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HomeMy WebLinkAbout124-02 RESOLUTION• • • • RESOLUTION NO. 124-02 A RESOLUTION APPROVING A CONTRACT WITH BAIRD, KURTZ & DOBSON (BKD), LLP, IN AN AMOUNT NOT TO EXCEED FORTY-NINE THOUSAND NINE HUNDRED DOLLARS ($49,900.00) FOR CALENDAR YEAR 2002, WITH ALL SUBSEQUENT ANNUAL EXPENDITURES SUBJECT TO CITY COUNCIL APPROVAL TO PROVIDE INDEPENDENT AUDIT SERVICES TO THE CITY OF FAYE11EVILLE. BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF FAYETTEVILLE, ARKANSAS: Section 1. That the City Council of Fayetteville, Arkansas hereby approves a contract with Baird, Kurtz & Dobson (BKD), LLP, in an amount not to exceed Forty -Nine Thousand Nine Hundred Dollars ($49,900.00) for calendar year 2002, with all subsequent annual expenditures subject to City Council approval to provide independent audit services to the City of Fayetteville. A copy of the contract, marked Exhibit "A" is attached hereto, and made a part hereof. PASSED and APPROVED this 20th day of August, 2002. ER WOODRUFF, Vity Clerk APPROVED: By: DAN COODY, Mayo • • �O 9 NAME OF FILE: CROSS REFERENCE. Resolution No. 124-02 08/20/02 Resolution No. 124-02 08/20/02 Contract with Baird, Kurtz and Dobson Exhibit "A" Request for Proposal for Independent Audit Exhibit "B" Proposal to Provide Services for City of Fayetteville Exhibit "C" Letter of Engagement 12/20/01 Letter to the Partners of BKD, LLP and the SEC Practice Section Peer Review Committee 08/20/02 Staff Review Form 08/21/02 Memo to Marsha Farthing, Accounting & Audit, from Heather Woodruff, City Clerk ' NOTES: CONTRACT Res /2* -oz This professional services contract is executed this ,20 day of 4C/ff/si , 2002 by and between the City of Fayetteville, Arkansas, hereinafter called the'City and BKD, LLP. WHEREAS, the City has issued a Request for Proposal for Independent Audit; and WHEREAS, BKD, LLP has submitted a proposal to provide such professional services; WITNESSETH: IN CONSIDERATION of mutual promises of the parties contained herein and other good and valuable consideration, the parties agree as follows: 1. BKD, LLP shall provide the City with the necessary professional services to audit all funds including those which are covered under the provisions of the Single Audit Act. 2. The term of the contract shall run from the date of execution until the 31st day of December, 2002, and shall automatically renew each year, subject to budget approval by the governing body of the City, for such terms as are required to perform the contracted professional auditing services for the fiscal years ending December 31, 2002 through December 31, 2006. 3. The professional accounting services shall be provided in accordance with the terms and conditions set forth in the Request for Proposal, with the exception of §II.J.2., which is deleted entirely, attached hereto and marked Exhibit "A;" the Proposal to Provide Services, attached hereto and marked Exhibit "B;" and the Engagement Letter, attached hereto and marked Exhibit "C". Each of these Exhibits are hereby incorporated by reference as if set forth word for word in their entirety. 4. BKD, LLP shall be compensated for services rendered under this contract in accordance with the terms and conditions set forth in the Exhibits. No work shall be performed beyond the present scope of this contract without express prior approval by the governing body of the City. 5. The City or BKD, LLP shall have the right to terminate the contract upon 30 days written notice. 6. In the event of a conflict between any terns and conditions of this contract and the Exhibits, the terms and conditions of the Exhibits shall take precedence in the following order: this Contract, Exhibit "C", Exhibit "B" and Exhibit "A". • • • • les a oz 7. Neither party may assign any of its rights or delegate any of its obligations under this agreement, without the express written consent of the other. 8. It is agreed that the failure of any party to invoke any of the available remedies under this agreement or under law in the event of one or more breaches or defaults by any party under the agreement shall not be construed as a waiver of such provisions and conditions and shall not prevent the parties from invoking such remedies in the event of any future breach or default. 9. Each paragraph of this agreement is severable from all other paragraphs. In the event any court of competent jurisdiction determines that any paragraph or subparagraph is invalid or unenforceable for any reason, all remaining paragraphs and subparagraphs shall remain in full force and effect. 10. This agreement shall be interpreted according to and enforced under the laws of the State of Arkansas. 11. This agreement contains the entire agreement of both parties hereto, and no other oral or written agreement shall be binding on the parties hereto. This agreement supersedes all prior agreements, contracts and understandings of any kind between the parties relating to the subject matter hereof. This agreement may be executed in one or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument. IN WITNESS WHEREOF, the parties hereto have executed this professional services contract on or as of the date first written above. enWoodruff, City C S CITY 0 FAYETTEVILLE an Coody, Mayor 08/12/02 13:55 FAX 501 372 1250 • BKD LLP 002 .; ICV:LL' ON 101/X11 SZ:.TT NOW Z0/Z CONTRACT This professional servi4s contract is executed this j24 day of 2002 by•and between the Cat of Fayetteville, Arkansas, hereinafter calle�the City, and BKD, LLP WHEREAS, the City bac issued a Request for Proposal for Independent Audit and WHEREAS, BKD, LLP has submitted a proposal to provide such professional services; • WITNESSETH: ' IN CONSIDERATION of mutual promises of the parties contained herein and other good and valuable consideration, the parties agree as follows: 1. BICD, LLP shall provide the CIty with the necessary professional services to audit all funds including those which are covered under the provisions of the Single Audit Act 2. The term of the contract shall run from the date of execution until the 31" day of December, 2002, and shall automatically' renew each year, subject to budget approval by the governing body of the City, for such bents as are required to perform the contracted professional auditing services for the fiscal yearn ending December 31, 2002 through December 31, 2006. 3. The professional accounting services shall be provided in accordance with the terms and conditions set forth in the Request for Proposal,. with the exception of §II.J.2., which is deleted entirely, attached hereto and marked Exhibit "A;". the Proposal • to Provide Services, attached hereto and marked Exhibit "B;". and the Engagement Letter, attached hereto and marked Exhibit "C. Each of these Exhibits are hereby incorporated by reference as if set forth word for word in their entirety. 4. BKD, LLP shall be compensated for 'services rendered under this contract in accordance with the terns and conditions set forth in the Exhibits. No work shall be performed beyond the present scope of this contract without express prior approval by the governing body. of the City. 5. The City or BKD, LLP shall have the right to terminate the contract upon 30 days written notice. 6. In the event of a conflict between any terms and conditions of thiscontract and the Exhibits, the terms and conditions of the Exhibits shall take precedence in the following order: this Contract Exhibit "C", Exhibit"B" and Exhibit "A". 7. Neither party may assign any of its rights or delegate any of its obligations under this agreement, without the express written consent of the other. • BL285LSIDS 013 aJ2 A1I3 311IA3113AH3 WHET:iI 2002 21 Slit! 08/12/02 13:55 FAX 501 372 1250 • BKD LLP ON XH/lI grfi'NOW 30A /90 8. .It is •agreed t the failure of any party to invoke any of the, available remedies under this agreeme4 t or undertow in the event of one or more breaches or defaults by any party undeijthe agreement shall•not be, construed as a waiver of such provisions and conditions and shall not prevent the parties from invoking such remedies in the event of any &store breach or default 9. Each paragraph of this agreement is severable from all other paragraphs.. In the event any court of comjretert jurisdiction determines that any paragraph or subparagraph is invalid or unenforceable for any reason, all remaining paragraphs and subparagraphs shall remain in full force and effect. .10. This agreement shall be interpreted according to and enforced underthe laws of the State of Arkansas. 11. This agreement contains the entire agreement of both parties hereto, and no other oral or written agreement shall be binding on the parties hereto This agreement supersedes all prior agreements, contracts and understandings of any kind between the parties relating to the subject matter hereof. This agreement may be executed in one or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument.' INI WITNESS WHEREOF, the parties hereto have executed this professional services contract on orr as of the date first written above. • ATTEST: Heather Woodruff. City Clerk CITY OF PAYETTEVILLE Dan Coady, Mayor • E d EL28SLSIOS O13 O142 A110 311IA3113AWJ WUBt:tt 2002 21 Ofld { • • • OtXHIBIT A REQUEST FOR PROPOSAL FOR INDEPENDENT AUDIT CITY OF FAYETTEVILLE, ARKANSAS 02-102, The City of Fayetteville invites proposals to audit the financial statements of the City for fiscal years ended December 31, 2002 to 2006, including all funds which are included under the provisions of the Single Audit Act. I. PROCUREMENT PROCESS A. One (1) signed original and seven (7) signed copies of the proposal are to be delivered to the following address in a sealed envelope with the outside clearly marked with the name of•the firm, address of the firm, and the words "Independent Auditor Proposal": Peggy Vice Purchasing Manager 113 W. Mountain Fayetteville, AR 72701 Proposals will be received at this address until July 22, 9:00 a.m. CO IQh et'llme LQ -lo ru y 2s , S'.OV PM \ B. Upon opening the proposals, the Audit Committee will convene to evaluate the proposals on the basis of the cntena described below. Interviews may be held with the three firms deemed to be the most highly qualified to provide the services required. A contract will be negotiated with the firm ranked the best qualified by the Audit Committee. If the Audit Committee is unable to negotiate a satisfactory contract with the top ranked firm, negotiations with that firm shall be