HomeMy WebLinkAbout49-95 RESOLUTIONRESOLUTION NO. 49-95
A RESOLUTION APPROVING A BUDGET ADJUSTMENT
FOR FISCAL YEAR 1995 ISTEA ENHANCEMENT PROJECT
JOB NO. 040221, FAYETTEVILLE TRAILWAYS AND
SIDEWALKS.
BE IT RESOLVED I3Y THE CITY COUNCIL OF THE CITY OF
FAYETTEVILLE, ARKANSAS:
Section 1. That the Council hereby approves a budget adjustment for Fiscal Year 1995
ISTEA Enhancement Project Job No. 040221, by increasing Trailways & Sidewalks, Acct. No.
4470 9470 5814 00, Project No. 95030, in the amount of $639,101.00 and Trailways &
&Awaits, Acct. No. 4470 9470 5814 00, Project No. 94037, in the amount of $8,400.00 by
decreasing Federal Grants, Acct. No. 4470 0947 4309 00, Project No. 94037 in the amount of
$619,867.00, and Use of Fund Balanced, Acct. No. 4470 0947 4999 99 in the amount of
$27,634.00. A copy of the budget adjustment is attached hereto marked Exhibit "A" and made
a part hereof.
PASSED AND APPROVED this 4th day of April , 1995.
ATTEST -
By: IAN 72/11
Traci Paul, City Clerk
ISTEA Grant Project Breakdown
Project 95030 Funds Budgeted:
Funds Needed:
Bicycle Pedestrian Trailway
Preservation of RR Corridors
Preservation of RR Corridors — '95
Total Funds Needed
Additional Funds Needed
Project 94037 Funds Budgeted:
Funds Needed:
Corridor Enhancement
Total Funds Needed
Additional Funds Needed
Total Projects — Funds Needed
Federal
Match
400,000
99,792
111,675
611,467
Local
Match
127,000
100,000
24,948
29,685
Total
Cost
127,000
500,000
124,740
141,360
154,633 766,100
(611,467) (27,633) (639,100)
8,400
8,400
(8,400)
2,100
2,100
2,100
2,100
10,500
10,500
0 (8,400)
(619,867) (27,633) (647,500)
City of Fayetteville, Arkansas
Budget AdjUstment Form
Budget Year
1995
Department:
Division:
Program:
Public Works
Planning
ST Capital Improvements
Date Requested
April 4, 1995
Adjustment #
Project or Item Requested:
$27,634 in additional funding is requested
for the Trailways and Sidewalks project.
The additional funds are needed to complete
the City's match of an ISTEA grant for
railroad corridor preservation. The
remaining $619,867 represents the federal
grant match of the ISTEA grant.
Project or Item Deleted:
None.
Justification of this Increase:
Arkansas Highway and Transportation
Department has assigned a project number to
the Fayetteville Railway Corridors
Preservation project and is ready to sign
the agreement of understanding. Approval
of this request will fully fund the City's
Grant match and will recognize the federal
match amount of the ISTEA Grant award and
to record the grant as a federal grant.
Justification of this Decrease:
City Sales Tax revenue for 1994 was greater
than projected.
Increase
Account Name Amount Account Number Project Number
Trailways & Sidewalks
Trailways & Sidewalks
639,101 4470 9470 5814 00 95030
8,400 4470 9470 5814 00 94037
Decrease ( Increase Revenue)
Account Name Amount Account Number Project Number
Federal Grants
619,867 4470 0947 4309 00
lipe of Fund Balance 27,634
4470 0947 4999 99
Approval Signatures
tequested By
dinatcir
epartment Director
3 -(1-7s
Xdmin S�vices Di
vlayor
Budget Office Use Only
Type: A B C D
Date of Approval
Posted to General Ledger
Entered in Category Log
Budget Office Copy
RESOLUTION NO. 3 9 5
A RESOLUTION EXPRESSING THE WILLINGNESS OF THE
CITY OF FAYETTEVILLE, ARKANSAS TO UTILIZE
FEDERAL -AID MONIES.
WHEREAS, the City Council of Fayetteville, Arkansas understands Federal -Aid Surface
Transportation Enhancement funds are available at 80% federal participation and 20% local cash
match for the following project:
Acquisition of abandoned rail corridors and conversion of those corridors to trails.
NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE
CITY OF FAYETTEVILLE, ARKANSAS:
Section 1. The City Council of Fayetteville, Arkansas will participate in accordance
with its designated responsibility, including maintenance of this project.
