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HomeMy WebLinkAbout199-03 RESOLUTION• • RESOLUTION NO. 199-03 A RESOLUTION APPROVING THE PURCHASE OF ONE (1) EMERGENCY ONE, INC. (E -ONE) PUMPER APPARATUS FROM LEECO, INC. IN THE AMOUNT OF $347,645.83; AND APPROVING A BUDGET ADJUSTMENT IN THE AMOUNT OF 5377,646.00 FOR SAME. BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF FAYETTEVILLE, ARKANSAS: Section 1. That the City Council of the City of Fayetteville, Arkansas hereby approves the purchase of one (1) Emergency One, Inc. (E -ONE) pumper apparatus from Leeco, Inc. in the amount of $347,645.83. Section 2. That the City Council of the City of Fayetteville, Arkansas hereby approves a budget adjustment in the amount of $377,646.00 for same. PASSED and APPROVED this 16th day of December, 2003. SONDRA SMITH, City Clerk APPROVED: By DAN COODY, May 12/18/2003 THU 09:36 FAX ®002/002 • . CONTRACT PURCHASE AGREEMENT 7LLs agreement is made chic /A tetdayOfd / et, 2003, by and between LEECO, INC. Fire Equipment, 1408 Highway 124 East, P. O. Box 210, Dumases, Arkansas 72039 (hereinafter 'Company) and the Cay of Fayetteville, 113 West Mews''''. Fayetteville, Arkansas 72701 (hereinafter Buyer). 1. blitimai The Company agrees to sell. and the Buffer agrees to purchase, ONE (1) Emergency One, Inc. (E -ONE) Custom Ptsmper and equipment as described in the Compmya Proposal and the Specifications attached hereto and hneby incorporated by reference (the 'Apparatus), all in accordance with the tams and conditions of this Agreemeol Any dames to the Saeeifieatieaa or orients attached hereto will be executed by the Camara only if docwttetted amdslmed by both parties, 2. paliven. The Apparatus shall be delivered to the Company's staging area, in approximately 21Q calendar days after omcudon of this Agreement by Buyer and the receipt and execution of same by the Company at its offices in Damascus, Mann. h is agreed that such delivery is subject to delays caused by strokes, inability m obtain materials, and other causes beyond the control of the manufacturer (SONE). 3. ger Buyer agrees to pay a Purchase Price of Throe hundred Forty Seven Thousand, Six -Hundred Forty Five Doris and Eighty Three Cenb (5347,643.83). This Purchase Price Is exclusive of all Federal, State or local taxa of any mare after completion of the necessary paperwork, and will remain firm only until Dectmbtr 19, 2003. Buyer agree that the trims of payment shall be cash/cheek due upon delivery and acceptance a the City of Fayetteville, Arkansas. 4. T,t The ownership and risk of Ions shall pass from Company to Buyer upon delivery and acceptance of the apparent The Buyer bather agree that the Apparatus will not be placed in active service oath the full purchase price has beet paid to the Company. Title will be issued to the Buyer after payment has been made and the appropriate papawcrk is returned to manufacturer (E -ONE) tor issuance of proper MSO. 5. Warrnty, The Company murales each new item of Apparatus mamdactored by it against defects in material sod wotimanshlp, for a period of one year from the date of delivery. Certain additional extended warramics are applicable to certain component; of the Apparatus as described In the Statements of Warranty paevioosly provided to the Buyer. This warranty is in favor of the original user/purchaser, In accordance with the Apparatus Builds (E -ONE) preprinted Sultana= of Warranty which are attached to the Agreement or have otherwise been delivered to Buyer. WiM impact to any item of Apparatus that are not menu&ctued by the Apparos Builder (E -ONE), such items shall not be warranted by the Company but shall be subject to the warranty provided by the manufacturer 6. Fntire Afreemeat. This Agreement, including is attachments and ahibits, constivaoes the entire tmdosraading between the parties relating to the subject matter contained herein. No agent or representative of the Company has authority to make any representations, statements, warranties or ageeauann not havin expressed and all modifications or amendmams of this agreement, including is attachments and exhibits, must be m venting signed by an authorized represanattve of each of the panics. IN WITNESS WHEREOF, The Compaq and the Buyer have caused this Agreement to be executed by their duly authorized representatives as of the date set font by each. CITY OF At r aT• v Tide: IrPrgignal Dam: Miff w LEBCO, INC. Fire Equipp ay Tide: t r1 de^ Date: /a -Mt -Q 3 City of Fayetteville, Arkansas Budget Adjustment Form Budget Year 2003 Department: Division: Program: Fire Operations Sales Tax Capital Improvements Date Requested 12/16/2003 Adjustment Number Project or Item Requested: $30,000 is requested in the Capital Lease Payments account for interest and principal payments for the months of October, November, & December 2004. $347,646 is requested in the Vehicles & Equipment account for the purchase of a Replacement Pumper from LEECO Fire Equipment. Project or Item Deleted: $30,000 from the Emergency Gas Generators capital project. None. To recognize $347,646 in the Capital Lease Proceeds revenue account. Justification of this Increase: The leasing agreement with Bank of America will start when the replacement pumper is received in 4th quarter 2004. The funds requested will cover three months of leasing payments made to Bank of America. The funding in the Vehicles & Equipment account is needed to obligate the purchase of a replacement pumper. This funding will be covered by receiving lease proceeds of $347,646 from Bank of America Justification of this Decrease: Due to bids coming in less than expected, there is sufficient funds remaining in 2003 to meet project objectives. The City will be receiving $347,646 in Capital Lease Proceeds from Bank of American once the replacement pumper has been delivered. Increase Budget (Decrease Revenue) Account Name Account Number Capital Lease Payment 4470 9470 Vehicles and equipment 4470 9470 5500 01 5802 00 Decrease Budget (Increase Revenue) Account Name Account Number Fixed assets 4470 9470 5801 Capital Lease Prodeeds 4470 0947 Amount Project Numbcr 30,000 03021 1 347,646 03019 1 Amount Project Numbcr 00 30,000 03002 1 6884 03 347,646 03019 1 Approval Signatures Requested By Budget Manager Department Director Date Date Date Budget Office Use Only Type: A B C E Date of Approval Posted to General Ledger Postcd to Project Accounting Entered in Category Log Initial Date Initial Date Initial Date Initial Date 12/18/2003 THU 00:38 FAX • ®0011002 LEECO, INC. FIRE EQUIPMENT SALES 1408 HWY 124 EAST / PO BOX 210 DAMASCUS, AR 72039 PHONE 501-335-7111 FAX: 501335-7458 0 atremail s CUL DATE December 18, 2003 TO: FAYETTEVILLE FIRE DEPT. . ATTN: Chief Greg Riley FAX: 479-575-0471 PHONE: 479-718-7832 Thank you for order for an E -ONE pumper. Attached is a signed contract for the City's approval. After the contract is signed, please have the City to issue a purchase order and fax a copy of both the P.O. and the contract and we will begin processing. Should you have any further questions, or need additional information, please feel free to call me at any time. Again thank you, Mai. ea*. S. .et TOTAL NUMBER OF PAGES: (2) NAME OF FILE: CROSS REFERENCE: Item # Date • Resolution No. 199-03 Documen • 1 11.26.03 memo mayor & city council staff review form mos QAJi keak- (eaSio draft resolution vtp (ae.e_ aAn-A- LP- ti SS proposed agreement Leeco, Inc. It copy of photograph copy of photograph copy of photograph copy of photograph 2 12.17.03 email to Chris Bosch 3 12.22.03 memo to Chris Bosch 4 12.30.03 email from Chris Bosch //PM mos QAJi keak- (eaSio vtp (ae.e_ aAn-A- LP- ti SS • • AGENDA REQUEST X CONTRACT REVIEW GRANT REVIEW *TAF MICR%FILMED RGVIEW FORM FINANCIAL OBL GATION For the Fayetteville City Council Meeting of: /l YPPe( (E456 RAA) Li, 91 aMtric4/ mess_ 4,Jtast 4mt FROM: Marsha Farthing Name Accounting and audit Division Finance and Internal Services Department Review and approval of capital lease documents from Bank of America for reimbursement of a firetruck purchased from Leeco in July of 2004. COST TO CITY: $347,645.83 reimburse $ Cost of this request 4470-0947-6884-03 Account Number Project Number Category/Project Budget Funds Used to Date Remaining Balance Program Category / Project Name Program / Project Category Name Fund Name BUDGET REVIEW: Budget Manager Budgeted Item Date Budget Adjustment Attached CONT CT/GRANT/LEASE REVIEW: Acc nt ing Manager Date City Attorne ,11, 7jol( Date Internal Auditor Purchasing Manager Date Date STAFF RECOMMENDATION: Division Head Departmen- Director Date Date $' r Fin n //- /1 e4. & Internal Services Dir. Date Chief i trative Oicer Mayor Date / Date Received in Mayor's Office Cross Reference: Previous Ord/Resp: Orig. Contract Date: Orig. Contract Number: New Item: Yes 11//17//v',' Date I��S -19 9 t3 Description Staff Review Form - Page1111 Comments: Budget Manager Accounting Manager City Attorney Purchasing Manager ADA Coordinator Internal Auditor Grants Coordinator Meeting Date January 0, 1900 Reference Comments: • • Bank ofAmerica. November 16, 2004 Marsha Farthing City of Fayetteville, Arkansas 113 West Mountain Road Fayetteville, AR 72701 Banc of America Leasing & Capital LLC CA5.705-04.01 555 California Street. 