terminated, and negotiations would begin with the next highest ranked firm. Once a recommendation is reached by the Audit Committee, the selection will be presented to the City Council for their approval. At any point in the selection process, the proposer may be requested to submit information supplemental to the proposal. Copies of the City's 2001 Comprehensive Annual Financial Report (CAFR) are available from the Internal Auditor at 113 West Mountain, Fayetteville, AR 72701, phone number 479-575- 8261. In addition, the City's budget and prior year audit schedules are available to provide additional information prior to the opening of the proposals from the Internal Auditor. The following tentative timetable has been established for the completion of the award of an audit contract: -Advertisement for Proposals June 30 Committee Review and Negotiations July 29 — August 9 Presentation to the City Council August 20 C. Proposals will be evaluated on the following criteria: MANDATORY 1. The firm must be a Certified Public Accounting firm properly licensed to practice in the State of Arkansas. 2. The firm must meet the independence standards of the General Accounting Office Standards for Audit of Governmental Organizations, Programs, Activities, and Functions. 3. The proposer shall procure, and shall maintain during the life of this contract, professional liability insurance in the amount of $1,000,000 combined single limit. Certificates of insurance stating coverage indicated above must be delivered to the Purchasing Manager prior to issuance of Notice to Proceed with this proposal. TECHNICAL 1. Qualifications of the firm and its coordinating office in performing governmental audits. 2. Experience, competence, and capacity for performance by the firm and its coordinating office in governmental audits and GASB 34. 3. Proposed method of performing audit. 4. Past performance by the firm and its coordinating office in governmental audits. 5. Puce Proposal D. Audit Contact Any vendor contact conceming this RFP should only be directed to: Nancy Smith Internal Auditor 113 W. Mountain Fayetteville, AR 72701 (479) 575-8261 E. Reservation of Right of Rejection The City of Fayetteville reserves the right to reject any or all proposals when it is in the best interest of the City as determined by the Audit Committee. • • 11. AUDIT OBJECTIVES AND SCOPE OF SERVICES A. There are two objectives of the services covered by this RFP. Each responder must consider each of these objectives separately and reflect such treatment in the proposal: 1. To render an unqualified opinion on the General Purpose Financial Statements of the City of Fayetteville, and to meet the audit requirements of the laws of the State of Arkansas. 2. To assist in the preparation of the CAFR of the City of Fayetteville in order for the City to receive the Certificate of Achievement for Excellence in Financial Reporting presented by the Government Finance Officers Association (GFOA). The auditor will be expected to comply substantially with GASB reporting standards in all work associated with the production and submission of the CAFR. B. The audits will be conducted in accordance with Generally Accepted Auditing Standards, as well as the following guidelines and requirements: 1. AICPA Industry Audit and Accounting Guide — Audits of State and Local Governmental Units 2. Standards for Audit of Governmental Organizations, Programs, Activities and Functions 3. Audits of State and Local Governments and Non -Profit Organizations -OMB Circular A-133 4. Grants and Cooperative Agreements with State and Local Governments -OMB Circular A-102 5. OMB Compliance Supplement for Single Audits of State and Local Governments 6. Applicable laws of the State of Arkansas The Arkansas Legislative Joint Auditing Committee has exempted the City from the record keeping requirements of Act 159 of 1973. In the event that there are conflicting or otherwise inconsistent policies applicable to financial and compliance audits of Federal awards, the following order or precedence shall apply: 1. Single Audit Act of 1984 (Public Law 98-502) 2. Single Audit Act Amendments of 1996 (Public Law 104-156) 3. OMB Circular A-133 • • • • 4. Agency regulations implementing OMB Circular A-133 and the Single Audit Act 5. Agency program regulations 6. Federal Financial Assistance Agreement C. The periods to be covered are the City's fiscal years ending December 31, 2002, 2003, 2004, 2005, and 2006. A contract will be awarded for all five years upon approval of the City Council with the consent of the proposer in accordance with the terms of the proposal. Each year of the contract shall be contingent upon satisfactory performance and funds being appropriated. Should funds not be appropriated, the contract would be canceled for any remaining years. D. Any adjusting entries will be submitted to the City in writing with sufficient explanation and detail, so that they can be easily understood and properly posted to the financial accounts. E. The independent auditor is expected to provide assistance in interpreting financial reporting requirements. It will be the auditor's responsibility to proofread, cross check, and critique the entire CAFR document in addition to auditing the