Section 2. The Mayor of Fayetteville, Arkansas is hereby authorized and directed to
execute all appropriate agreements and contracts necessary to expedite the construction of the
above stated improvement.
Section 3. The City Council of Fayetteville, Arkansas pledges its full support and
hereby authorizes the Arkansas State Highway and Transportation Department to initiate action
to implement this project.
PASSED AND APPROVED this 3rd day of January , 1995.
ATTEST:
By:
A/aCi /
Traci Paul, City Clerk
APPROVED:
By:
Fr�d Hanna, Mayor
•
•
AGREEMENT OF UNDERSTANDING
BETWEEN
THE CITY OF FAYETTEVILLE
AND
THE ARKANSAS STATE. HIGHWAY AND TRANSPORTATION DEPARTMENT
In Cooperation With the
U. S. Department of Transportation
Federal Highway Administration
RELATIVE TO
Implementation of Job 040221, Fayetteville Railway Corridors Preservation (ATEP-95) (S),
F.A.P. STPE-ENHN(44), (hereinafter called "the project") as a transportation enhancement
project
WHEREAS, the Intermodal Surface Transportation Efficiency Act of 1991 provides 80%
Federal -aid funds to be matched with 20% non-federal funds (cash match) for certajn
transportation enhancement projects, and
WHEREAS, the City of Fayetteville (hereinafter called "Sponsor") has expressed its desire to
use Federal -aid funds for an eligible project and to provide necessary matching cash share for such
funds, and
WHEREAS, funding participation for each phase of the project will be as follows:
Federal % Sponsor %
Project Design; 0 100
Right -of -Way: 80 20
Project Implementation: 80 20
Project Inspection: 0 100
,and
WHEREAS, the Sponsor knows of no legal impediments to the completion of the project, and
WHEREAS, it is specifically agreed between the parties executing this agreement that it is
not intended by any of the provisions of any part of the agreement to create the public or any
member thereof a third party beneficiary hereunder or to authorize anyone not a party to this
agreement to maintain a suit or action for injuries or damage of any nature pursuant to the terms
or provisions of this agreement, and
WHEREAS, the Sponsor understands that the Arkansas State Highway and Transportation
Department (hereinafter called "Department") will adhere to the General Requirements for
Recipients and Sub -Recipients Concerning Minority Business Enterprises (see attached).
•
IT IS HEREBY AGREED that the Sponsor and the Department, in cooperation with the Federal
Highway Administration, will participate in a cooperative program for implementation of the
project and will accept the responsibilities and assigned duties as described hereinafter.
THE SPONSOR WILL:
1 Indemnify and save harmless the Department from all suits, actions, or claims of any
character brought because of any damage sustained on account of the operations or actions
of the said Sponsor; of because of any act of omission, neglect, or misconduct of said
Sponsor, or from any claims or amounts arising or recovered under any law, ordinance,
order, or decree.
2. Assure that its policies and practices With regard to its employees, .any part of whose
compensation is reimbursed from federal funds, will be without regard to race, color, religion,
sex, disability, or national origin in compliance with the Civil Rights Act of 1964 and
49 CFR Part 21, Nondiscrimination in Federally -Assisted Programs of the Department of
Transportation.
3 Be responsible for its portion of the total project cost, which will include project design,
construction inspection services, appraisal and acquisition of right-of-way, relocation servicps
(when required), adjustment of all man-made improvements including utilities, and 1% of the
total project cost for Department administration.
4 Grant the right of access to Sponsor's records pertinent to this project and the right to audit
by the Department and Federal Highway Administration officials Such records shall be
retained in accordance with the requirements of 23 CFR Part 17 - Recordkeeping and
Retention Requirements for Federal -aid Highway, Records of State Highway Agencies (copy
attached).
5 Contact the Arkansas Historic Preservation Program (AHPP) to execute a Deed of
Conservation Easement for enhancement projects involving certified historic properties or
obtain a waiver from the AIAPP.
6 When applicable, submit to the Department five percent of the estimated total project cost
before engineering by the Department begins.
7 Submit a letter to the Right -of -Way Division of the Department which either (1) stipulates
the services relative to right-of-way acquisition, appraisal, relocation, and utilities that the
sponsor will assume or (2) requests that the Department handle some or all of these services.
Acquisition of property, where federal funds are involved, must be accomplished in
accordance with the Uniform Relocation Assistance and Real Property Acquisition Policies
Act of 1970, as amended (commonly referred to as the "Uniform Act"). NOTE: Failure
to notify the Department prior to initiating this phase of work may result in any
expenditures being declared non -participating in federal funds.