4th Floor San Francisco. CA 94104 Tel 415.765.7300 Re: Master Equipment Lease /Purchase Agreement Dated June 25, 2003, Schedule of Property No. 2 Revised Dear Marsha: Enclosed are the following closing documents for review and execution: • Schedule of Property No. 2 -(2 copies) • Rental Payment Schedule -(2 copies) • Essential Use / Source of Funds Certificate -(2 copies) • Acceptance Certificate -(2 copies) The officers authorized to sign lease documents on behalf of the City must execute the above documents. When completed, please retum them to my attention via overnight mail. Once received, I will retum countersigned copies of the documents for your records. In addition, we will require the following prior to funding . • Opinion of Counsel — (on counsel's letterhead) • Insurance Certificate evidencing coverage pursuant to Section 7.02 of the Lease • Provide us with a copy only of Form 8038-G (original to be filed by Lessee with IRS) • Original vendor invoice (s) • Copy of Vehicle Title Application (Listing Lienholder as Banc of America Leasing and Capital , LLC, 2059 Northlake Parkway, Tucker, GA 30084) • Copy of canceled check as proof of payment for vendor invoice USA IMO Ill Olympic llama limns, Pore • • Page 2 Marsha Farthing November 16, 2004 The documents assume a funding date of November 23, 2004 and I will need fax copies of all of the required items by Friday, November 19, 2004. I look forward to working with you on this transaction.. If you have any questions, please give me a call at (415) 765-1867. My fax number is (415) 343-0533. Sincerely, BANC OF AMERICA LEASING & CAPITAL, LLC Bridgett Am: d Senior Operations Analyst encls. FAYETTIVILLE THE CITY OF FAYETTEVILLE. ARKANSAS DEPARTMENTAL CORRESPONDENCE • TO: FROM: DATE: Subject: Mayor Coody Stephen Davis, Finance & Internal Services DirectotKga November 18, 2004 Amendment 78 Lease — Fire Apparatus Recommendation Staff recommends approval of this lease addendum with Banc of America Leasing, LLC. The execution of these documents will finalize the 2004 fire apparatus purchase. Background City Council authorized an additional fire apparatus in December 2003 with the understanding that the City intended to utilize the Banc of America (BOA) Amendment 78 Lease Program approved earlier in 2003. The City previously utilized $1,769,000 of this lease program to fund fire apparatus purchases. Discussion The fire apparatus arrived in early August and has been paid for. The City's credit line with BOA for Amendment 78 leases is S2.8 million; with this transaction the City will have utilized approximately $2.1 million of the master lease. After this transaction the City's remaining line -of -credit, from BOA, is $700,000. Prior to initiating this lease transaction Staff performed a cost/benefit analysis to determine if the lease program remains a positive option for the City. The cost/benefit analysis of each transaction on the use of the master lease agreement is consistent with commitments made for this fiscal tool. This additional lease of $347,000 after all direct expenses (interest expense and legal) will net the City less than $5,000 over the life of the lease. From a cash-flow perspective the Ieasc transaction is still valid; however, it does indicate that this may he the last lease the City should enter into for the next few months. CC: Chris Bosch Sondra Smith Kit Williams Marsha Farthing Kevin Springer Fire Chief City Clerk City Attorney Accounting Manager I3udgci Manager EXHIBIT A SCHEDULE OF PROPERTY No. 2 Re: Master Equipment Lease/Purchase Agreement, dated as of June 25, 2003, between Banc of America Leasing & Capital, LLC, as Banc of America, and City of Fayetteville Arkansas, as City 1. Defined Terms. All terms used herein have the meanings ascribed to them in thea above -referenced Master Equipment Lease/Purchase Agreement (the "Master Equipment Lease"). 2. Equipment. The following items of Equipment are hereby included under this Schedule of the Master Equipment Lease. Quantity Description Vin/Serial No. Model No. Location 1 Fire Engine Pumper 4EN3AAA8141008550 E -One 1500 Gallon per Minute Pumper 113 West Mountain Rd, Fayetteville, AR 72701 Payment Schedule. (a) Rental Payments. The Rental Payments shall be in such amounts and payable on such dates as set forth in the Rental Payment Schedule attached to this Schedule as Exhibit A -I. Rental Payments shall commence on the date on which the Equipment listed in this Schedule is accepted by City, as indicated in an Acceptance Certificate substantially in the form of Exhibit B to the Master Equipment Lease. The City agrees to accept the equipment as agreed to in Article V of the Master Lease Agreement dated June 25, 2003. (b) Purchase Price Schedule. The Purchase Price on each Rental Payment date for the Lease of the Equipment listed in this Schedule shall be the amount set forth for such Rental Payment date in the "Purchase Price" column of the Rental Payment Schedule attached to this Schedule. The Purchase Price is in addition to all Rental Payments then due under this Schedule (including the Rental Payment shown on the same line in the Rental Payment Schedule). 4. Representations, Warranties and Covenants. City hereby represents, warrants and covenants that its representations, warranties and covenants set forth in the Master Equipment Lease are true and correct as though made on the date of commencement of Rental Payments on this Schedule. City further represents and warrants that no material adverse change in City's financial condition has occurred since the date of the Master Equipment Lease. #597436v2 BotA Legal: 11/16/04 5. The Lease. The terms and provisions of the Master Equipment Lease (other than to the extent that they relate solely to other Schedules or Equipment listed on other Schedules) are hereby incorporated into this Schedule by reference and made a part hereof. 6. Acquisition Amount. The Acquisition Amount for the Equipment described in this Schedule to be paid to the Vendor is $347,645.83. 7. Lease Term. The Lease Term shall consist of the Original Term and 4 consecutive Renewal Terms, with the final Renewal Tenn ending on March 23, 2008. 8. Purchase Option Commencement Date. For purposes of Section 10.01 of the Lease, the Purchase Option Commencement Date is August 23, 2006. 11597436v2 BofA Legal: 11/16/04 Dated: November , 2004 BANC OF AMERICA: Banc of America Leasing & Capital, LLC 555 California Street, 4th Floor CA5-705-04-01 San Francisco, California 94104 By Title/ Vice President • CITY: City of Fayetteville, Arkansas 113 West Mountain Street Fayetteville, Arkansas 72701 Attest: By Dk,eit) Z Title City Clerk Counterpart No. 2- of Z manually executed and serially numbered counterparts. To the extent that this Lease constitutes chattel paper (as defined in the Uniform Commercial Code), no security interest herein may be created through the transfer or possession of any Counterpart other than Counterpart No. 1. N597436v2 tttttt tttt 11 ,, r`h-�G\'0 Y 0» rGp =U! • .A 'c :FAYETTEVILLE: ' 5 •� %.;;Pc• CANSP• ��,. �i.1/IIINIIIItt tt BofA Legal: 11/16/04 • • • EXHIBIT A-1 RENTAL PAYMENT SCHEDULE Purchase Price Rental Rental Interest Rental (excluding Payment Payment Portion Principal Payment prepayment Date Number 3.20% Portion Amount premium) Nov -23-04 0 $0.00 $0.00 $0.00 $347,645.83 Dec -23-04 1 $928.78 $8,246.62 $9,175.40 $339,399.21 Jan -23-05 2 $906.75 $8,268.65 $9,175.40 $331,130.56 Feb -23-05 3 $884.66 $8,290.74 $9,175.40 $322,839.82 Mar -23-05 4 $862.51 $8,312.89 $9,175.40 $314,526.93 Apr -23-05 5 $840.30 $8,335.10 $9,175.40 $306,191.83 May -23-05 6 $818.03 $8,357.37 $9,175.40 $297,834.46 Jun -23-05 7 $795.70 $8,379.70 $9,175.40 $289,454.76 Jul -23-05 8 $773.32 $8,402.08 $9,175.40 $281,052.68 Aug -23-05 9 $750.86 $8,424.54 $9,175.40 $272,628.14 Sep -23-05 10 $728.37 $8,447.03 $9,175.40 $264,181.11 Oct -23-05 11 $705.79 $8,469.61 $9.175.40 $255,711.50 Nov -23-05 12 $683.17 $8.492.23 $9,175.40 $247,219.27 Dec -23-05 13 $660.48 $8,514.92 $9,175.40 $238,704.35 Jan -23-06 14 $637.73 $8,537.67 $9,175.40 $230,166.68 Feb -23-06 15 $614.92 $8,560.48 $9,175.40 $221,606.20 Mar -23-06 16 $592.05 $8,583.35 $9,175.40 $213,022.85 Apr -23-06 17 $569.11 $8,606.29 $9,175.40 $204,416.56 May -23-06 18 $546.13 $8,629.27 $9,175.40 $195,787.29 Jun -23-06 19 $523.07 $8,652.33 $9,175.40 $187,134.96 Jul -23-06 20 $499.96 $8,675.44 $9,175.40 $178,459.52 Aug -23-06 21 $476.78 $8,698.62 $9,175.40 $169,760.90 Sep -23-06 22 $453.54 $8,721.86 $9,175.40 $161,039.04 Oct -23-06 23 $430.23 $8,745.17 $9,175.40 $152,293.87 Nov -23-06 24 $406.88 $8,768.52 $9.175.40 $143,525.35 Dec -23-06 25 $383.44 $8,791.96 $9,175.40 $134,733.39 Jan -23-07 26 $359.96 $8,815.44 $9,175.40 $125,917.95 Feb -23-07 27 $336.41 $8,838.99 $9,175.40 $117,078.96 Mar -23-07 28 $312.79 $8,862.61 $9,175.40 $108,216.35 Apr -23-07 29 $289.12 $8,886.28 $9,175.40 $99,330.07 May -23-07 30 $265.37 $8,910.03 $9,175.40 $90,420.04 Jun -23-07 31 $241.57 $8,933.83 $9,175.40 $81,486.21 Jul -23-07 32 $217.70 $8,957.70 $9,175.40 S72,528.51 Aug -23-07 33 $193.77 $8,981.63 $9,175.40 $63,546.88 Sep -23-07 34 $169.78 $9,005.62 $9,175.40 $54,541.26 Oct -23-07 35 $145.71 $9,029.69 $9,175.40 $45,511.57 Nov -23-07 36 $121.60 $9,053.80 $9,175.40 $36,457.77 1 • • • Dec -23-07 37 $97.40 Jan -23-08 Feb -23-08 Mar -23-08 38 39 40 $73.15 $48.83 $24.45 $9,078.00 $9,175.40 $9,102.25 $9,126.57 $9,150.95 $9,175.40 $9,175.40 $9,175.40 $27,379.77 $18,277.52 $9,150.95 $0.00 Prepayment Premium for purposes of Section 10.01(a) is Lessee may not prepay for the first half of the lease term. Thereafter, upon 30 days written notice, Lessee may prepay the entire outstanding principal balance plus accrued interest and any other unpaid charges plus a premium of 1% of the then outstanding principal balance on any rental payment date. For purposes of this Lease, "Taxable Rate,' with respect to the interest component of Rental Payments, means an annual rate of interest equal to 5.00% 2 LESSEE: City of Faye By e ille, A nsas Title EXHIBIT B ACCEPTANCE CERTIFICATE Banc of America Leasing & Capital, LLC 555 California Street, 4th Floor CA5-705-04-01 San Francisco, California 94104 Re: Schedule of Property No. 2, dated November 23, 2004, to Master Equipment Lease/Purchase Agreement, dated as of June 25, 2003, between Banc of America Leasing & Capital, LLC, as Banc of America, and City of Fayetteville, Arkansas, as City Ladies and Gentlemen: In accordance with the Master Equipment Lease/Purchase Agreement (the "Agreement"), the undersigned City hereby certifies and represents to, and agrees with Banc of America as follows: 1. All of the Equipment (as such term is defined in the Agreement) listed in the above -referenced Schedule of Property (the "Schedule") has been delivered, installed and accepted on the date hereof. 