numbers and disclosures contained therein. The auditor shall provide all comments on the CAFR to the City by May 15 of each year The CAFR will be published in final form and distributed to GFOA by June 30 of each year. F. The auditor in charge shall conduct an entrance and an exit conference with the Audit Committee. Review of accounting systems, test of internal controls, and test of transactions should occur prior to fiscal year end. A list of all work papers and schedules to be prepared by the City staff should be presented to the City by October 1 of the year under audit. This list should include all documents which will need to be pulled for auditor review. The general ledger will be closed by the third week of March and the trial balance prepared. Year end field work shall be completed by May 1. Prior to June 15 of each year, the auditor will issue a management letter. Where appropriate, recommendations for system improvements are to be included and the Auditor may be requested to provide assistance to implement recommendations. A draft of this letter should be submitted for review by the City before final copies are prepared. The Auditor will provide 35 copies of this letter. • • • G. Interest of Auditor: Auditor covenants that neither it nor any of its members has any interest and shall not acquire any interest, direct or indirect, financial or otherwise, that would conflict in any manner or degree with performance of service hereunder. Auditor certifies that no one in their firm has or will have, during the course of the firm's audit contract, any financial interest under this agreement as an officer or employee of the City. H. Non -Assignability: Both parties recognize that this proposal is one for personal services and cannot be transferred, assigned, or sublet by either party without prior written consent of the other. I. Worker's Compensation: • By executing an agreement, Auditor certifies that it is aware of the provision of A.C.A. §11-9-401, which requires every employer to pay or provide compensation for an employee's disability or death from injury ansrng out of or in the course of employment and certifies that it will comply with such provisions before commencing the performance of the work of this proposal. J. Miscellaneous provisions. 1. Periodic progress billings may be submitted as work progresses, but not more often than monthly and not more than 75% of the estimated cost of audit services will be paid during the yearly audit period. The remaining 25% will be paid after total yearly contract fulfillment. The total progress billings must be itemized based on the amount of time expended on each fund. 2. A copy of the audit work papers will be presented to the City at the completion of the audit, and prior to final payment. This copy of the audit work papers shall become the property of the City when final payment is made. 3. The auditor shall keep the City advised of pending and actual changes in financial disclosures, accounting practices, and reporting guidelines which would impact the City and its financial records, and shall be available for consultation and clarification of such matters. • • III DESCRIPTION OF THE GOVERNMENTAL ENTITY AND ITS ACCOUNTING SYSTEM A. The City of Fayetteville is a municipality in the State of Arkansas. The City currently has a General Fund which is the main operating fund for the City, five special revenue funds, one debt service fund, three capital projects funds, five enterprise funds, one internal service fund, three trust funds, two agency funds, two account groups, and two discretely presented component units. B. All intergovernmental grants, entitlements, and shared revenues will be included under the single audit concept. C. The laws of the State of Arkansas require an operating budget for the General Fund This budget is disclosed in the CAFR and reflects all approved amendments. All other governmental funds which have an adopted budget shall be disclosed in the same manner with appropriate disclosures for any governmental funds which do not have an adopted budget. D. Description of the Automated Accounting Systems 1. The City has an Information Technology division which consists of nine full time employees: an information technology manager, three programmer/analysts, four GIS programmer/analysts, and a systems operator. Assistance from this division in obtaining necessary reports and data can be obtained on a scheduled basis 2. Currently, the City is utilizing the following New World Systems software modules on an IBM AS/400 (Model 720, 1.28GB Ram, 60GB disk storage): a. Financial Management Software: general ledger, budgetary accounting, annual budget processing, accounts payable, purchasing and encumbrance control, requisition processing, revenue accounting/cash receipts., billing and receivable, fixed assets, integrated inventory/purchasing, and cash register interface. b. Human Resources Software: payroll with base personnel module and advanced personnel module. c. Utility Management Information System Software: water/sewer/other module and automatic PC meter read. d. Animal Licensing Software. e. Public Works Software: equipment/vehicle maintenance and work order processing. Public works information will be converted to Hansen Technology Software at a future date. f. Parking Tickets Module. • • • 3. Municipal Court is currently using a system which is run on Novadyn (486 PC) series 14-400 running Reality Operating System. 