8. Submit to the Department the local matching share of the total estimated cost before project
implementation begins or before a contract for the project is awarded.
9. Provide a copy of the registered deed or an appropriate certification, showing the Sponsor's
clear and unencumbered title to any right-of-way to be used for the project.
10 Enter into a Supplemental Agreement with the Department for each project, or for separate
project phases, which details the responsibilities .of the Sponsor and/or its representative
regarding notifications, routine inspections, certification of materials, payroll .and wage rate
records, and other documentation as necessitated by the scope of each project.
11.Be responsible for 100% of all project design, right-of-way, and any other costs incurred
should the project not be completed as specified.
12 Be responsible for 100% of any additional :cost above the construction contract amount,
unless prior written approval is obtained from the Department.
13 Be responsible for 100% of any and all expenditures which are declared non -participating in
federal funds, including awards by the State Claims Commission
14 Retain total, direct control over the project throughout the life of the improvements and not,
without prior approval from the Department:
• sell, transfer, or otherwise abandon any portion of the project;
• change the intended use of the project as stated in the approved project application;
• make significant alterations to any improvements constructed with Federal -aid finds; or
• cease maintenance or operation of the project due to the project's obsolescence.
15 Be responsible for satisfactory maintenance and operation of all improvements and for
adopting regulations and ordinances as necessary to ensure this. Failure to adequately
maintain and operate the project in accordance with Federal -aid requirements may result in
the Sponsor's repayment of federal funds and will result in withholding future Federal -aid.
16 Promptly notify the Department if the project is rendered unfit for continued use by an act of
God or other cause.
17 Repay to the Department the federal share of the cost of any portion of this project if the
Federal Highway Administration removes federal participation due to actions of the City, its
agents, its employees, or its assigns or the City's consultants or their agents. Such actions
shall include, but are not limited to, federal non -participation arising from problems with
design plans, construction, change orders, construction inspection, or contractor payment
procedures
THE DEPARTMENT WILL:
1. Be responsible for administering Federal -aid funds and for project approval and acceptance
2 Review project plans and specifications as necessary.
•
3. When requested, provide the necessary services relative to right-of-way acquisition,
appraisal, relocation, and utility adjustments in accordance with the Uniform Act and will
be reimbursed for costs involved in performing these services.
4. Reimburse the Sponsor for all legitimate, documented costs in accordance with the
Supplemental Agreement for routine inspection and documentation.
IT IS FURTHER AGREED that should the Sponsor fail to fulfill its responsibilities and assigned
duties as related in this Agreement, such failure will disqualify the Sponsor from receiving future
Federal -aid fiinds administered by the Department.
IT IS FURTHER AGREED that should the Sponsor fail to pay to the Department any required
funds due for project implementation or fail to complete the project as specified in this Agreement
or fail to adequately maintain or operate the project, the Sponsor will be responsible for all costs
of the project. In such cases, the Department may cause funds as may be required to be withheld
from the Sponsor's gasoline tax allotment.
IN WITNESS WHEREOF, the parties thereto have executed this Agreement on this
day of
RECOMMENDED:
, 1995
Assistant Chic
or Planning
ARKANSAS STATE HIGHWAY
AND TRANSPORTATION DEPARTMENT
CITY OF FAYETTEVILLE
Dan owers
Di ector of Highways and
An-nts-/
red Hanna
Mayor
•
GENERAL REQUIREMENTS
FOR
RECIPIENTS AND SUB -RECIPIENTS
CONCERNING MINORITY BUSINESS ENTERPRISES
11 is the policy of the 11. S. -Department of Transportation that minority business enterprises
(MBEs) as defined in 49 CFR Part 23 shall have the maximum opportunity to participate in the
performance of contracts financed in whole or in part with Federal funds under this Agreement.
Consequently, the MBE requirements of 49 CFR Part 23 apply to this Agreement.
The recipient or its contractor agrees to ensure that MBEs as defined in 49 CFR Part 23 have the
maximum opportunity to participate in the performance of contracts and subcontracts financed in
whole or in part with Federal funds provided under this Agreement. In this regard all recipients or
contractors shall take all necessary and reasonable steps in accordance with 49 CFR Part 23 to
ensure that MBEs have the maximum opportunity to compete for and perform contracts.
Recipients and their contractors shall not discriminate on the basis of race, color, national ongm,
or sex in the award and performance of DOT -assisted contracts.
