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HomeMy WebLinkAbout214-06 RESOLUTION• r RESOLUTION NO. 214-06 A RESOLUTION TO ADOPT THE DOCUMENT RETENTION SCHEDULE, TO AUTHORIZE THE CITY CLERK TO DESTROY DOCUMENTS OLDER THAN THIS RETENTION SCHEDULE AND TO ADJUST THE DOCUMENT RETENTION SCHEDULE TO COMPLY WITH CHANGES IN STATE LAW WHEREAS, the Fayetteville City Clerk is the primary legal custodian of most city documents and has consistently maintained Retention Schedules and destroyed documents older than the period of retention authorized by the City Council and state law; and WHEREAS, the Fayetteville City Clerk has a revised Retention Schedule for the City of Fayetteville (attached hereto as Exhibit "A") in compliance with state law which should be adopted by the City Council; and WHEREAS, non -permanent city documents should be destroyed if older than the appropriate period of retention to free up space for more recent and future documents; and WHEREAS, the Fayetteville City Clerk should be authorized to revise the attached Retention Schedule if state law changes the required retention period for particular documents. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF FAYETTEVILLE, ARKANSAS: Section 1: That the City Council of the City of Fayetteville, Arkansas hereby adopts the Retention Schedule for the City of Fayetteville attached as Exhibit "A" and authorizes the Fayetteville City Clerk to destroy such non -permanent documents that are older than the required retention period within this Retention Schedule or any amended Retention Schedule. Section 2: That the City Council of the City of Fayetteville, Arkansas hereby authorizes the Fayetteville City Clerk to amend the Retention Schedule for the City of Fayetteville in the future to comply with future changes in state law affecting the length of time city documents must be retained. ................ PASSED and APPROVED this 19'h day of December, 2006. APPROVED: ATTEST: By: v'`'- �' SONDRA SMITH, Ci `c`�C'•••\ZY 0••SG-'. fes : G F %AA to: •- FAYETTEVILLE: _= %."741RKANSP \t/ Clerk/Treasurer Page 1 12/29/2006 RETENTION SCHEDULE FOR THE CITY OF FAYETTEVILLE Document Electronic Paper Copy Federal Government State of Arkansas ACCOUNTING & INTERNAL AUDIT Accounting Cash Receipts 5 1 3 Accounts Payable Vendor Files P 0 2 3 Accounts Receivable 5 1 3 Accounts Receivable Detail Posting Records 5 1 3 3 Accumulative Transaction Journal P 0 P Annual Budgets P 1 P Alcoholic Beverage License Life of Business Plus 3 Years 1 Life of Business Plus 3 Years Audits P 1 P Audit Work Papers 10 1 10 Bank Reconciliations 6 1 6 6 Bank Statements P 1 6 6 Cash Deposit Register 5 1 Cash Payment Journals 5 1 Check Register P 0 3 Contracts Length of Contract or 10 Years 1 5 Final Investment Statements _ 3 1 3 Financial Statement (Certified) P 1 P Fixed Asset Register P 1 P Hotel, Motel & Restaurant Taxes (HMR) Life of Business Plus 3 Years 1 Life of Business Plus 3 Years Inventory Adjustments 3 1 Inventory Reconciliations 3 1 Journal Entries P 0 3 Journal Posting/JE Post 5 0 Purchasing Card Month End Statements P 0 Payroll Check Register P 0 4 3 Payroll Terminated Employee Files 5 0 Payroll Journals 4 0 4 3 Payroll Summary 4 0 4 3 Payroll Time Sheets 3 0 3 Pension Contribution Registers P 1 3 Pension Transfers (Bank of Oklahoma) P 1 Police & Fire Investment Trust Records (Old Plan) P 1 Police & Fire Old Plan Files P 1 2 Police &Fire Pension Payroll Registers (Old Plan) P 1 Privilege License Life of Business Plus 3 Years 1 Lite of Business Plus 3 Years W-2, 941 & 1099 Files P 0 4 ADMINISTRATION Mayors Correspondence Files Term of Office Plus 3 Years 1 3 FOIA Request 2 Until Completed AIRPORT Airport Board Agenda's & Minutes P P Contracts 10 1 FAA Document: Required Operating Manuals P P Grants, FAA-AIP, FAA DBE & Arkansas Aeronautics . P 3 History of Airport P P Leases 10 1 Project Files 10 3 • Page 2 12/29/2006 RETENTION SCHEDULE FOR THE CITY OF FAYETTEVILLE Document Electronic Paper Copy Federal Government State of Arkansas BILLING & COLLECTIONS Adjustment Register 3 0 3 Bank Draft Register 3 1 3 Billing Register 3 0 3 Cash Receipts Register (Utility Billing) 3 1 3 Deposit Refund Slips 3 1 3 Deposit Register 3 0 3 Final Billing Register 3 0 3 Meter HiLo's Register 3 1 3 Meter Read Listings 3 1 3 Payment Register 3 0 3 Utility Billing Yearend Reports 3 0 3 Web Payment