4. The City has a Novell LAN used primarily by the Planning, Engineering, and Inspection Divisions for storage of AutoCad files, inspection and planning data bases, and GIS information. 5. The City has personal computers which are interfaced with the IBM AS/400 and/or the LAN which use the standard Microsoft XP Office software and various other software packages, including the following: a. Microsoft Excel spreadsheet software b. Microsoft Word word processing software c. Paradox database software d. Access database software 6. The Police, Fire and Central Dispatch divisions utilize the IBM AS/400 and New World Systems Public Safety software. E. Office space is available for audit staff use. Access is available to a telephone, and access may be made available to a computer terminal. IV. TECHNICAL QUALIFICATIONS AND APPROACH The format of the proposal may be styled at the discretion of the auditor. However, all proposals will address each of the following items in the order presented: A. Qualifications of the firm and its coordinating office in performing governmental audits 1. Describe the firm's strengths, audit philosophy, and strategy for the future. 2. Describe the firm's clientele. 3. Describe what positions have been taken by the firm with the AICPA, FASB, or GASB which could be viewed as controversial. 4. List any members of the firm which are nationally recognized professionals in public finance or government accounting, such as members of the executive boards of committees of the GFOA or GASB. 5. Describe the firm's affirmative action plan and how minorities are placed in the firm. • 6. Disclose material lawsuits in progress (or in the past) against the firm; disclose any indictments, criminal penalties, sanctions, etc. B. Experience, competence, and capacity for performance of the firm and its coordinating office in governmental audits 1. Qualifications of the Coordinating Office: • r • • • • a. State whether the office is part of a national, regional, or local accounting fine. b. List the number of partners, managers, supervisors, and staff located in the coordinating office in the audit, tax, and management consulting divisions. c. List the address of the firm and any coordinating offices that will be working on the audit. d. Describe the extent of statistical and computer assisted audit techniques used in governmental audits including the use of microcomputers to generate work papers. e. Describe the organization of the audit staff. 2. Availability and qualifications of the assigned individuals: a. List the partners, managers, and supervisors who will be assigned to the engagement. Please provide specific qualifications of these individuals in municipal accounting and auditing. On your list, include education, position in the firm, and years and types of experience. b. Describe specialized skills, training, or background in public finance and governmental accounting of the assigned individual staff members. Indicate which of the assigned staff members have completed, within the last two years, at least 80 credit hours of continuing education and training that contributes directly to the auditor's professional proficiency to perform the audit, including specifics on training in governmental accounting and auditing and GASB 34. c. Address the availability of staff members both during the audit and throughout the year for consultation. Include an explanation of the plan your firm has to commit the necessary resources to ensure completion of the audit work by the due dates. 3. Description of the firm's internal quality control procedures: a. Outline the levels of review to which work papers are subjected. b. Descnbe any disciplinary action imposed by the AICPA, State Boards of Public Accountancy, State Societies of CPAs, or Securities and Exchange Commission dunng the past three years indicating any involvement of the coordinating office. c. Describe results of recent peer review and its status under the Peer Review Program. C. Proposed method of performing audit 1. Describe how the firm's overall philosophy applies to this particular engagement. 2. Describe the audit plan in general and specify areas that in your opinion may require particular audit emphasis. • • 3. Explain the firm's understanding of the audit work that is to be performed for the City of Fayetteville. 4. Describe m detail the type of personnel assistance ( hours, level of staff, etc.) that the City would be expected to provide and how this would be coordinated by the auditors with the City management. 5. Indicate in detail computer expertise which would be expected from City staff or other resources expected in order to complete the control reviews. D. Past performance of the firm and its coordinating office in governmental audits 1. List local government clients or other clients which are felt to be relevant to this RFP which are currently or have been served by the firm and the coordinating office, indicating those having a Certificate of Achievement for Excellence in Financial Reporting awarded by GFOA. 2. Provide names and telephone numbers of appropriate officials for reference purposes. E Price Proposal • 1. Basis for fee and not -to -exceed cost shall be submitted to the Purchasing Officer in the sealed proposal envelope. This proposal should include a schedule for each of the five years in the following format: a. Billing rates per class of employee b. Estimated number of hours per class of employee c. Maximum not to exceed cost per year d Any special provisions which would affect the proposed fees such as preparing the total CAFR, preparing only the notes to the financial statements and performing arbitrage calculations. V. PROFESSIONAL POLICY Attached is a copy of the City's Professional Contract Policy. Proposals should be prepared simply and economically, providing a straight forward, concise description of auditor's ability to meet the requirements for the project. Fancy bindings, colored displays, and promotional material are not required Emphasis should be on completeness and clarity of content. lac Solutions tor Success • July 22, 2002 • 5000 Rogers Avenue, Suite 700 Fort Smith, AR 72903-2079 479 452-1040 Fax 479 452-5542 • ig$XXHIBIT t 400 W. Capitol Avenue, Suite 2500 P.O. Box 3667 Utile Rock AR 72203-3667 501 372-1040 Fax 501 372-1250 200 E. 11th Avenue P.O. Box 8306 Pine Bluff, AR 71611.8306 870 534-9172 Fax 870 534-2146 City of Fayetteville Ms..Peggy Vice, Purchasing Manager 113 West Mountain Fayetteville, Arkansas 72701 Dear Ms. Vice: bkd.com Thank you for considering BKD, LLP to perform professional services for the City of Fayetteville. We are excited about the prospect of providing audit and other services to your city, and we are confident that we can sufficiently meet your needs. Attached you will find our proposal for services as per your request. have any questions or need further information. Thanks for your time and consideration. 21-P BKD, LLP Please let us know if you AmRci d / P Moans Amend mil ntememW City of Fayetteville Proposal to Provide Services for City of Fayetteville City of Fa etteville Table Of Contents • Proposal Highlights • What You Can Expect from BKD 5 • Qualifications 6 • Experience, Competence and Capacity 9 • Key Personnel 12 • Efficient and Effective Audit Approach 15 • Client References 20 • •BKD Quality Profile 21 • BKD Office Locations 22 • Peer Review Letter Appendix 3 2 1 • 1 City of Fayetteville Proposal Highlights One of our largest practice specialties at BKD, LLP is accounting and financial reporting for governmental and nonprofit organizations. The following highlights our qualifications and experience as further explained in the proposal: • BKD, with over 100 Arkansas personnel to serve you, has the largest accounting practice in the state. Ten BKD personnel in Arkansas spend 100% of their time providing services to our govemmental and nonprofit clients. This team, we believe, can provide you with the highest quality service in Arkansas. • We have developed an efficient audit approach which involves your accounting personnel and our staff in a team approach. As such, we avoid wasted time in non -risk areas and concentrate on areas of importance during our audit. • In Arkansas, our commitment to local govemment, nonprofit organizations and govemmental funded entities and utilities is particularly strong. Services to these entities comprise approximately 18% of our practice's clientele. • The Arkansas practice performs over 100 audits per year in accordance with GAGAS and OMB A-133 guidelines. • Your service team will be lead by Wm. Mike King and Kevin Kemp who specialize in govemmental accounting. 3" • • access_ City of Fayetteville Proposal Highlight • BKD Arkansas is the current auditor of two of the largest municipalities within Arkansas. • BKD's team of skilled governmental audit specialists have assisted several municipalities in eaming and keeping the GFOA Certificate of Achievement for Financial Reporting from the Govemment Finance Officers Association. We also have the resources available to assist in the implementation of Govemmental Accounting Standards Board Statement (GASBS) No. 34, Basic Financial Statements — and Management's Discussion and Analysis — for State and Local Govemments. • At BKD, we recognize the complexities of modem business, which often require a thorough knowledge of specific industries. We have developed • specialized knowledge of various industries and specialties including electric utilities, municipalities and water and wastewater utilities, employee benefit plans and arbitrage calculations. • We will open and close our engagement with a meeting with you and any other officials or committees deemed necessary in order to maintain lines of communication and open disclosure of all areas of the audit process and results of our findings. We will also provide you with a draft of our report to review before we release our opinion on the financial statements. At BKD our audit teams have two primary objectives: First is to provide you with the most effective and efficient client service possible. Second is to provide evaluation and comments on your intemal control structure and operating procedures in order to recommend ways to possibly enhance them. lap 4 •