If as a condition of assistance the recipient has submitted and the Department has approved a
minority business enterprise affirmative action program which the recipient agrees to carry out,
this program is incorporated into this financial assistance agreement by reference. This program
shall be treated as a legal obligation and failure to carry out its terms shall be treated as a violation
of this financial assistance agreement. Upon notification to the recipient of its failure to carry out
the approved program, the Department shall impose such sanctions as noted in 49 CFR Part 23,
Subpart E, which sanctions many include termination of the Agreement or other measures that
may affect the ability of the recipient to obtain future DOT financial assistance.
The recipient shall advise each sub -recipient, contractor or subcontractor that failure to carry out
the requirements set forth in Subsection 23.43(a) shall substitute a breach of contract and after the
notification of the Department, may result in termination of the agreement or contract by the
recipient or such remedy as the recipient deems appropriate.
(NOTE: Where appropnate, the term "recipient" may be modified to mean "sub -recipient", and
the term "contractor" modified to include "subcontractor".)
•
23 CFR Part 17
•
RECORDKEEPING AND RETENTION REQUEFtEMENTS
FOR FEDERAL -AID HIGHWAY, RECORDS OF STATE HIGHWAY AGENCIES
§17.1 Purpose.
This regulation prescribes the recordkeeping and
retention requirements for the Federal -aid highway program.
§17,3 Definitions
As used in this regulation:
(a) Records Includes all accounts, papers. maps,
photographs, or other documentary materials regardless of
physical form or characteristics, made .or received by any
agency, 'firm or individual in connection with the transaction
of Federal -.aid highway business. This includes, but is not
limited to, financial records. supporting documents, .statistical
records. and other records pertinent to Federal -aid highway
projects.
(b) Retention period. The minimum period of time
records are required to be held by the Federal Highway
Administration (FHWA). Other governmental (Federal as
well as State, municipal, etc.) or private entities may require
or choose longer periods.
(c) Federal -aid higinvay program. All activity
undertaken by a non•Tederal governmental agency, business
firm, or individual in connection with Federal grants-in-aid
related to title 23.. United States Code.
§17.5 Requirements.
(a) State record systems and requirements for
maintaining documentation concerned with the Federal -aid
highway program will meet applicable requirements of
Federal and State laws and regulations, establish a sound
'bells for auditing the State program, And be consistent with
generally accepted records management and accounting
practices.
(b) Records pertaining to the Federal -aid highway
program .shall be retained for a minimum period of 3 years
with the following exceptions:
(1) If any litigation, claim, or audit is started before the
expiration of the 3 -year penod, the records shallbe retained
until all litigations, claims, or audit findings involving the
records have been resolved.
(2) Records for nonexpendable .property acquired with
Federal funds shall be retained for 3 years after the final
disposition of the property.
(3) Records which have been transferred to the Federal
Highvray Administration for retention.
(4) Toll facility records shall be retained for 3 yearn
subsequent to the date when the facility became operable on a
toll-free basis.
(c) The start of retention periods for State and third
parties is as follows:
State records. 0) For project oriented records, the
3hyear retention period starts when the final voucher is
submitted.
fii) For cost accounting and .fiscal records which usually
relate to more than one project and .are not project oriented.
the 3 -year retention period starts at she end of the State's
fiscal year in which an entry is made.
(2) Third party records. For third .party records, the
3 -year retention period starts when the third party teCeiVeS
final payment.
(d) FHWA may, from time to time, request transfer of
records from State and local .governments whoa it is
determined that these records possess long-term retention
value. However, to avoid duplicate recorcikeeping, the
Division Administrator may make arrangements with State
and local .governments to retain any records which are
connnuously needed for joint use.
(e) State or third parties should not limit access to
Federal -aid highway records on the basis of this regulation.
Federal -aid highway records need be kept confidential only
when FHWA can demonstrate that such records mqst be kept
confidential and would be exempted from disclosure under
the Freedom of Information Act LS U. S.C. 552) if the records
were FHWA records.
(0 All records shall be available at all reasonable times
for inspection by any authorized representative of the federal
Government and copies thereof shall be furnished when
requested.
§17.7 Authorization to microfilm records.
Microfilmed copies may be used in lieu of original
records subject to the fallowing requirements:
(a) Copies mnst be legible and contain 111 the Significant
record detail shown on the originals.
(b) Copies shall be so arranged, identified and indexed so
that any individual document or component of the records can
be located with reasonable facility.
(c) