteville Police Department is currently in the process of reviewing policies and updating as necessary to conform to current practices, to comply with CALEA accreditation standards, and to make our policies less ambiguous for our employees. Policy 26.1.1, Disciplinary Matters & Award Procedures, is an existing policy that was approved by the council on November 3, 2009. Policy 52.1.1, Office of Professional Standards, is an existing policy that was approved by the council on April 5, 2011. Policy 72.1.1, Jailer Duty, is an existing policy that was approved by the council on January 6, 1999. Policy 72.3.1, Jail Emergency Plan, is an existing policy that was approved by the council on January 6, 1999. Policy 72.5.5, Suicide Identification Guidelines, is•an existing policy that was approved by the council on January 6, 1999. Policy 72.6.1, Medical and Dental Care for Prisoners, is an existing policy that was approved by the council on January 6, 1999. DISCUSSION: Policies 26.1.1, Disciplinary Matters & Award Procedures, and 52.1.1, Office of Professional Standards, are existing policies that contain changes to comply with suggestions from the CALEA mock assessment. Other changes were made to provide clarity to employees in our award procedures, internal investigations and discipline. Policies 72.1.1, Jailer Duty; 72.3.1, Jail Emergency; 72.5.5, Suicide Identification Guidelines; and 72.6.1, Medical and Dental Care for Prisoners, are old jail policies that no longer apply to the operations of the Fayetteville Police Department. All changes are highlighted. BUDGET/STAFF IMPACT: These policies will not have any impact on budget or staff. Attachments: Fayetteville Police Policy 26.1.1, Disciplinary Matters & Award Procedures Fayetteville Police Policy 52.1.1, Office of Professional Standards Mailing Address: 113 W. Mountain Street www.fayetteville-ar.gov Fayetteville, AR 72701 Fayetteville Police Policy 72.1.1, Jailer Duty Fayetteville Police Policy 72.3.1, Jail Emergency Plan Fayetteville Police Policy 72.5.5, Suicide Identification Guidelines Fayetteville Police Policy 72.6.1, Medical and Dental Care for Prisoners FAYETTEVILLE POLICE DEPARTMENT FAYETTEVILLE, ARKANSAS POLICIES, PROCEDURES, AND RULES Subject: 26.1.1 Disciplinary Matters & Award Procedures Effective Date: November 3, 2009 Reference: 52.1.1, 1.3.1, 41.1.1, 26.1.2 Version: 1 CALEA: 26 No. Pages: 9 I. PURPOSE Effective discipline is a positive process when its perceived purpose is to train or develop by instruction. Among the programs having an impact on discipline in a law enforcement agency are selection, training, direction, supervision, and accountability. These elements are inter- dependent, and a weakness in any one is damaging to effective discipline. Many standards bearing on a disciplinary system are included in other chapters relating to selection, training, and direction. Therefore, the purpose of this directive is to focus on the accountability component of a disciplinary system. II. DISCUSSION It shall be the policy of the Fayetteville Police Department to follow and abide by the disciplinary policies and procedures in effect and addressed in the rules and regulations of the Civil Service Commission of the City of Fayetteville. An employee whose work becomes unsatisfactory should immediately be notified by his/her supervisor in what way the work is deficient and what must be done if work performance is to be judged satisfactory [Calea 26.1.5]. An employee who is suspended or dismissed for unsatisfactory performance of duties should normally have received three warnings: Supervisor Counseling - an oral warning from the employee's supervisor. The supervisor must record the dates of the discussions with the employee, the performance deficiencies discussed and the corrective actions required. [Calea 26.1.5] The supervisor should maintain this record for the duration of the employee's performance evaluation period [Calea 26.1.8]. Written Record of an Oral Reprimand Written Record of an Oral Warning- an oral warning with a follow-up letter to the employee that sets forth the points covered in their discussion. The Chief of Police shall have authorized a written record of an oral reprimand written record of an oral warning. The supervisor shall keep a record of a written record of an oral warning. The supervisor should maintain this record for the duration of the employee's performance evaluation period [Calea 26.1.8]. Written Reprimand - a written warning from the Department Chief serving notice upon the employee that noted deficiencies must be corrected immediately in order to avoid disciplinary action up to and including dismissal. A written reprimand shall be placed in the employee's personnel file [Calea 26.1.8]. 26.1.1 Disciplinary Matters & Award Procedures Page 1 of 9 An employee who is suspended without pay or dismissed for unsatisfactory performance of duties or violations of policy shall receive a letter from the Department Chief outlining the noted performance deficiencies or policy violations, effective date of suspension or dismissal and statement of the status of the employee'sA copy of this letter shall be placed in the employee's personnel record. [C A r E A 26.1 7] A sworn employee so discharged, reduced in rank, or suspended for twenty-four hours three days or more shall have the right, within ten calendar days from the date of such written notice, to request a trial through the Civil Service Commission. Reference should be made to the Civil Service Rules and Regulations [Calea 26.1.6]. Any sworn employee can request a grievance hearing to review a suspension of less than twenty- four hours by submitting a written explanation to the Civil Service Commission within ten days of receiving such disciplinary action stating why such discipline was unwarranted or otherwise improper. Reference should be made to the Civil Service Rules and Regulations. The Administrative Captain should maintain the departmental employee administrative file. It should contain any letters of commendation or appreciation, administrative letters and replies, results of any sustained punitive disciplinary action, as well as other pertinent information. Information in this file will be maintained indefinitely. All official personnel files are maintained by the City of Fayetteville's Human Resources Division [Calea 26.1.8]. It is suggested immediate supervisors maintain an employee performance/counseling file for each person under their supervision. This file might contain oral roprimands warnings during the current evaluation period, letters of job related counseling sessions, copies of correspondence between the employee and supervisor, complementary correspondence, and other similar information regarding the performance of the employee. It is suggested this material be kept in a secured location by the immediate supervisor. This information should be purged after one year and after being noted on the employee's performance evaluation [Calea 26.1.8]. Nothing in this policy shall prohibit the Chief of Police from exercising all authority granted under Civil Service Commission Rules and the Arkansas Code. A. Compliance With Department Directives Supervisors are expected to set a proper example to their subordinates in the matter of due respect and regard for the policies, procedures, and rules in all matters pertaining to proper discipline. 1. The primary function of a supervisor is to maintain the day-to-day activities of police operations. Compliance with department directives is an integral part of those operations. Supervisors are authorized to take action when department directives are not being followed [Calea 26.1.5]. (a) A supervisor may elect to coach counsel an employee whose performance has been found to be deficient. (b) A supervisor may refer an officer employee to the Training Division or designated supervisor to correct deficient performance. (c) A supervisor may document deficient performance and refer it to the Chief of Police in the form of an official complaint. 26.1.1 Disciplinary Matters & Award Procedures Page 2 of 9 (d) In cases of a major infraction of policy or department directive, a supervisor may relieve an employee of duties, with pay, and refer the matter to the Chief of Police, 2. In case of alleged unjust treatment in violation of these policies, procedures, and rules, any officer employee may make a complaint prefer charges against a superior to the proper authorities. When any member employee suspects a violation of these policies, procedures, and rules has occurred, they are to notify the Chief of Police for investigation, and may request results of the findings. Reporting a suspected violation confidentially is not a violation of the policies, procedures, and rules. 3. The following acts, infractions, or violations of the policies, procedures, and rules shall be deemed sufficient cause for separation from the department: (a) Willful disobedience of lawful orders. (b) Disrespect or insolence toward a superior officer or supervisor. (c) Being under the influence at any level of intoxicants, or illegal drugs, including abuse of prescription drugs while on duty. (d) Absence without leave -Absence without leave is defined as any time a department member is scheduled for work and fails to report for duty without first notifying a supervisor prior to the start of the scheduled shift. (e) Incompetence. (f) Driving any machine or apparatus of the department carelessly or maliciously, in such a manner as to collide with, cause personal injury, damage a vehicle or other property, or any other wanton or malicious conduct, which causes injury or damage to a citizen or property. (g) Neglect or refusal to pay just debts. (h) Agitating or creating dissension in the department or attempting in any manner to cause ill feeling against any member of the department. (i) Making any false or unwarranted report, either publicly or otherwise, about a member of this department. (j) Dishonesty at any time when representing this department. (k) Lack of Candor when questioned by a department supervisor or during any Office of Professional Standards investigation, under direc—uestiening, either by &H!Y department supervisoranystigat of the Office of Professional Stondard . 4. It shall be the policy of the Fayetteville Police Department that all personnel maintain sufficient competency to properly perform their duties and assume the responsibility of their positions. Personnel shall perform their duties in a manner, which will maintain the highest standards of efficiency in carrying out the functions and objectives of the department. Unsatisfactory performance may be demonstrated by: (a) A lack of knowledge of the application of laws and ordinances required to be enforced. (b) An unwillingness or inability to perform assigned tasks. (c) The failure to take appropriate action on the occasion of a crime, disorder, or other condition deserving police attention. (d) Absence without leave. (e) Written record of repeated infractions of policies, procedures, rules, directives, or general orders of the department. 26.1.1 Disciplinary Matters & Award Procedures Page 3 of 9 B. Unbecoming Conduct Employees shall be held responsible at all times for conduct unbecoming an officer and/or a police department employee, which tends to lower the law enforcement service in the estimation of the public. Employees should be governed by ordinary rules of good behavior observed by law abiding and self-respecting citizens. 1. Any idle, indiscreet, disrespectful or discriminatory remark(s) or rudeness to citizens or any greeting(s), conversation(s), or remark(s) tending to show undue familiarity with members of the opposite sex while on duty shall subject a member to disciplinary action (See Harassment and Discrimination Policy 26.1.2). 2. A€lsers Employees are cautioned that the use of obscene, immoral, profane or disrespectful language, agitating and tending to create dissension in the department or attempts to cause undue or unfavorable reflection(s) upon any member of the department, will not be tolerated. Officers Employees shall not engage in altercations between themselves under any circumstances. 3. All officers employees when reporting for duty shall be completely attired in the regulation uniform or dress attire as prescribed by the Chief of Police (Refer to 41.3.5 41r-1.1 for Grooming Requirements). Failure to do so may subject the member to disciplinary action reprimand or C. Use of Alcohol & Drugs 1. No employee shall possess or consume alcoholic beverages while on duty or at the police department. Possession is authorized when directly related to a case or as an evidence item. time, wine, beer, liquor or any other intoxicating drinks in or around the police station, except as directly related to a case or as evidence item(s). Officers shall not at any time vhile on duty be under -the influeiice any wine,beer,liquor, ortthor intoxiGanta of any kind, or under sickness caused -or produced by the use of such intexieants. Any officer absenting themselves-om-soheduIod duty-ooause of intoxicating drink, or reporting to duty under flu condition due to intoxicant" r drugs will be subject e its �nrrcieii�� - eAi-acri reprimand, suspension or di9chergc. 2. Employees are prohibited from reporting to work with a blood alcohol content (BAC) level higher than .000. Employees are prohibited from using or possessing illegal drugs. Possession is authorized when directly related to a case or as an evidence item. 4. No employee shall be absent or sick from scheduled duty due to the use of alcoholic beverages, illegal drugs, or abuse of prescription drugs. Failure to submit to a supervisor ordered blood or alcohol test shall result in a disciplinary action up to and including termination. 2. When deemed operationally necessary, officers in undercover assignments may consume 26.1.1 Disciplinary Matters & Award Procedures Page 4 of 9 alcoholic beverages and/or simulate the use of drugs. In doing so, officers shall submit a memo to their supervisor documenting the consumption of alcohol or simulation of the use of drugs. D. Abuse of Authority 1. No officer (except when assigned desk duties inside the police facility) shall receive or collect any fine or fines for parking tickets, other traffic violations, or any other offenses whatsoever. Members shall courteously advise citizens that all fines are payable at the Fayetteville Police Department or on-line. 2. No officer employee shall directly or indirectly, except by permission of the Chief of Police, sell tickets, solicit any money, circulate any petitions, subscriptions, or allow the use of the department's name for any fair, exhibition, benefit, or similar project. In deciding whether to grant such permission, the Chief of Police shall not discriminate against any officer of the department. Such permission may be granted if the activity will not adversely affect the administration or management of the department, or decrease the trust or confidence of the public. 3. No officer employee shall take, solicit, retain, receive, or extort any fee, property, reward, gift, compensation, or thing of value or free service in any form from any person, firm, or corporation for any services rendered in the conduct or performance of the duties as a police officer. 4. It shall be the policy of the Fayetteville Police Department that its eieers employee shall not recommend or suggest in any manner, except in the transaction of personal business, the employment or procurement of a particular product, professional service, or commercial service (such as an attorney, towing firm, bail bondsman, mortician, etc.). F. Use of Force Refer to Chapter 1.3.1. G. Proper Care & Maintenance of Equipment 1. Ofileers Employees positively shall not loan any department equipment or tools, except on permission of the Chief of Police or other supervisor. 2. The reporting procedures for damaged, lost or stolen department issued equipment. a. Each employee is responsible for maintaining and keeping track of his or her department issued equipment. b. Damaged, lost or stolen equipment shall be reported to the employee's immediate supervisor in a memorandum. The document shall be forwarded through the employee's chain of command to the Chief of Police. c. The Administrative Lieutenant will track damaged, lost, or stolen department issued equipment. d. A case report may be required if the lost or stolen item is law enforcement sensitive or could create a security risk. Offieels—ace-reqwred-te-eafe for -equipment in their possessien. Any dopamontal equipment damaged due to either carelessness-er an-ifitentienal-aet on the part of the omnployce may result in discip1inary action. 26.1.1 Disciplinary Matters & Award Procedures Page 5 of 9 H. Employee Awards/Commendations [Calea 261.2] 1. It shall be the policy of this department to recognize heroic actions, meritorious service and significant achievements under the provisions of this policy. Facilitation of awards will be made through an Awards Committee. The Awards Committee will be comprised of departmental Captains, as permanent members, and departmental employees as appointed by the Chief of Police. Members of the Awrs Committee will serve a peried of two years, Nominations to the Awards Committee will be received by way of the departmental award application form. The Awards Committee will review all applications and make recommendations to the Chief of Police who has final authority on awards. Awards will be presented at a time designated by the Chief of Police. 2. Classification of Awards A. Chiefs Award of Valor: Nominated by the Chief of Police, awarded for an act of extraordinary bravery or heroism by an employee who has demonstrated in great degree the characteristics of selflessness, personal courage and devotion to duty. B. Exceptional Duty Award: Nominated by departmental supervisors, awarded for exceptional performance, which, in the opinion of the supervisor, is deserving of recognition. C. Life Saving Award: Nominated by any employee of the department, awarded for a successful effort in saving a human life which involved exceptional courage or performance. D. Unit Meritorious Performance Award: Nominated by any employee, awarded to any individual or unit (sworn or civilian) who has exhibited exceptional professional skill and conduct during a coordinated action. E. Fayetteville Police Department Commendation: Nominated by any employee, awarded to any employee for an outstanding act or achievement, which brings great credit to the department and involves performance above and beyond that required by the individual's basic assignment. F. Community Service Award: Nominated by any employee, awarded to any employee for involvement both on and off duty in youth activities, work with non-profit organizations, working with the police department on special projects or other activities for the public good. G. Outstanding Citizen Award: Nominated by any employee, awarded to a citizen/member of the community who helps the department in apprehension of criminals or any other significant manner. H. Police Blue Star Award: Nominated by the Awards Committee, awarded to any sworn employee who has been seriously, critically or fatally injured while in the performance of police duty. This award should be limited to those incidents resulting from attack by an assailant, personal combat or the performance of an act of valor. I. Police Blue Shield Award: Nominated by the Awards Committee, awarded to any sworn employee who, as a result of accidental cause, has been seriously, critically or fatally injured while in the performance of police duty. This award should be limited to those cases resulting from an accident. J. Letters of Commendation: A letter of commendation may be written by the Chief of Police to any employee for job performance that might not meet the criteria for 26.1.1 Disciplinary Matters & Award Procedures Page 6 of 9 the above listed awards, but merits recognition nonetheless. Any person may recommend an employee of this department receive a letter of commendation by submitting a memorandum to the Chief of Police. A letter of commendation may be given: 1) To commend an employee for completing a job task in an exemplary manner. 2) To commend an employee for submitting a recommendation which directly contributes to increased department productivity or efficiency. 3) For any other reason deemed appropriate by the Chief of Police. K. Certificate of Recognition: Nominated by departmental supervisors, this award is presented to one officer on each Patrol Shift, recognizing the highest level of over-all performance on his/her given shift. These officers have excelled above the normal course of daily duties. L. Dispatcher Distinguished Service Award: Nominated by departmental supervisors, this award is presented to any dispatcher for exceptional performance, which, in the opinion of the supervisor, is deserving of recognition. M. Special Commendation: Nominated by any employee, an award presented to any sworn or civilian member who through his or her efforts has made a significant impact on public safety or crime prevention. N. Police Officer of the Year Pa r l Office : Nominated by any employee, this officer must have shown him or herself to have exceeded the duty requirements of his/her position, exemplified the values of professionalism and dedication, demonstrated a distinct pattern of community service, and proven his/her personal dedication to serve and protect the community. This award is presented to any Police Officer who has performed outstanding service as a police officer, over and above what is required as part of that officer's normal duties and functions. 1) Criteria for this award a. To what extent has the officer positively influenced the public's perception or confidence in the Police Department? b. To What extent has the officer been involved in acts of compassion, humanity or support for individuals? c. To what extent has the officer demonstrated exceptional devotion to a particular police activity or duty. d. To what extent has the officer demonstrated excellence in a particular policing role or task? O. Police Officer of the Year (Specialized Division : Nominated by any employee, this officer must have shown him or herself to have exceeded the duty requirements of his/her position, exemplified the values of professionalism and dedication, demonstrated a distinct pattern of community service, and proven his/her personal dedication to serve and protect the community. This award is presented to any Police Officer who has performed outstanding service as a police officer, over and above what is required as part of that officer's normal duties and functions. 1) Criteria for this award a. To what extent has the officer positively influenced the public's perception or confidence in the Police Department? 26.1.1 Disciplinary Matters & Award Procedures Page 7 of 9 b, To what extent has the officer been involved in acts of compassion, humanity or support for individuals? c. To what extent has the officer demonstrated exceptional devotion to a particular police activity or duty. d. To what extent has the officer demonstrated excellence in a particular policing role or task? P. Civilian Employee of the Year: Nominated by any employee, this award is presented to any civilian employee for recognizing performance for extra duties beyond those normally assigned. 1) Criteria for this award a. Performing other roles when the department is short- staffed; developing new work methods that reduce waste or stretch resources; b. Making creative suggestions that save the department time/money; provides services to others that are beyond the assigned responsibilities; c. Documented consistently, outstanding job performance and completing duties in an outstanding manner, setting an example of achievement for others to follow; d. Demonstrated leadership in performing duties that resulted in improved productivity of the unit, including customer focus, promoting teamwork, and commitment to achieving excellence; e. Demonstrates significant contributions to the community or charitable volunteer organizations; exemplifies the Fayetteville Police Department values of, "Honor, Respect, Professionalism, and Integrity". Q. Dispatcher of the Year: Nominated by any employee, this dispatcher has shown to have exceeded requirements of the position, exemplified the values of professionalism and dedication, and demonstrated excellent customer service to the community. This award is presented to any Dispatcher who has performed outstanding service, over and above what is required as part of the dispatchers' normal duties and functions. I) Criteria for this award a. To what extent has the dispatcher positively influenced the public's perception or confidence in the Police Department. b. This dispatcher has demonstrated the knowledge to get the job done, and the drive to produce the best work possible. This recipient is recognized for consistently going the extra mile in serving the public, officers and other co-workers. c. This dispatcher demonstrates resourcefulness and enthusiasm in accomplishing the work necessary to perform this job. The recipient has shown excellence in their quality of service, and work ethic. d. This dispatcher shows a remarkable ability to deal with challenging situations and critical incidents. 26.1.1 Disciplinary Matters & Award Procedures Page 8 of 9 e. This dispatcher has demonstrated leadership in performance of duties and promotes teamwork and commitment to excellence. 26. I. I Disciplinary Matters & Award Procedures Page 9 of 9 FAYETTEVILLE POLICE DEPARTMENT FAYETTEVILLE, ARKANSAS POLICIES, PROCEDURES, AND RULES Subject: 52.1.1 Office of Professional Standards (OPS) Effective Date: April 5, 2011 Reference: Version: 1 CALEA: Chapter 52 No. Pages: 7 I. PURPOSE The purpose of this policy is to create and maintain an environment conducive to efficient reception and resolution of complaints against police department personnel or general procedures used by the department and to establish written procedures for the administration and operation of internal investigations. Such procedures will promote positive discipline and provide for the prompt and thorough investigation of alleged or suspected misconduct of department personnel. II. DISCUSSION A police department is often evaluated and judged by the conduct of individual members. While the public has a right to expect efficient, fair, and impartial law enforcement, employees must be protected against false allegations of misconduct. The Office of Professional Standards will be charged with the responsibility of following department operational procedures in processing, investigating, and recording complaints against the department or its employees [CALEA 52.1.1]. III. ORGANIZATION The Office of Professional Standards will serve to assist all personnel in regard to investigations of alleged misconduct of sworn or civilian employees. The Chief will select all personnel of the Office of Professional Standards and designate a head of OPS. The designated head of OPS has the authority to report directly to the Chief. The designated head of OPS will maintain a record of all complaints against the department or employees in a secure area. OPS assigned personnel will be provided training at the discretion of the head of OPS and Chief of Police. [CALEA 52.1.3] OPS assigned personnel will report directly to the Chief of Police or a designated supervisor on OPS matters and will pursue their responsibilities under the direction of the Chief of Police. If investigations discover personnel who are engaging in serious acts of misconduct, or who have demonstrated they are unfit for 1 w -enforoinent duty, information pertaining to the investigation will be reported directly to the Chief of Police by the head of the OPS. 52.1.1 Office of Professional Standards page 1 of 7 IV. POLICIES A. Officers selected for assignment to OPS performance a high degree of investigative skills. clean of serious complaints. The officer should policies and procedures related to internal affairs. B. Receipt of Complaints must have demonstrated in their previous The officer should have a personnel record be familiar with state codes, and department 1. Nothing in this policy shall prohibit any citizen from exercising any additional rights or procedures outlined in Fayetteville Civil Service Commission Rules 5:09 and 5:10. a. All complaints against the employees or department are to be initially directed to any supervisor on duty [CALEA 52.1.11. b. All complaints against the department and its employees will be investigated to include anonymous complaints. c. €xceptioms — Complaints will not be assigned to an investigator received and/or logged concerning summons issued or arrests made which have not been adjudicated in a court of law unless the complainant alleges misconduct or illegal activity by the officer. The simple dislike of a charge or feeling of innocence does not, by itself, justify the formal filing of a complaint against any officer performing his duties. d. The Chief of Police will carefully review each complaint for validation before disregarding it for lack of a credible complaint. 2. Upon receipt of a complaint, the supervisor shall provide the complaining party a "Fayetteville Police Department OPS Complaint Form." a. Supervisors may encourage phone complainants to come to the police station to complete the complaint form but must understand it is not mandatory for the complainant to do so. f. In the event a complainant refuses to come to the police department, the supervisor should take the information and complete the form him or herself. The supervisor should so note the complainant's refusal. g. Supervisors are not prohibited from going to a complainant's location to complete the OPS Complaint Form. Supervisors may send the OPS Complaint Form via U.S. Mail or electronically. 52.1.1 Office of Professional Standards page 2 of 7 h. Complaint/compliment forms may be accessed online through the City of Fayetteville website. 3. Complaint forms will also be completed on anonymous complaints and forwarded to the Chief of Police [CALEA 52.1.11. a. Discipline shall not be taken against any officer employee solely on the basis of an anonymous complaint. Before any discipline occurs, a case would have to be substantiated through investigation or administrative review. 4. Supervisors will explain to the complainant the process of completing the OPS Complaint Form. a. Upon request, complainants who have completed an OPS Complaint Form are entitled to a photocopy of the completed complaint form at no charge. 5. Supervisors shall enclose completed complaint forms in a sealed envelope and clearly mark the envelope with the wording "CHIEF OF POLICE — COMPLAINT ENCLOSED." The envelope should either be delivered to the Chief of Police or to his office as soon as possible [CALEA 52.2.2]. 6. After review of the complaint by the Chief of Police, the complaint will be assigned for further investigation by a line supervisor or an OPS investigator. Complaints that are deemed of a minor nature may be remanded to a line supervisor for further action. Criteria for assignment of such complaints may include alleged rudeness, tardiness, minor incidents or improper procedure. Complaints that are deemed to be of a more serious nature will be forwarded to the head of OPS for logging and assignment for investigation [CALEA 52.2.1]. a. When possible, investigations shall be assigned to an investigator of higher rank than the employee being investigated. Circumstances may arise that make it more practical and/or expedient to assign an equal or lower ranking investigator. The Chief of Police shall have the authority and discretion to direct assignments when it is necessary to assign an investigator of equal or lower rank than the employee being investigated. b. Investigations will be completed within 24 30 days, unless the head of OPS authorizes an extension [CALEA 52.2.3]. c. Investigations should be adjudicated within 10 days of the final disposition. 7. The Chief of Police, at his discretion, may place an officer employee on paid administrative leave from duty pending the results of an internal investigation. [CALEA 52.2.7] 8. Supervisors will avoid exposing the content or subject of a completed complaint form to anyone until the matter is resolved or directed by the Chief of Police to discuss the matter. 9. Should a complainant not wish to file a formal complaint, a supervisor may handle the complaint on an informal basis. These incidents shall be referred to as RESOLVED COMPLAINTS. 52.1.1 Office of Professional Standards page 3 of 7 a. Once the complaint has been resolved the supervisor will provide a typed summary to the head of OPS for review and filing. b. In the event a complainant does not wish to file a formal complaint on what is deemed to be of a serious nature, the supervisor shall file the complaint based on information received by the complainant. 10. Complainants will be notified as to the verification of receipt of the complaint, status of a complaint and results of any investigation upon conclusion. [CALEA 52.2.4] 11. Complaints may be generated internally by a member of the department in written form to the Chief of Police. C. Records Security and Storage 1. All records pertaining to an internal investigation will be kept and stored in a locking file accessible only to the Chief of Police and the head of OPS. [CALEA 52.1.2] 2. OPS investigative files shall be maintained according to the below schedule unless ordered by a court of competent jurisdiction to purge a particular file(s). [CALEA 52.1.2] Minimum Records Retention and Disposition Schedule RECORD RETENTION FINAL DISPOSITION Officer involved Use of Permanent Retention Permanent Retention Deadly Force Incidents Complaints resulting in 10 Years Records Purged sustained discipline at the administrative level * Complaints resulting in 5 Years, provided a 1 year Records Purged sustained discipline at the infraction -free period supervisory level ** precedes the dates of purge. Complaints whose findings 3 Years Records Purged are not sustained, unfounded or exonerated Complaints on which no 2 Years from the date that Records Purged action is taken determination is made not to initiate investigation *A complaint resulting in sustained discipline at the administrative level is defined as a written record of an oral warning, written reprimand, suspension, demotion, termination and / or resigned under investigation or in lieu of termination. **A complaint resulting in sustained discipline at the supervisory level is defined as a supervisor counseling. If an infraction occurs during the one year period preceding the purge of the complaint, one year is added to the retention date. 52.1.1 Office of Professional Standards page 4 of 7 D. Investigations 1. Types of investigations: a. Formal investigation — A complaint assigned to a formal OPS investigator b. Supervisor Referral — A complaint assigned to the employee's supervisor for investigation c. Administrative Review — A complaint reviewed at the administrative level which does not require a formal investigation 2. Allegations of misconduct will be investigated toward a conclusion of fact. Findings will be based on clear and convincing facts and evidence gathered during an investigation. will be maintained by the investigator and ultimately turned over to the head of OPS and Chief of Police for final . [CALEA 52.2.8] 3. When an ewer employee is the subject of a criminal investigation or has been charged with a criminal offense, the department may suspend any related administrative investigation until the criminal matter has been resolved. 4. Simultaneous criminal and internal investigations shall be separate, and no Fayetteville Police Department employee who is investigating one shall investigate the other. No criminal investigator shall have access to compelled statements in the internal investigation (Garrity v. New Jersey, 385 USC 493). Whenever related iminal and adminiatrative investigations are polioe personnel having knowledge of such statements shall purtielpate in the-efimin& investigation. 5. The head of OPS will notify both the complainant and employee(s) in question a complaint has been received and an investigation is impending. a. Notice of the complaint will not be given to the employee(s) in cases in which such notification may be detrimental the investigative process. b. Once notified of the complaint and investigation, the employee(s) is prohibited from discussing or interfering with the investigation. 6. Employees being required to submit a report or be interviewed who are the subjects of an OPS complaint and/or investigation will receive an OPS Investigation Warning Form, be advised of the nature of the complaint and allowed to read the complaint form. [CALEA 52.2.5] a. The OPS Investigation Warning Form will advise the e€fleer employee he or she is part of an official investigation, advise of certain rights associated with self-incrimination, and possible departmental charges for refusing to cooperate. 7. Before an interview is conducted and excluding a conflict of interest, the effieer employee may have a representative of his or her choosing present. [CALEA 52.2.5] 52.1.1 Office of Professional Standards page 5 of'? a. Interview sessions shall be for reasonable periods and shall allow for such personal necessities and rest periods as are reasonably required, b. Interview sessions shall be conducted while the officer employee is on -duty whenever practical. c. If an officer employee is required to submit to an interview during off -duty time, the officer employee shall be compensated in accordance with normal department procedures used for compensation of extra hours. 8. Employees Officers may be compelled to answer questions related to their duties or fitness for duty. (Garrity v. New Jersey, 385 USC 493) a. When an officer employee refuses to answer questions posed in an administrative investigation on the grounds or fear of criminal self-incrimination, the officer employee may be ordered to answer such questions, and shall be informed none of the information provided can or will be used against him or her in any subsequent criminal prosecution. b. The officer employee is subject to possible disciplinary action for refusal to answer questions. The riser employee may be given a direct order to cooperate with the investigation. Failure to obey a direct order may result in the officer employee being placed on administrative leave and subject to further disciplinary action [CALEA 52.2.7]. c. Employees Officers may be compelled to undergo an examination for the detection of deception. The results of such testing shall not be usable in any subsequent criminal investigation but may be used to determine dispositions of administrative matters [CALEA 52.2.6 e.]. d. Employees Officers may not refuse to submit to other non -testimonial administrative examination (drug screening by urinalysis or blood test, medical examinations, line up, photographs, financial statements when they are material to the investigation, etc) [CALEA 52.2.6 a., b., c., & d]. e. Departmental property or personal property authorized for use by the department in connection with official police duties may be inspected and / or searched at any time in accordance with law. An officer? employee's personal property shall be afforded the same protection as that of any other citizen and, in criminal cases, the accused employee's officer's constitutional rights will be protected. f. Refusal to submit to such examinations or non -testimonial examinations where required may be grounds for dismissal [CALEA 52.2.7]. g. Occasionally, an OPS investigation will discover employee misconduct and / or policy violation/s against an employee who was not the original subject of the investigation, and the misconduct and 1 or policy violation/s were not included in the original complaint. The Chief of Police will decide if the investigation will be part of the original investigation or a new investigation will be generated. In all circumstances, the employee will receive an OPS Warning Form and be advised of the nature of the complaint before he or she is interviewed. 9. Employees are strictly prohibited from interfering with, or discussing an ongoing investigation. E. Dispositions 52. l.1 office of Professional Standards page 6 of 7 1. Dispositions will be decided according to the following categories: a. Unfounded: When the investigation clearly indicates the act complained of did not occur. b. Exonerated: When the investigation clearly indicates the act occurred, but the act was justified, lawful and proper. c. Not Sustained: When the investigation discloses insufficient evidence to prove or disprove the allegation made in the complaint. d. Sustained: When the investigation discloses the act did occur and constitutes misconduct 2. Only case dispositions, which have a finding of "Sustained", shall be filed in the employee's personnel file. 3. The Chief of Police will be notified, in writing, of the final disposition of any complaint within 10 days of the conclusion of an investigation. 4. The Chief of Police will determine disciplinary measures for investigations of allegations of misconduct resulting in a disposition of "sustained". Consideration in disciplinary measure should be given to ensure public confidence in the agency, to protect future liability and to deter future misconduct. 5. Employees Offloors will be notified, in writing, of the final disposition of any complaint within 14 days of the conclusion of an investigation. Whenever an officer is dismissed, demoted or suspended according to policies and procedures, he or she may grieve or appeal such action through civil service provisions where appropriate. 6. Complainants will be notified, in writing, of the disposition of a complaint within 14 days of resolution of a complaint. [CALEA 52.2.4] 7. At the conclusion of every fiscal year, the head of OPS will create an annual statistical summary based on the records of all OPS investigations. This annual report will be made available for review to interested persons. [CALEA 52.1.5] 52.1.1 Office of Professional Standards page 7 of 7 FAYETTEVILLE POLICE DEPARTMENT FAYETT'EVILLE, ARKANSAS POLICIES, PROCEDURES, AND RULES Effective Date (Number January 6, 1999 72.1.1 Subj ect JAILER DUTY Reference Special Instructions Distribution (Reevaluation Date {No.Pagesl All Personnel 1 Year II -2- I. PURPOSE The purpose of this policy is to define the responsibilities and general duties of the jailer when these duties are performed by an officer. (Generally, these duties are performed by civilian jailer personnel). In all cases, the jail supervisor or in their absence the shift supervisor is responsible for the operation of the holding facility. II. POLICY I. The jailer will arrange for prisoner meals and give them the necessary items needed each day for health and hygiene. The jailer will ensure prisoners ready for arraignments/trials are taken to municipal court by the court bailiff each court day. (In cases where large numbers of prisoners or prisoners with histories of violence are being taken to court, the jailer will aid or cause another officer to assist the bailiff in transporting the prisoners.) 2. The jailer will check supplies and equipment used in daily operation of the jail facility and notify the jail supervisor of any needed supplies or repairs. The jailer will see that the jail is always clean and will make 30 minute checks of all prisoners and cells. 3. The jailer will notify and assist the supervisor in making arrangements for medical treatment if prisoner(s) ask for treatment or is in need of treatment. In appropriate cases, the supervisor may make immediate arrangements for the prisoner to be released so he or she may seek treatment. All injuries to prisoners should be noted on the booking sheet. A "Medical Attention" form should be completed and taken along with the prisoner to the medical facility, then returned to the jail and any medication needed should be noted and that (72.1.1) Page 1 information passed on to the next jailer and supervisor. 4. A matron should be on duty when any female prisoner is incarcerated. Female Central Dispatch Center (CDC) personnel certified as matrons should only be used as a last resort and only when not in conflict with an established policy. If no police department matron is available, arrangements should be made with another agency (such as Washington County Jail) for transfer of the female prisoner if the prisoner is to be held. 5. The assigned jailer will read and follow the jail manual. (72.1.1) Page 2 FAYETTEVILLE POLICE DEPARTMENT FAYETrEVH,LE, ARKANSAS POLICIES, PROCEDURES, AND RULES Effective Date (Number January 6, 1999 72.3.1 Subject JAIL EMERGENCY PLAN Reference Special Instructions Distribution Reevaluation Date No.Pages All Personnel, 1 Year -2- I. PURPOSE The purpose of this policy is to prescribe fire prevention practices and procedures for the Fayetteville City Jail. II. POLICY In the event of a fire or disaster which requires evacuation of the building, the first priority will be getting all the people out of the building as quickly and as safely as possible. A. FIRE 1. If fire is discovered in any portion of the jail, the Fayetteville Fire Department and the jail/shift supervisor will be notified immediately. 2. If the fire cannot be extinguished with the portable extinguishers located in the building, the jailer will stand by the appropriate exterior door to aid the fire department in gaining entry once they arrive. 3. In case of small fires of bedding, clothing, etc., the smoke and fumes will be removed from the building by the Fayetteville Fire Department's portable fans. 4. In case of a large fire which requires the building evacuated, personnel in the Central Dispatch Center should be instructed to notify all available police units to come to the jail immediately to assist . The sheriff's office may be notified in case their assistance is necessary for the transport of prisoners to the county jail. If possible, all prisoners will be placed in the holding areas with an officer at each door; otherwise, all prisoners will be placed outside the building with officers to guard them. 5. In case of fire where the main corridor is blocked and the prisoners cannot be evacuated through the main jail door, they will be removed by way of the exit door at the northwest corner (72.3.1) Page 1 of the Prisoners be moved area arot exit if blocked. cellblock area. in the barracks will through the dining mnd to the emergency the main door is 6. In the event of injuries to prisoners, they will be transported to the Emergency Room at Washington Regional Medical Center by local ambulance, if necessary. B. STORM, TORNADO, ETC. 1. If the building sustains severe damage from a storm, tornado, etc., the duty jailer and the jail/shift supervisor will immediately survey the condition of all prisoners and building damage in order to form a plan of action. 2. If broken electric wires or gas pipes are observed, these services should be cut- off immediately. The main gas meter switch is located on the outside wall at the southeast end of the building. 3. The duty jailer or jail/shift supervisor should request the Central Dispatch Center to notify all City police units, sheriff's office, fire department, Civil Defense, and the Arkansas State Police of the emergency situation at the facility. Mobile units will be used if the Central Dispatch Center is inoperable. 4. If it becomes necessary to evacuate the building, the same procedure will be followed as for "FIRE" (earlier in this chapter). (72.3.1) Page 2 FAYETTEV1LLE POLICE DEPARTMENT FAYETTEVILLE, ARKANSAS POLICIES, PROCEDURES, AND RULES Effective Date Number January 6, 1999 72.5.5 Subject SUICIDE IDENTIFICATION GUIDELINES Reference Special Instructions Distribution Reevaluation Date No.Pages All Personnel 1 Year -2- I. PURPOSE The purpose of this policy is to establish specific guidelines for identifying and dealing with potential suicidal prisoners. This policy will apply to all officers and jailers, both commissioned and non-commissioned. II. DISCUSSION All officers and jailers are directed to take special precautions in limiting prisoners with suicidal tendencies access to certain conditions that risk the prisoner to self-inflicted injuries. f f f M -I.)' (4'1 A. PRISONER ASSESSMENT Officers and jailers will consider the following in accessing a prisoner's suicidal tendencies. 1. Statements and reports of the arresting officer. 2. Nature of prisoner's behavior at the time he is taken into custody and at the time of booking. 3. Prior arrest reports and jail records. 4. Mental condition of prisoners at the time of arrest/booking. 5. Statements from family or friends. 6. Injuries from previous suicide attempts. 7. History of severe drug or alcohol abuse. 8. Statements indicating threat to attempt suicide. 9. Uncontrollable laughing, shouting, bragging, or joking of suicide. I (72.5.5) Page 1 10. Statements indicating severe depression. B. HANDLING SUICIDE RISKS If any of the above conditions and/or other characteristics exist, the officer and/or jailer shall: 1. Post a sign on the jail cell door indicating the prisoner is a suicide risk. 2. Post the information on the jail census board and in the jail log book. 3. All materials which could be used to inflict injury shall be removed from the prisoner and the cell prior to placing the prisoner in the cell. 4. Officers and jailers shall increase the frequency of jail checks to a minimum of once every 15 minutes. (72.5.5) Page 2 FAYETTEVILLE POLICE DEPARTMENT FAYETTEVILLE, ARKANSAS POLICIES, PROCEDURES, AND RULES Effective Date Number January 6, 1999 72.6.1 Subject MEDICAL AND DENTAL CARE FOR PRISONERS Reference ISpecial Instructions Distribution Reevaluation Date No.Pages All Personnel 1 Year -2- I. • PURPOSE The purpose of this policy is to establish guidelines for providing medical, mental, and dental hygiene care for prisoners in the custody of the Fayetteville Police Department. II. POLICY No prisoner in the custody of the Fayetteville Police Department will be denied medical, dental, or mental hygiene care. The Emergency Room at Washington Regional Medical Center will be the primary treatment facility unless other arrangements are made. III. PROCEDURES A. The following procedure shall be followed anytime a prisoner requests medical, dental, or mental hygiene care. They shall also be followed anytime a jailer determines a prisoner is in need of care. 1. When a prisoner requests medical, dental, or mental hygiene care the jailer will immediately notify the on duty supervisor who will assist in making the appropriate arrangements. If the situation is life threatening the jailer will first call an ambulance and then notify the supervisor. 2. The jailer will then complete a "Request for Medical Attention" form and have the prisoner sign it. A prisoner's refusal to sign the form will not be grounds to deny them medical care. 3. The "Request for Medical Attention" form shall be sent with the transporting officer. It will be the transporting officer's responsibility to see that the bottom of the form is completed by the appropriate medical personnel and that the form is returned to the jail. 4. When the form is returned to the jail, two copies will be forwarded to the jail (72.6.1) Page 1 administrator and the third copy will be placed in the prisoner's file. B. The above procedures shall be followed anytime a prisoner is transported for a routine scheduled visit with a doctor, dentist, or mental health care professional . C. If a prisoner has received some form of health care while in the custody of the Fayetteville Police Department and is later transported to another detention facility, a copy of the prisoner's "Request of Medical Attention" form shall be sent with him. D. Great caution must be taken when denying care. Only a supervisor can make the decision to deny a prisoner care. If a supervisor does deny care, he must be able to give articulable reasons why he did so. (72.6.1) Page 2