2. City has conducted such inspection and/or testing of the Equipment listed in the Schedule as it deems necessary and appropriate and hereby acknowledges that it accepts the Equipment for all purposes. 3. City is currently maintaining the insurance coverage required by Section 7.02 of the Agreement. 4. No event or condition that constitutes, or with notice or lapse of time, or both, would constitute, an Event of Default (as defined in the Agreement) exists at the date hereof. Date: November 23, 2004 CITY: City of Fayet ille, Ay. sas By Title: Ma (Seal) (Amendment 78 Lease) • • ESSENTIAL USE/SOURCE OF FUNDS CERTIFICATE Banc of America Leasing & Capital, LLC 555 California Street, 4th Floor CA5-705-04-01 San Francisco, California 94104 Re: Master Equipment Lease/Purchase Agreement dated June 25, 2003, between Banc of America Leasing & Capital, LLC and City of Fayetteville, Arkansas ("City") and Schedule of Property No. 2 dated November 23, 2004 This certificate confirms and affirms that the Equipment described in the Agreement referenced above is essential to the functions of City or to the services City provides its citizens. Further, City has an immediate need for, and expects to make immediate use of, substantially all such Equipment, which need is not temporary or expected to diminish in the foreseeable future. Such Equipment will be used by City only for the purpose of performing one or more of City's governmental or proprietary functions consistent with the permissible scope of its authority. City expects and anticipates adequate funds to be available for all ture payments or rent due after the current budgetary period. (Amendment 78 Lease) Signature Name Title TanTee bite lAS City Clerk Division 113 West Mountain Fayetteville, AR 72701 Telephone: (479) 575-8323 Fax: (479) 718-7695 city_clerk@cilayetteville.ar.us DEPARTMENTAL CORRESPONDENCE To: Marsha Farthing Accounting Manager \� From: Clarice Buffalohead-PearmanCP'� City Clerk Division Date: November 23, 2004 Re: Bank of America I have attached two of the three original Exhibit As submitted for signature on the Leeco reimbursement of firetruck purchase. The agreement will be recorded in the city clerk's office and microfilmed. If anything else is needed please let the clerk's office know. Thanks. /cbp attachments cc Internal Auditor • FAYETTEVILLE THE CITY OF FAYETTEVILLE. ARKANSAS DEPARTMENTAL CORRESPONDENCE MICFFILMFD /99-0J TO: THROUGH: FROM: DATE: Subject: Mayor Coody and Fayetteville City Council Hugh Earnest, Chief Administrative Officer Stephen Davis, Finance & Internal Services DirectQpj{t August 30, 2004 ��7`� Amendment 78 Lease — Fire Apparatus Background City Council authorized an additional fire apparatus in December 2003 with the understanding that the City intended to utilize the Bank of America (BOA) Amendment 78 Lease Program approved earlier in 2003. The City previously utilized $1,769,000 of this lease program to fund fire apparatus purchases. Discussion The fire apparatus arrived in early August and has been paid for. The City is currently in the process of replenishing the $347,000 by submitting this new fire apparatus to BOA for the lease program. The City's credit line with BOA for Amendment 78 leases is $2.8 million; with this transaction the City will have utilized approximately $2.1 million of the master lease. After this transaction the City's remaining lint -of -credit, from BOA, is 5700,000. Prior to initiating this lease transaction Staff performed a cost/benefit analysis to determine if the lease program remains a positive option for the City. The cost/benefit analysis of each transaction on the use of the master lease agreement is consistent with commitments made for this fiscal tool. This additional lease of $347,000 after all direct expenses (interest expense andlegal) will net [he City less than $5,000 over the life of the lease. From a cash-flow perspective the lease transaction is still valid; however, it does indicate that this may be the last lease the City should enter into for the next few months. CC: Greg Boettcher Chris Bosch Ray Boudreaux Tim Conklin Gary Dumas Frank Johnson Louisc Schaper Sondra Smith Kit Williams Marsha Farthing Kevin Springer Water & Wastewater Director Fire Chief Economic Development and Airport Director Community Planning and Engineering Services Dir. Operations Director Police Chief Library Director City Clerk City Attorney Accounting Manager Budget Manager • CITY COUNCIL AGENDA MEMO • /G /off ECD/ �NG,C ��ncy City Council Meeting of D emtfCr 1H, 2003600Ei ,v;a To: Mayor and City Council From: Chris Bosch, Fire Chief a Date: December 1, 2003 Subject: Resolution approving the purchase of one E -One Fire Pumper through LEECO Fire Equipment. RECOMMENDATION The Fire Department recommends approval of a resolution, which provides for the purchase of a new Fire Apparatus. This apparatus has been budgeted in the 2004 CIP. BACKGROUND In 2003, the Fire Department requested and received Council approval for the purchase of three fire pumpers and one ladder unit with E -One Fire Apparatus, through LEECO Fire Equipment. Inc. At that time, the Department also requested permission to entcr into a long-term bid waver for future purchase of fire apparatus, in an effort to establish consistency in the current fleet. As part of this program, the Fire Department has planned for the replacement of one fire apparatus each year, through the annual Capital Improvements Budget, which is funded through the sale tax capital fund. • DISCUSSION The Fire Department is requesting approval of this purchase, at this time, in an effort to lock -in the 2004 purchase and secure 2003 pricing. This piece of equipment will assist the Fire Department by allowing for the replacement of an additional apparatus, as planned in the apparatus purchase plan, which was presented in the spring of 2003. BUDGET IMPACT The 2004 cost of this piece of equipment, which was budgeted in the upcoming Capital Improvements Budget is $365,026.62; however, the 2003 price of this apparatus is $347,645.83. By contracting to purchase this apparatus on or before December 19, 2003, the Fire Department can save $17,380.79 on the overall cost. The funds saved through this endeavor can then be utilized for other projects in the 2004 CIP. STIR REVIEW FORM - FINANCIAL OBLIG LION X AGENDA REQUEST _ CONTRACT REVIEW GRANT REVIEW For the Fayetteville City Council Meeting of: December 16, 2003 FROM: Chris Bosch Fire Operations Fire Name Division Department ACTION REQUIRED: Approval of a resolution providing the Fire Department with approval of the purchase of one E -One replacement pumper through LEECO Fire Equipment. This project is funded through the 2004 CIP Budget, in the amount of $374,500. Approval will allow the Fire Department to take advantage of the 2003 pricing structure by securing a price of $347,645.83 which reflects a savings of $17,380.79 on the purchase price. COST TO CITY: $347,645.83 $ 374,500.00 Fire Apparatus Purchase Program Cost of this request Category/Project Budget Program Category / Project Name 4470.9470.5802.00 $ Account Number Vehicles 6 Equipment Funds Used to Date Program / Project Category Name 03019 $ Project Number 374,500.00 Sales Tax Capital Remaining Balance- Fund Name BUDGET REVIEW: X Budgeted Item Budget Mana•=r -u3 Date Budget Adjustment Attached CONTRACT/GRANT/LEASE REVIEW: Accounting Manager City A orney Date Internal Aud' or DSte (Lea Purchasing Manager /afo3 Date ia)4/o3 Date STAFF RECOMMENDATION: Approval of the resolution. Division Head Department Director Finance $ Internal '-4 41 Chie Services .1•.../Ada Dir. inistra ive Officer Date Date /1-0o3 Date / Date Received in Mayor's Office Cross Reference: Previous Ord/Res#: 55-03 Orig. Contract Date: Orig. Contract Number: New Item: 3 Yes No RESOLUTION NO. A RESOLUTION APPROVING THE PURCHASE OF ONE (1) EMERGENCY ONE, INC. (E -ONE) PUMPER APPARATUS FROM LEECO, INC. IN THE AMOUNT OF $347,645.83; AND APPROVING A BUDGET ADJUSTMENT IN THE AMOUNT OF $377,646.00 FOR SAME. BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF FAYETTEVILLE, ARKANSAS: Section 1. That the City Council of the City of Fayetteville, Arkansas hereby approves the purchase of one (1) Emergency One, Inc. (E -ONE) pumper apparatus from Leeco, Inc. in the amount of $347,645.83. Section 2. That the City Council of the City of Fayeettl '"lle, .Arkansas hereby approves a budget adjustment in the amount,o1F$3 07,'46.1 for sam e. I APPROVE -4°:°n PASSED and APPROVED this 16th day ol'December, 20 ATTEST: BIX �SION RA SMITH, City Clerk 1 By: a`DA'ISCOODY, Mayor CONTRACT PURCHASE AGREEMENT This agreement is made this day of 2003, by and between LEECO, INC. Fire Equipment, 1408 Highway 124 East, P. O. Box 210, Damascus, Arkansas 72039 (hereinafter "Company") and the City of Fayetteville. 