Register 5 0 BUDGET/RESEARCH - Budget Work Papers 10 1 1 10 BUILDING SAFETY Building Permit Files P 0 Building Plans P 0 CITY ATTORNEY Closed Cases 1 5 1 5 CITY PROSECUTOR Case Files 1 10 1 CITY CLERK Annexation Files 10 1 Bond Files P Maturity or Until Paid Board & Committee Agendas 5 1 Board & Committee Files 5 1 2 3 Board & Committee Minutes P P P P City Council Agenda's P 1 2 P City Council Meeting Recordings 1 Approval of Minutes Plus 90 Days City Council Minutes P 1 P P Contracts Length of Contract or 10 Years 1 5 Elected Official List P 1 Firemen's Pension Reports and Investment Agenda's, Minutes, Investment Policy (Old Plan) P P 2/P P Grant Files P 1 Lobbyist Registration Filings 4 years After Notice of Termination 1 4 Years After Notice of Termination Meetings Calendar 2 0 2 News & Press Releases 5 0 Oaths of Office 5 1 Ordinances P P P P Policemen's Pension Agenda's, Minutes, Investment Reports and Investment Policy (Old Plan) P P 2/P P Policy & Procedures P 0 Real Estate Holdings for Elected Officials 10 1 Resolutions P P P P State of the City Address 10 1 Statement of Financial Interest 10 1 f Page 3 12/29/2006 RETENTION SCHEDULE FOR THE CITY OF FAYETTEVILLE Document Electronic Paper Copy Federal Government State of Arkansas COMMUNITY RESOURCES CDBG Files P 1 Code Enforcement Files P 1 Code Enforcement Taxi Coupon Files 0 5 DISTRICT COURT Adjustment Registers 10 1 Arrest Reports 10 1 Bond List 10 1 Civil Case Registers 10 1 Daily Receipts Registers 10 1 End of Month Reports 10 1 Paid in Full Registers 10 1 Small Claims Registers 10 1 ENGINEERING Land Record Easements (Recorded Documents) P 1 Plans & Specs P 1 Project Files P 1 Service Connection Records (Taps) P 10 FIRE DEPARTMENT Fire Daily Logs 5 1 Fire Protection Plan P 1 HUMAN RESOURCES Applications for Employment (Non Hired) 0 3 Civil Service Files P 1 3 Insurance Files 5 1 Workers Comp Claims P 1 30 Terminated Employee Files P 1 2 PARKING MANAGEMENT Notices (Overdue Parking Tickets) 3 1 Parking Ticket Payments Posted 3 1 Parking Ticket Register (Tickets PostedNoided) 3 1 Parking Violations (Actual Ticket & Envelope) 0 5 Summonses 0 5 PLANNING . Planning Plat Files P 1 Planning Project Files P 1 Plans P 1 Sign Permits 3 1 Zoning Compliance P 1 POLICE DEPARTMENT Arkansas Non Compliance Forms 10 1 Arrest Dispositions 10 1 Case Files Misdemeanors, Rape, Homicide etc. 10 1 Cash Receipts 10 1 Citations 10 1 Division Payroll Records 10 1 Officers Daily Reports 10 1 Radio Logs 3 1 Served Warrants 5 1 State & Federal Crime Reports 10 1 Traffic Accident Reports 3 1 Page 4 12/29/2006 RETENTION SCHEDULE FOR THE CITY OF FAYETTEVILLE Document Electronic Paper Copy Federal Government State of Arkansas PURCHASING City Vehicle & Equipment Accident Reports 5 0 Bid Files, RFP'S & RFQ'S 5 0 3 3 Insurance Policies 5 0 Purchase Orders 3 0 Vendor's W -9's P 0 TRANSPORTATION Street Work Orders 3 1 2 WASTEWATER PLANT Discharge Monitoring Reports P 5 5 Land Application Permit for the Noland WWTP - P 5 5 NPDES Permits for the Noland WWTP P 5 5 NPDES Permits for the West Side WWTP P _ 5 5 OMI Annual Report P 5 5 WATER & SEWER MAINTENANCE • Backflow Prevention Assembly Reports P 5 5 Regulatory Agencies Correspondence P 10 10 Sewer Work Orders P 1 Water Quality Reports (CCR) P 10 10 Water Sampling Reports P 10 10 10 Water Work Orders P 1 • City of Fayetteville Staff Review Form City Council Agenda Items • or Contracts Sondra Smith Submitted By 12/19/2006 City Council Meeting Date City Clerk Division Action Required: ,4tS 1),cadnirret of wdc City Clerks Department To adopt a resolution approving the Retention Schedule and authorizing the City Clerk to keep it updated as needed. $0 Cost of this request Account Number Category / Project Budget Funds Used to Date Project Number Remaining Balance Budgeted Item Budget Adjustment Attached Program Category / Project Name Program / Project Category Name Fund Name 43(24a4,-- &AIL Depa ment Director Date City Attorney's-- 12 /CLOG Date Finance and Internal Service Director I.z-6-6is, Date Mayor Date Previous Ordinance or Resolution # Original Contract Date: Original Contract Number: Comments: ayettvtt1eCity Council Meeting Date: December 19, 2006 ARKANSAS The City of Fayetteville, Arkansas City Council Agenda Memo To: Mayor and City Council Thru: Sondra Smith, City Clerk!Treasurer From: Gina Roberts, Records Management