113 West Mountain, Fayetteville, Arkansas 72701 (hereinafter "Buyer"). 1. Purchase. The Company agrees to scl I, and the Buyer agrees to purchase, ONE (1) Emergency One, Inc. (E -ONE) Custom Pumper and equipment as described in thc Company's Proposal and thc Specifications attached hereto and hereby incorporated by reference (thc "Apparatus"), all in accordancc with the terms and conditions of this Agreement. Any changes to the Specifications or pricing attached hereto will bc executed by the Company only if documented and signed by both parties. 2. Delivery. The Apparatus shall be delivered to the Company's staging area, in approximately 230 calendar days after execution of this Agreement by Buyer and the receipt and execution of same by the Company al its offices in Damascus, Arkansas. It is agreed that such delivery is subject to delays caused by strikes, inability to obtain materials, and other causes beyond the control of the manufacturer (E -ONE). 3. Price. Buyer agrees to pay a Purchase Price of Three hundred Forty Seven Thousand, Six -Hundred Forty Five Dollars and Eighty Three Cents (S347.645.83). This Purchase Price is exclusive of all Federal, State or local taxes of any nature after completion of the necessary paperwork, and will remain firm only until December 19, 2003. Buyer agrees that the terms of payment shall be cash/chcck due upon delivery and acceptance al the City of Fayetteville, Arkansas. 4. Title. The ownership and risk of loss shall pass from Company to Buyer upon dclivcry and acceptance of thc apparatus. The Buyer further alpecs that the Apparatus will not be placed in active service until the full purchase price has been paid to the Company. Title will be issued to thc Buycr after payment has been madc and the appropriate paperwork is returned to manufacturer (E -ONE) for issuance of proper MSO. 5. Warranty. The Company warrants each new item of Apparatus manufactured by it against defects in material and workmanship, for a period of one year from the date of dclivcry. Certain additional extended warranties arc applicable to certain components of the Apparatus as described in thc Statements of Warranty previously provided to the Buyer. This warranty is in favor of thc original user/purchaser, in accordance with the Apparatus Builder (E -ONE) preprinted Statements of Warranty which arc attached to the Agreement or have otherwise been delivered to Buyer. With respect to any item of Apparatus that arc not manufactured by the Apparatus Builder (E -ONE), such items shall not bc warranted by the Company but shall bc subject to thc warranty provided by the manufacturer. 6. Entire A¢reement. This Agreement, including its atachunents and exhibits. constitutes the entire understanding between the parties relating to the subject matter contained herein. No agent or representative of the Company has authority to make any representations, statements, warranties or agreements not herein expressed and all modifications or amendments of this agreement, including its attachments and exhibits, must be in writing signed by an authorized representative of cath of the parties. IN WITNESS WHEREOF, The Company and the Buycr have caused this Agreement to be executed by their duly authorized representatives as of the date set forth by each. CITY OF FAYETTEVILLE, ARKANSAS LEECO, INC. Fire Equipment Sales By: By: Title: Title: Date: Date: • America's LEECO, Inc. Fire Equipment Sales Fire Truck P.O. BOX 210 HIGHWAY 124 EAST 800-233-5053 DAMASCUS. AR 72039 Office 501-335-7111 Fax 501-335-7458 November 26, 2003 Fire Chief Chris Bosch CITY OF FAYETTEVILLE Fire Department 113 West Mountain Fayetteville, Arkansas 72701 Dear Chief Bosch: Thank you for your interest in E -ONE fire apparatus. As you know, the trucks that you have on order are currently being equipped here at LEECO, INC., and we anticipate delivering them to you soon. I have attached a photograph of a pumper for your inspection and enjoyment. We have attached complete specifications and proposals/contracts for one or two more pumpers identical to this one. The price difference from $346,880.83 each to $347,645.83 each reflects the additional $765.00 equipment that your Fire Department has requested. Please be aware, that the pricing for $347,645.83 for one pumper and $695,291.66 for the purchase of two pumpers can remain firm only until December 19, 2003. At that time, we expect a price increase of approximately 5% per our original agreement. Purchase of these pumpers on or before that date would assure the City of Fayetteville, Arkansas a savings of$17,380.79 for the purchase of one pumper and $34,761.58 for the purchase of two pumpers. As you can see, this is substantial savings for the City. If you should need additional information, or have any questions, please do not hesitate to contact me at your convenience. Sincerely, Mrs. Carolyn S. Lee Mrs. Carolyn S. Lee, Owner LEECO, INC. — E -ONE Dealer CSL.Im Attachments • • • -1 n , 1 '1 ' r �t I II 1. -. 9 kt • • ' �N rase 1 , -c__ L - U__ ___ c SD rTI:. L — r sue' �- ffl "^h J r- Glance Pearman - Leeco contract �_ Page 1 From: Clarice Pearman To: Bosch, Chris Date: 12/17/03 5:25PM Subject: Leeco contract Chief Bosch, please get an signed original contract for the mayor's signature and to attach to the resolution passed by the City Council December 16, 2003. I will need this contract so continue the resolution processing. Thanks. Clarice x309 Clarice Pearman - Re: Leeco contract • From: Chris Bosch To: Pearman, Clarice Date: 12/18/03 7:59AM Subject: Re: Leeco contract Clarice, • I can have a faxed copy up here this morning, but an original will require a couple of days. Can we use a signed faxed copy until the original arrives? The problem we're dealing with is that LEECO (E -One) needs a copy of the signed agreement by December 19, 2003 to ensure the pricing structure. If we can use the faxed copy for now I'm sure they can get us an original copy by Monday of next week. Let me know ASAP and I'll make the necessary arrangements. Thanks, Chris Chris Bosch, Fire Chief Fayetteville Fire Department 303 W. Center St. Fayetteville, AR. 72701 (479) 575-8365 (479) 575-0471 fax »> Clarice Pearman 12/17/03 05:25PM »> Chief Bosch, please get an signed original contract for the mayor's signature and to attach to the resolution passed by the City Council December 16, 2003. I will need this contract so continue the resolution processing. Thanks. Clarice x309 CC: Smith, Sondra Page 1 FAYETTEV?LLE THE CITY OF FAYETTEVILLE. ARKANSAS DEPARTMENTAL CORRESPONDENCE _ To: Chris Bosch Fire Operations From: Clarice Buffalohead-Pearman v" ` City Clerk Division Date: December 22, 2003 Re: Res. 199-03 This resolution was passed by City Council, December 16, 2003, approving the purchase of E - One Pumper apparatus from Leeco, Inc. This is just a reminder about getting an original of the agreement with Leeco, Inc. to the city clerk's office. Thanks. If anything else is needed please let the city clerk's office know. /cbp From: Chris Bosch To: Pearman, Clarice Date: 12/30/03 10:40AM Subject: Re: Leeco contract Clarice, We just got off the phone with Carolyn from Leeco and she will be bringing the original contract document with her on Monday, when she delivers the new apparatus. She was concerned about the document getting lost in the mail or being delayed by the holiday rush, so she is opting to hand deliver it. Thanks for your help. Chris Chris Bosch, Fire Chief Fayetteville Fire Department 303 W. Center St. Fayetteville, AR. 72701 (479) 575-8365 (479) 575-0471 fax >>> Clarice Pearman 12/29/03 05:26PM >>> Hi Chief Bosch! Hope you had a good holiday. Just a reminder about the original contract. Thanks. Clarice >>> Chris Bosch 12/18/03 07:59AM >>> Clarice, I can have a faxed copy up here this morning, but an original will require a couple of days. Can we use a signed faxed copy until the original arrives? The problem we're dealing with is that LEECO (E -One) needs a copy of the signed agreement by December 19, 2003 to ensure the pricing structure. If we can use the faxed copy for now I'm sure they can get us an original copy by Monday of next week Let me know ASAP and I'll make the necessary arrangements. Thanks, Chris Chris Bosch, Fire Chief Fayetteville Fire Department 303 W. Center St. Fayetteville, AR. 72701 (479) 575-8365 (479) 575-0471 fax >>> Clarice Pearman 12/17/03 05:25PM >>> Chief Bosch, please get an signed original contract for the mayor's signature and to attach to the resolution passed by the City Council December 16, 2003. I will need this contract so continue the resolution processing. Thanks. Clarice x309 City of Fayetteville K 0e t n � / Staff Review Form �^ City Council Agenda Items Contracts ' i I'.I6 c( /aavn/-v City Council Meeting Date (.gyp Marsha Farthing/Shelly Turberville Accounting Finance and Internal Services Submitted By Division Department $347,645.83 Cost of this request 4470.9470.5500.01 Account Number Action $ 475,531.00 Category/Project Budget $ 352,753.00 Funds Used to Date Fire Lease Payments Program Category / Project Name Fire Improvements Program / Project Category Name 03021.1 $ 122,778.00 Sales Tax Capital Project Number Remaining Balance - Fund Name Budgeted Item X Budget Adjustment Attached EJ Previous Ordinance or Resolution # Original Contract Date: Department Director Date City Attorney Mayor Original Contract Number: Received in City Clerk's Office Date Received in Mayor's Office ate Bank of America. November 23, 2004 Shelly Turberville City of Fayetteville, Arkansas 113 West Mountain Road Fayetteville, AR 72701 Banc of America Leasing & Capital LLC CAS- 705-0401 555 California Street, 4th Floor San Francisco, CA 94104 Tel 415.765.7300 Re: Master Equipment Lease /Purchase Agreement Dated June 25, 2003, Schedule of Property No. 2 Revised Dear Marsha: Enclosed are the following closing documents for review and execution: • Schedule of Property No. 2 -(2 copies) • Rental Payment Schedule -(2 copies) • Essential Use / Source of Funds Certificate -(2 copies) o Acceptance Certificate -(2 copies) The officers authorized to sign lease documents on behalf of the City must execute the above documents. When completed, please return them to my attention via overnight mail. Once received, I will return countersigned copies of the documents for your records. In addition, we will require the following prior to funding. • Opinion of Counsel — (on counsel's letterhead) • Provide us with a copy only of Form 8038-G (original to be filed by Lessee with IRS) The documents assume a funding date of December 1, 2004 and I will need fax copies of all of the required items by Monday, November 29, 2004. I look forward to working with you on this transaction.. If you have any questions, please give me a call at (415) 765-1867. My fax number is (415) 343-0533. Sincerely, BANC OF AMERICA LEASING & CAPITAL, LLC 4J/ -v Bridgett A Id Senior Operations Analyst encls. USA 999 1 CITY OF FAYETTEVILLE, ARKANSAS MASTER EQUIPMENT LEASE/PURCHASE AGREEMENT (AMENDMENT 78) TRANSCRIPT OF PROCEEDINGS Transaction 1: Dated as of August 1, 2003 Transaction 2: Dated as of December I, 2004 Prepared By: KUTAK ROCK LLP 425 West Capitol, Suite 1 100 Little Rock, Arkansas 72201 10-51103.2 City of Fayetteville, Arkansas Master Equipment Lease/Purchase Agreement (Amendment 78) INDEX Item No. Transaction I Closing Certificate of the City (Amendment 78 Lease/Purchase Agreement) 1 Exhibit A - Ordinance No. 4478 adopted April 15, 2003, authorizing execution and delivery of the Lease/Purchase Agreement 2 Exhibit B - Minutes of City Council meeting held April 15, 2003 adopting Ordinance No. 4478 3 Exhibit C — Proof of Publication of Ordinance No. 4478 in the Northwest Arkansas edition of the Arkansas Democrat -Gazette on April 19, 2003 4 City's Non -Arbitrage Certificate 5 Master Equipment Lease/Purchase Agreement 6 Amendment No. I to Master Equipment Lease/Purchase Agreement 7 Acquisition Fund Agreement 8 Opinion of Bond Counsel 9 Form 8038-G and Proof of Mailing to Internal Revenue Service 10 Transaction 2 Closing Certificate of the City (Amendment 78 Lease/Purchase Agreement) II Exhibit A - Ordinance No. 4478 adopted April 15, 2003, authorizing execution and delivery of the Lease/Purchase Agreement 12 10-51103.2 I Item No. Exhibit B — Minutes of City Council meeting held April 15, 2003 adopting Ordinance No. 4478 13 Exhibit C — Proof of Publication of Ordinance No. 4478 in the Northwest Arkansas edition of the Arkansas Democrat -Gazette on April 19, 2003 14 City's Non -Arbitrage Certificate 15 Schedule of Property No. 2 16 Acceptance Certificate 17 Essential Use/Source of Funds Certificate 18 Opinion of Bond Counsel 19 Form 8038-G and Proof of Mailing to Internal Revenue Service 20 Transcripts Delivered to: City of Fayetteville, Attn: Mr. Steve Davis (1 Bound) Banc of America Leasing & Capital, LLC, Attn: Ms. Tessie G. Panganiban/ Bridgett Arnold (I Bound) Arvest Bank, Attn: Ms. Garth Mahan (1 Bound) Fayetteville City Attorney, Attn: Kit Williams, Esq. (I Bound) Kutak Rock LLP (I Bound) 10-51103.2 3 EXECUTION COPY ' I CLOSING CERTIFICATE OF THE CITY (Amendment 78 Lease/Purchase Agreement) The undersigned Mayor and City Clerk of the City of Fayetteville, Arkansas, a duly organized municipality and political subdivision of the State of Arkansas (the "City"), do hereby certify, represent, covenant and request as follows: 1. The undersigned are the duly elected, qualified, and acting Mayor and City Clerk of the City, and as such officials have in their possession or have access to the official books and corporate records of the City. This Certificate is executed and delivered in connection with the execution and delivery of the Master Equipment Lease/Purchase Agreement (Amendment 78 Lease), dated as of June 25, 2003, as amended by Amendment No. I to Master Equipment Lease/Purchase Agreement (Amendment 78 Lease), together with the Schedule of Property No. 1, each dated as of July 10, 2003, and as amended by the Schedule of Property No. 2, dated as of December 1, 2004 (as amended, the "Lease/Purchase Agreement"), by and between the City and Banc of America Leasing & Capital, LLC, a Delaware limited liability company ("Banc of America"). 2. Attached hereto as Exhibit A is a true, complete and correct copy of Ordinance No. 4478 (the "Authorizing Ordinance"), duly adopted by a majority of the City Council of the City at a duly called regular meeting of the City Council, open to the public, held April I5, 2003. The Authorizing Ordinance authorizes the execution and delivery of the Lease/Purchase Agreement, and the Authorizing Ordinance is in full force and effect and has not been altered, amended or repealed as of the date hereof. No petition or petitions to refer the Authorizing Ordinance to the people under Amendment No. 7 to the Constitution of the State of Arkansas have been filed as of the date hereof, and the City Council has not referred the Authorizing Ordinance to the people for adoption or rejection. Attached hereto as Exhibit B is a true, complete and correct copy of the minutes of a meeting of the City Council held April 15, 2003, showing adoption of the Authorizing Ordinance, as said minutes appear in the official records of the City. At said meeting a quorum was present and acted throughout. Attached hereto as Exhibit C is a true, complete, and correct copy of a publisher's affidavit showing publication of the Authorizing Ordinance in the Northwest Arkansas edition of the Arkansas Democrat -Gazette on April 19, 2003. No authority or proceeding in connection with the execution and delivery of the Lease/Purchase Agreement has been repealed, revoked or rescinded. 3. The persons named below were on the date of execution of the Lease/Purchase Agreement, and are on the date hereof, the duly qualified and acting incumbents of the offices of the City set opposite their respective names. The undersigned, or their successors in office, are the authorized representatives of the City for all purposes of the Lease/ Purchase Agreement and the Authorizing Ordinance. Title Name Mayor Dan Coody City Clerk Sondra Smith 4. The undersigned Mayor of the City did manually execute the Lease/Purchase Agreement and the undersigned City Clerk of the City did manually attest the Lease/Purchase Agreement. 5. The City has duly adopted the Authorizing Ordinance and has duly authorized, executed and delivered the Lease/Purchase Agreement by all necessary action under the Constitution and laws of the State of Arkansas, including particularly Amendment 78 to the Constitution and Arkansas Code Annotated Sections 14-78-101 et seq. (the "Authorizing Legislation"). As of the date hereof, the Authorizing Ordinance and the Lease/Purchase Agreement are in full force and effect and each constitutes the valid, binding and enforceable obligation of the City, except to the extent their enforceability may be limited by bankruptcy, insolvency or other similar laws affecting creditors' rights generally, or by the availability of equitable remedies, and the City is entitled to the benefits of the same. The City has complied in all respects with the provisions of the Authorizing Legislation and has full legal right, power and authority to enter into the Lease/Purchase Agreement for the purpose stated in the Authorizing Legislation, to adopt the Authorizing Ordinance, and to carry out and consummate all other transactions contemplated by the Lease/Purchase Agreement and the Authorizing Ordinance. 6. For purposes of complying with the provisions of Amendment 78 and the Authorizing Legislation: (a) the equipment to be financed under the Leasc/Purchase Agreement has a useful life of greater than one (1) year; and (b) the aggregate outstanding and unpaid principal amount of all "short-term financing obligations" (as defined in Amendment 78) as of the date hereof, including all obligations under the Lease/Purchase Agreement, does not exceed five percent (5%) of the assessed value of all taxable property located within the City as determined in the latest available property tax assessment. 7. Any certificate signed by any official of the City (including this certificate) delivered in connection with the Lease/Purchase Agreement shall be deemed a representation and warranty by the City as to the statements made therein (and herein). 8. The seal affixed to this certificate is the legally adopted, proper and only official seal of the City, and has been duly affixed to the Lease/Purchase Agreement. 9. The meeting of the City Council of the City referred to in paragraph 2 hereof was open to the public in compliance with the provisions of Section 25-19-106 of the Arkansas Code Annotated (2002 Repl.), as amended and supplemented. The authorization, approval, execution and delivery of the Lease/Purchase Agreement and all proceedings of the City relating to the transactions contemplated thereby have been performed in accordance with all open meeting laws, public bidding laws and all other applicable state and federal laws. 1069406.2 2 10. The authorized representative of the City for all purposes of the Lease/Purchase Agreement is Dan Coody, Mayor, whose signature appears on page 4. Until further written notice to you, any instrument authorized by the Lease/Purchase Agreement to be signed by an authorized representative of the City is to be honored if it contains the manual signature of this individual. 11. The City has not and will not engage in any activity which might result in the portion of the rentals constituting interest under the Lease/Purchase Agreement becoming taxable to it or any of said interest on the Bonds becoming taxable to the recipients thereof under the Federal income tax laws. 12. The City is a city of the first class pursuant to Title 14, Subtitle 3, Chapter 43 of the Arkansas Code Annotated. The City is operating under the major -council form of government pursuant to Title 14. 13. The Authorizing Ordinance has been adopted in conformance with the City's rules of procedure relating to the conduct of its City Council meetings. 14. There is no action, suit, proceeding, inquiry or investigation involving the City before or by any court or public board or body pending or, to the knowledge of the undersigned, threatened wherein an unfavorable decision, ruling or finding would: (i) affect the creation, organization, existence or powers of the City or the titles of its officials to their respective offices, (ii) enjoin or restrain the execution or delivery of the Lease/Purchase Agreement, or (iii) in any way question or affect any authority for the authorization, execution or delivery of the Lease/Purchase Agreement or the validity or enforceability of the Lease/Purchase Agreement or the Authorizing Ordinance. 15. In the City, the time for filing a referendum petition is fixed at 31 days after the publication of the measure upon which the referendum is sought. 16. The adoption of the Authorizing Ordinance and the execution and delivery of the Lease/Purchase Agreement, and compliance with the provisions thereof under the circumstances contemplated thereby does not and will not in any material respect conflict with, or constitute on the part of the City a breach or default under, any agreement or other instrument to which the City is a party, or any existing law, administrative regulation, court order or consent decree to which the City is subject. 17. The Equipment (as defined in the Lease/Purchase Agreement) is essential to the functions of the City or to services the City provides to its citizens. Further, the City has an immediate need for, and expects to make immediate use of, substantially all of such Equipment, which need is not temporary or expected to diminish in the foreseeable future. 18. The City's employer tax identification number is 71-6018462. 10-69406.2 3 19. Dan Coody, Mayor, hereby certifies that the signature of Sondra Smith, City Clerk, affixed hereto is her true and correct signature, and Sondra Smith, City Clerk, hereby certifies that the signature of Dan Coody, Mayor, affixed hereto is his true and correct signature. IN WITNESS WHEREOF, the undersigned have hereunto set their hands as of December 1, 2004. CITY OF F5YETTEVILLE, ARKANSAS Dan Coody, Mayor Smith, City 10-69406.2 4 See Tab No. 2 fl See Tab No. 3 See Tab No. 4 •. • EXECUTION COPY CITY'S NON -ARBITRAGE CERTIFICATE General 1.1: The undersigned is the Mayor of the City of Fayetteville, Arkansas (the "City") and certifies the statements in this certificate. 1.2. This certificate is executed for the purpose of setting forth the facts, estimates and expectations of the City on the date hereof as to future events regarding the City's obligations under Schedule of Property No. 2 dated December 1, 2004 ("Schedule 2") to the Master Equipment Lease/Purchase Agreement (Amendment 78 Lease), dated as of June 25, 2003, as amended by Amendment No. l to Master Equipment Lease/Purchase Agreement (Amendment 78 Lease), dated as of July 10, 2003 (as amended, the "Lease/Purchase Agreement"). The City has not been notified of any listing or proposed listing of the City by the Internal Revenue Service as an issuer that may not certify its bonds. 1.3. The undersigned is the officer of the City delegated with the responsibility of executing the Lease/Purchase Agreement and is familiar with the facts, estimates and expectations set forth herein. 1.4. To the best of the undersigned's knowledge, information and belief, the expectations contained in this certificate are reasonable. 1.5. Various representations by Banc of America Leasing & Capital, LLC (the "Lessor") regarding certain facts and expectations are contained herein. The City is aware of no facts or circumstances that would cause it to question the accuracy of such representations. To the best of the knowledge, information and belief of the undersigned, such representations are reasonable and there are no facts, estimates or circumstances of which the undersigned is aware that would materially affect such representations. 2. Purpose of the Lease/Purchase Agreement 2.1. The purpose of entering into the Lease/Purchase Agreement is to obtain financing for the acquisition of certain firefighting equipment listed in Schedule 2 (the "Equipment'). 2.2. The lease payment obligations under the Lease/Purchase Agreement are general obligations of the City. All capitalized terms not otherwise defined herein shall have the meanings ascribed thereto in the Lease/Purchase Agreement. 3. Source and Disbursement of Funds 3.1. In consideration of the execution of the Lease/Purchase Agreement by the City, the Lessor will reimburse the City for the purchase price of the Equipment and take legal title thereto. 4. Security 4.1. The City's obligations under the Lease/Purchase Agreement are general obligations of the City. On or before the 1st day of each month, commencing January 1, 2005, the City shall transfer to the Lessor the lease payments detailed in the Lease/Purchase Agreement. Such payments shall be made from the general revenues of the City, and the City has established no special fund from which to make said payments. 5. Investment of Funds 5.1. The amount borrowed for the purpose of reimbursing the City for the cost of the Equipment does not exceed the estimated maximum total cost of the Equipment, less all other funds of the City reasonably available for such purpose. 5.2. The Equipment is not expected during the term of the Lease/Purchase Agreement to be sold or otherwise disposed of for a consideration. 6. Yield of the Lease/Purchase Agreement and Acquired Obligations 6.1. When used herein, the term "yield," when used in connection with the Lease/Purchase Agreement, refers to that discount rate which, when used in computing the present worth of all lease payments of principal and interest thereunder, produces an amount equal to the amount disbursed thereunder, including accrued interest, if any. The Lessor has represented the yield on the Lease/Purchase Agreement to be 3.2000% and the weighted average maturity of the City's obligations thereunder as 1.738 years. 7. Miscellaneous 7.1. Other than general revenues, there are no other funds or accounts in existence or that will be established that the City reasonably expects will be available to pay the principal of or interest on the Lease/Purchase Agreement. 7.2. No portion of the amounts received under the Lease/Purchase Agreement will be used as a substitute for other funds which have been or will be used to acquire, directly or indirectly, obligations producing a yield in excess of the yield on the Lease/Purchase Agreement. 7.3. The Lease/Purchase Agreement is not and will not be part of a transaction or series of transactions that attempt to circumvent the provisions of Section 148 of the Code, enabling the City to exploit the difference between tax-exempt and taxable interest rates to gain a material financing advantage, or increasing the burden on the market for tax-exempt obligations. 7.4. This certificate is intended to be, and may be relied upon as, a certificate described in Section 1.148-2(b)(2) of the Regulations. 10-64408.2 2 7.5. This certificate is dated December 1, 2004. CITY OF FAYETTEVILLE, ARKANSAS By: Dan Coody, Mayor 1069408.2 3 EXHIBIT A SCHEDULE OF PROPERTY No. 2 Re: Master Equipment Lease/Purchase Agreement, dated as of June 25, 2003, between Banc of America Leasing & Capital, LLC, as Banc of America, and City of Fayetteville Arkansas, as City 1. Defined Terms. All terms used herein have the meanings ascribed to them in the above -referenced Master Equipment Lease/Purchase Agreement (the "Master Equipment Lease"). 2. Equipment. The following items of Equipment are hereby included under this Schedule of the Master Equipment Lease. Quantity Description Vin/Serial No. Model No. Location 1 Fire Engine Pumper 4EN3AAA8141008550 E -One 1500 Gallon r Minute Pumper 113 West Mountain Rd, Fayetteville, AR 72701 Payment Schedule. (a) Rental Payments. The Rental Payments shall be in such amounts and payable on such dates as set forth in the Rental Payment Schedule attached to this Schedule as Exhibit A-1. Rental Payments shall commence on the date on which the Equipment listed in this Schedule is accepted by City, as indicated in an Acceptance Certificate substantially in the form of Exhibit B to the Master Equipment Lease. The City agrees to accept the equipment as agreed to in Article V of the Master Lease Agreement dated June 25, 2003. (b) Purchase Price Schedule. The Purchase Price on each Rental Payment date for the Lease of the Equipment listed in this Schedule shall be the amount set forth for such Rental Payment date in the "Purchase Price" column of the Rental Payment Schedule attached to this Schedule. The Purchase Price is in addition to all Rental Payments then due under this Schedule (including the Rental Payment shown on the same line in the Rental Payment Schedule). 4. Representations, Warranties and Covenants. City hereby represents, warrants and covenants that its representations, warranties and covenants set forth in the Master Equipment Lease are true and correct as though made on the date of commencement of Rental Payments on this Schedule. City further represents and warrants that no material adverse change in City's financial condition has occurred since the date of the Master Equipment Lease. t597436v2 BofA Legal: 11/23/04 5. The Lease. The terms and provisions of the Master Equipment Lease (other than to the extent that they relate solely to other Schedules or Equipment listed on other Schedules) are hereby incorporated into this Schedule by reference and made a part hereof. 6. Acquisition Amount. The Acquisition Amount for the Equipment described in this Schedule to be paid to the Vendor is $347,645.83. 7. Lease Term. The Lease Term shall consist of the Original Term and 4 consecutive Renewal Terms, with the final Renewal Tenn ending on April 1, 2008. 8. Purchase Option Commencement Date. For purposes of Section 10.01 of the Lease, the Purchase Option Commencement Date is September 1, 2006. $597436v2 BofA Legal: 11/23/04 Dated: December 1.2004 BANC OF AMERICA: Banc of America Leasing & Capital, LLC 555 California Street, 4th Floor CA5-705-04-01 San Francisco, California 94104 By Title 6I�e1,4 CITY: City of Fayetteville, Arkansas 113 West Mountain Street Fayetteville, Arkansas 72701 By Tit (Sc Att By Tit] Counterpart No. of manually executed and serially numbered counterparts. To the extent that this Lease constitutes chattel paper (as defined in the Uniform Commercial Code), no security interest herein may be created through the transfer or possession of any Counterpart other than Counterpart No. 1. - . .d�Hl:irnryr 4597436v2 S _v. c :FAYETiE\'ILLE; t. .��y�y9Rrf..._. JI �''ki2!Vr: rriN�G�` BofA Legal: 11/23/04 EXHIBIT A-1 RENTAL PAYMENT SCHEDULE Purchase Price Rental Rental Interest Rental (excluding Payment Payment Portion Principal Payment prepayment yen Amount Number 3.20% Portion premium) Dec -01-04 0 0.00 0.00 0.00 347,645.83 Jan -01-05 1 928.76 8,246.63 9,175.39 339,399.20 Feb -01-05 2 906.74 8,268.65 9,175.39 331,130.55 Mar -01-05 3 884.64 8,290.75 9,175.39 322,839.80 Apr -01-05 4 862.49 8,312.90 9,175.39 314,526.90 May -01-05 5 840.28 8,335.11 9,175.39 306,191.79 Jun -01-05 6 818.02 8,357.37 9,175.39 297,834.42 Jul -01-05 7 795.69 8,379.70 9,175.39 289,454.72 Aug -01-05 8 773.30 8,402.09 9,175.39 281,052.63 Sep -01-05 9 750.86 8,424.53 9,175.39 272,628.10 Oct -01-05 10 728.34 8,447.05 9,175.39 264,181.05 Nov -01-05 11 705.78 8,469.61 9,175.39 255,711.44 Dec -01-05 12 683.16 8,492.23 9,175.39 247,219.21 Jan -01-06 13 660.46 8,514.93 9,175.39 238,704.28 Feb -01-06 14 637.72 8,537.67 9,175.39 230,166.61 Mar -01-06 15 614.91 8,560.48 9,175.39 221,606.13 Apr -01-06 16 592.04 8,583.35 9,175.39 213,022.78 May -01-06 17 569.11 8,606.28 9,175.39 204,416.50 Jun -01-06 18 546.11 8,629.28 9,175.39 195,787.22 Jul -01-06 19 523.06 8,652.33 9,175.39 187,134.89 Aug -01-06 20 499.95 8,675.44 9,175.39 178,459.45 Sep -01-06 21 476.77 8,698.62 9,175.39 169,760.83 Oct -01-06 22 453.52 8,721.87 9,175.39 161,038.96 Nov -01-06 23 430.23 8,745.16 9,175.39 152,293.80 Dec -01-06 24 406.87 8,768.52 9,175.39 143,525.28 Jan -01-07 25 383.44 8,791.95 9,175.39 134,733.33 Feb -01-07 26 359.95 8,815.44 9,175.39 125,917.89 Mar -01-07 27 336.40 8,838.99 9,175.39 117,078.90 Apr -01-07 28 312.78 8,862.61 9,175.39 108,216.29 May -01-07 29 289.11 8,886.28 9,175.39 99,330.01 Jun -01-07 30 265.37 8,910.02 9,175.39 90,419.99 Jul -01-07 31 241.56 8,933.83 9,175.39 81,486.16 Aug -01-07 32 217.70 8,957.69 9,175.39 72,528.47 Sep -01-07 33 193.76 8,981.63 9,175.39 63,546.84 Oct -01-07 34 169.77 9,005.62 9,175.39 54,541.22 Nov -01-07 35 145.71 9,029.68 9,175.39 45,511.54 Dec -01-07 36 121.59 9,053.80 9,175.39 36,457.74 Jan -01-08 37 97.40 9,077.99 9,175.39 27,379.75 Feb -01-08 38 73.14 9,102.25 9,175.39 18,277.50 Mar -01-08 39 48.83 9,126.56 9,175.39 Apr -01-08 40 24.45 9,150.94 9,175.39 9.150.94 0.00 Prepayment Premium for purposes of Section 10.01(a) is Lessee may not prepay for the first half of the lease term. Thereafter, upon 30 days written notice, Lessee may prepay the entire outstanding principal balance plus accrued interest and any other unpaid charges plus a premium of 1% of the then outstanding principal balance on any rental payment date. For purposes of this Lease, "Taxable Rate," with respect to the interest component of Rental Payments, means an annual rate of interest equal to 5.00% EXHIBIT B ACCEPTANCE CERTIFICATE Banc of America Leasing & Capital, LLC 555 California Street, 4th Floor CA5-705-04-01 San Francisco, California 94104 Re: Schedule of Property No. 2, dated December 1, 2004, to Master Equipment Lease/Purchase Agreement, dated as of June 25, 2003, between Banc of America Leasing & Capital, LLC, as Banc of America, and City of Fayetteville, Arkansas, as City Ladies and Gentlemen: In accordance with the Master Equipment Lease/Purchase Agreement (the "Agreement") the undersigned City hereby certifies and represents to, and agrees with Banc of America as follows: 1. All of the Equipment (as such term is defined in the Agreement) listed in the above -referenced Schedule of Property (the "Schedule") has been delivered, installed and accepted on the date hereof. 2. City has conducted such inspection and/or testing of the Equipment listed in the Schedule as it deems necessary and appropriate and hereby acknowledges that it accepts the Equipment for all purposes. 3. City is currently maintaining the insurance coverage required by Section 7.02 of the Agreement. 4. No event or condition that constitutes, or with notice or lapse of time, or both, would constitute, an Event of Default (as defined in the Agreement) exists at the date hereof. Date: December 2` COT': Cit By Tit] (Set, (Amendment 78 Lease) ESSENTIAL USE/SOURCE OF FUNDS CERTIFICATE Banc of America Leasing & Capital, LLC 555 California Street, 4th Floor CA5-705-04-01 San Francisco, California 94104 Re: Master Equipment Lease/Purchase Agreement dated June 25, 2003, between Banc of America Leasing & Capital, LLC and City of Fayetteville, Arkansas ("City") and Schedule of Property No. 2 dated December 1, 2004 This certificate confirms and affirms that the Equipment described in the Agreement referenced above is essential to the functions of City or to the services City provides its citizens. Further, City has an immediate need for, and expects to make immediate use.of, substantially all such Equipment, which need is not temporary or expected to diminish in the foreseeable future. Such Equipment will be used by City only for the purpose of performing one or more of City's governmental or proprietary functions consistent with the permissible scope of its authority. City expects and anticipates adequate funds to be available for a1j4uture payments or rent due after the current budgetary period. Signature Name__ Title (Amendment 78 Lease) KUTAK ROCK LLP ATLANTA CHICAGO SUITE 1100 DENVER 425 WEST CAPITOL AVENUE Des MOINES NORTHWEST ARKANSAS OFFICE LITTLE ROCK, ARKANSAS 72201-3409 FAYETTEVILLE RVINE THE TREE •SISTERS BUILDING KANSAS CITY 214 WESTDICKSON STREET 601-976-3000 FACSIMILE 501-975-3001 LOS ANGELES D PAVQTT0VILLE, ARKANSAS 72701 0241 OKLAHOMA CITY A70.01i.