Specialist Date: December 1, 2006 Subject: City of Fayetteville Document Retention Schedule Recommendation: Adopt a resolution approving the City of Fayetteville Document Retention Schedule and authorizing the City Clerk to keep it updated as needed. Background: Attached is a copy of the City of Fayetteville's Document Retention Schedule. These are the records that we are currently scanning or will be scanning as the different applications become available with the Electronic Document Management System (EDMS). As the need arises or laws change the Document Retention Schedule will be updated by the City Clerks Division. There are approximately 55,000 documents in the Electronic Document Management System. In the near further several Divisions will be able to scan documents that have not been archived in the past, from their Division. In early 2007 the Document Management System will be available on line for citizens to access documents. All City staff will also be able to access records electronically in the near future. With the adoption of the Document Retention Schedule documents will be destroyed at the end of their retention period without council approval. Budget Impact: None 113 WEST MOUNTAIN 72701 479-575-8330 479-575-8257 (Fax) RESOLUTION NO. A RESOLUTION TO ADOPT THE DOCUMENT RETENTION SCHEDULE, TO AUTHORIZE THE CITY CLERK TO DESTROY DOCUMENTS OLDER THAN THIS RETENTION SCHEDULE AND TO ADJUST THE DOCUMENT RETENTION SCHEDULE TO COMPLY WITH CHANGES IN STATE LAW WHEREAS, the Fayetteville City Clerk is the primary legal custodian of most city documents and has consistently maintained Retention Schedules and destroyed documents older than the period of retention authorized by the City Council and state law; and WHEREAS, the Fayetteville City Clerk has a revised Retention Schedule for the City of Fayetteville (attached hereto as Exhibit "A") in compliance with state law which should be adopted by the City Council; and WHEREAS, non -permanent city documents should be destroyed if older than the appropriate period of retention to free up space for more recent and future documents; and WHEREAS, the Fayetteville City Clerk should be authorized to revise the attached Retention Schedule if state law changes the required retention period for particular documents. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF FAYETTEVILLE, ARKANSAS: Section 1: That the City Council of the City of Fayetteville, Arkansas hereby adopts the Retention Schedule For The City Of Fayetteville attached as Exhibit "A" and authorizes the Fayetteville City Clerk to destroy such non -permanent documents that are older than the required retention period within this Retention Schedule or any amended Retention Schedule. Section 2: That the City Council of the City of Fayetteville, Arkansas hereby authorizes the Fayetteville City Clerk to amend the Retention Schedule For The City Of Fayetteville in the future to comply with future changes in state law affecting the length of time city documents must be retained. PASSED and APPROVED this 19th day of December, 2006. APPROVED: ATTEST: By: By: DAN COODY, Mayor SONDRA SMITH. City Clerk From: To: Date: Subject: Attachments: 41 Clarice Pearman Roberts, Gina; Smith, Sondra 12.27.06 4:13 PM Res. 214-06 214-06 Document Retention Schedule.pdf CC: Audit Gina & Sondra: Attached is a copy of the above resolution passed by the City Council, December 19, 2006 regarding the retention schedule. Please send to me to attach to the electronic resolution the file for the schedule. I only have a hard copy. Have a good day. Thanks. Clarice Clarice Buffalohead-Pearman, CMC City Clerkjrreasurer Division 113 West Mountain Fayetteville, AR 72701 479-575-8309 cpearman@ci.fayetteville.ar.us (12.27.06) Clarice Pearman - Res. 214-06 Page 11 From: To: Date: Subject: Attachments: 41 Clarice Pearman Roberts, Gina; Smith, Sondra 12.27.06 4:13 PM Res. 214-06 214-06 Document Retention Schedule.pdf CC: Audit Gina & Sondra: Attached is a copy of the above resolution passed by the City Council, December 19, 2006 regarding the retention schedule. Please send to me to attach to the electronic resolution the file for the schedule. I only have a hard copy. Have a good day. Thanks. Clarice Clarice Buffalohead-Pearman, CMC City Clerkjrreasurer Division 113 West Mountain Fayetteville, AR 72701 479-575-8309 cpearman@ci.fayetteville.ar.us