�f00 WwW.kutekrook. Corn OMAHA PASADENA RICHMOND SCOTTSDALE December 1, 2004 WASHING TON WICHITA Banc of America Leasing & Capital, LLC 555 California Street, 4th Floor CA5-705-04-01 San Francisco, California 94104 Re: Schedule of Property No. 2, dated December 1, 2004, to Master Equipment Lease/Purchase Agreement dated as of June 25, 2003, as amended by Amendment No. I to Master Equipment Lease/Purchase Agreement, dated July 10, 2003, each by and between Banc of America Leasing & Capital, LLC, as lessor, and City of Fayetteville, Arkansas, as lessee Ladies and Gentlemen: As legal counsel to the City of Fayetteville, Arkansas (the "City"), we have examined (a) an executed counterpart of that certain Master Equipment Lease/Purchase Agreement dated as of June 25, 2003, as amended by that certain Amendment No. 1 to Master Equipment Lease/Purchase Agreement, dated July 10, 2003, and the Exhibits thereto (collectively, the "Agreement"), each by and between Banc of America Leasing & Capital, LLC ("Banc of America") and the City, and an executed counterpart of Schedule of Property No. 2, dated December I, 2004 (the "Schedule"), by and between Banc of America and the City, which, among other things, provides for the lease of certain property listed in the Schedule (the "Equipment"), (b) an executed counterpart of Ordinance No. 4478 of City adopted on April 15, 2003 (the "Authorizing Ordinance"), which, among other things, authorizes the City to execute the Agreement and the Schedule, and (c) such other opinions, documents, certified proceedings and matters of law as we have deemed necessary in connection with the following opinions. The Schedule and the terms and provisions of the Agreement incorporated therein by reference, together with the Rental Payment Schedule attached to the Schedule, are herein referred to collectively as the "Lease". As to questions of fact material to our opinion, we have relied upon the representations of the City contained in the Authorizing Ordinance and the Lease and in the certified proceedings and other certifications of public officials furnished to us, without undertaking to verify the same by independent investigation. 10-69407.1 I KUTAK ROCK LLP Approving Opinion December I, 2004 Page 2 Based upon the foregoing, we are of the opinion, under existing law, that: 1. The City is a public body corporate and politic, duly organized and existing under the laws of the State of Arkansas, and is a political subdivision of the State of Arkansas within the meaning of Section 103(c) of the Internal Revenue Code of 1986, as amended (the "Code"), and the obligations of the City under the Agreement will constitute an obligation of the City within the meaning of Section 103(a) of the Code, notwithstanding Section 103(b) of the Code. 2. Pursuant to the Constitution and laws of the State of Arkansas, including, particularly, Amendment 78 and Arkansas Code Annotated Sections 14-78-101 et seq. (2001 Supp.) (the "Act"), the City has the requisite power and authority to lease and acquire the Equipment and to execute and deliver the Lease and to perform its obligations under the Lease. 3. The Lease has been duly authorized, approved, executed and delivered by and on behalf of the City, and the Lease is a valid and binding obligation of the City under Amendment 78 and the Act enforceable in accordance with its terms. 4. The authorization, approval, execution and delivery of the Lease and all other proceedings of City relating to the transactions contemplated thereby have been performed in accordance with all open meeting laws, public bidding laws and all other applicable state or federal laws. 5. To the best of our knowledge, there is no proceeding pending or threatened in any court or before any governmental authority or arbitration board or tribunal that, if adversely determined, would adversely affect the transactions contemplated by the Lease or the security interest of Banc of America or its assigns, as the case may be, in the Equipment thereunder. 6. The portion of rentals designated as and constituting interest paid by City and received by Banc of America is excluded from Banc of America's gross income for federal income tax purposes under Section 103 of the Code and is exempt from State of Arkansas personal income taxes; and such interest is not a specific item of tax preference for purposes of computing the alternative minimum tax imposed on individual and corporations; it should be noted, however, that such interest is taken into account in determining adjusted current earnings for purposes of such alternative minimum tax. It is to be understood that the rights of Banc of America and the enforceability of the Lease may be subject to bankruptcy, insolvency, reorganization, moratorium and other similar laws affecting creditors' rights heretofore or hereafter enacted to the extent constitutionally applicable and that its enforcement may also be subject to the exercise of judicial discretion in appropriate cases. All capitalized terms herein shall have the same meanings as set forth in the Lease unless otherwise provided herein. Banc of America and its successors and assigns, and any counsel 10-69407.1 KUTAK ROCK LLP Approving Opinion December 1, 2004 Page 3 rendering an opinion on the tax-exempt status of the interest components of the Rental Payments, arc entitled to rely on this opinion. Except to the extent specifically set forth above, this opinion is being rendered to you solely for your use and benefit and may not be relied upon in any manner, nor used, by any other person. Very truly yours, Fl 10-69407. ) Form, 8038.6 Information Return for Tax -Exempt Governmental Obligations Un (Rev. November 2000) ► der baernal Revenue Code sacben 149(6) 0a10 No. 1315.0720 ru w ______++�~Lnce�y Cakre if the dsca NPInstuc on p.*. is wt $100 0a use Form eala.CC. Laiauu Re NA I Issuers neme 2y If Amended Return, check here ► City of Fayett.vus, Arkartaas 2 kwr's 18482 r Wry dw 3 Number and street (« P.O. box if mail Is not delvered to Sbeet address) 71 : 9010492 113 Wast Mountain RooMsuka 4 Report nmn04 e Cay. town, a post office. state. and ZIP code 3 04*3 Fayeftavllh, AR 72701 4 Date of issue 7 Nerve a issue 12-144 Master Equipment Lease/Purehase Agreement (Amandmant 78 Lease) a CUSIP nunber • Name and )rue or dhcer a legal repres«ttauva whom LM maY cal 1« None Gordon M. Wllboum, ICutak Rock I1P, Bond Counsel more inomtauon 10 Tta5001 a ttuto915-30e d d0oer o a txly taPesaeaaa of Issue cheek applicable box(es) and enter the Issue rice See ) instructions and attarn schedule 11 ❑ Education 12 ❑ Health and hospital - - - 11 13 ❑ Trer5portation - - - 12 14 ® Pudic safety - - - 13 15 0 Environment Gnclud ing sewage bonds) - - - - 14 341,648 18 ❑ Housing - - 15 17 ❑ Utilities 19 18 ❑ Other. Describe ► - 17 19 If obligations are TANS oe RANs, check box ► 19 20 If❑ If obligations are BANS, check box ► ❑ dbigations are in the form M 1 lflea ... .._.-,I___. - --. tai Few matlxvy dale -- -._ .-.....-p " •Ilea. 4M Isw price 4x) SateO faaemtxpn lCWsglnd __ pfce ar froanly avrepe muwq ht View 21 4-108 $ 347,949 $ 341,846 1.7J/ years Uses of proceeds of Bond Issue(including underwrken'"�23 y 22 Proceeds used for acwed interest JJ23 Issue Price of entire issue (enter amount from line 21, column (b)) 24 Proceeds used for bond Iss ance costs p Y A,scotan0 25 Proceeds used f« credit enhancement . ' 26 Proceeds alocated to reasons r 27 Proceeds used to curre refuund�e0 reues a r�lettrrnent hurl 29 ntle prlq issues Proceeds used to advance refund prior issues 29 Total (add lines 24 through 28) n 31 Enter the remaining weighted average y - be - rre "nw,an oona5, maturity of the bonds to currently refunded ► 32 Enter the remaining weighted average maturity of the bonds to be advance refunded _______________`___ 33 Enter the last date on which the refunded bonds will be called ► y— 34 Enter the date(s) the ref ahem b me _ - ► 3S Enter the amount of the state vokrme cap allocated to the issue under section 141(bX5) 3S 360 Enter the amour of gross proceeds imeaed or to be 0 b Enter the final maturity date of the guaranteed investment contract 5_ 37 Fabled frurcings: a proceeds of 010 issue that are to be used 10 make bans to other gpvenvrerltal units I 379 b It this issue is a loan made from the proceeds of another tax-exempt issue, check box ► issuer ► ❑ and enter the name of the 38 If the issuer has desgnats the issue under section 26 0 3 8 and the date of the issue ► 39 If the issuer has elected to a y Sage r Hte 9 (small issuer exception) check box ► 0 40 Ifthe issuer has entified ached penalty in oeu of arbitrage rebate. check box 0 C. check box ► un� sal Detpsy I aanar. ,.t I nor.. e..n ad Ins rerun and aecofnpanrne stsreuys and u ► .1 we vua. wt..ne �Ma. at.^Mms..^0 to uw oCy, Cl my lnp,ylpg. Sign Here ' 12-1-04 ' Dan4 drone a 4t,.'y nanusea r DNa For Paperwork Reduction Act Notic 1377 see pa 2 of the Instructions. Car. We. 631735 aria ur — Fofm 8038-G 6+73, ,nabob, KUTAK ROCK LLP ATLANTA SUITE 1100 CHICAGO NORTHWEST ARKANSAS 426 WEST CAPITOL AVENUE 09NyeK OFFICE TH9 LITTLE ROCK, ARKANSAS 00 NOINSS rNKq SISTERS GUUOING 72401. J408 FAYITTSVILLS 914 N'uT ow K9ON 9TIInT 601-676- J000 IRVING FAV1TT1IVILU. AKNAN9AS 70701.9091 FACSIMILE 607-876-JOOI KANfA0 CITY LOS ANGSLfl W W W.kutakroek.00m OKLAHOMA CITY OMAHA FASAOSNA GORDONy4� RICHMOND �WIL�SOU�RN� FNkDI-IL -� j@kGLb Lt90 (30119)77101 December 1, 2004 •OOrTAOALS WASHINGTON WICHITA VIA CERTIFIED MAIL RETURN RECEIPT REQUESTED Receipt 470993400001583545582 Internal Revenue Service Center Ogden, Utah 84201 City of Fayetteville, Arkansas Master Equipment Lease/Purchase Agreement (Amendment 78 Lease) Ladies and Gentlemen: I have enclosed for filing an original and one copy of Form 8038-G, with respect to the above -captioned matter. Please return the copy, showing your file mark, in the enclosed prepaid, self-addressed envelope. paj Enclosures 10.69872.1 Very truly yours, don M. Wilboum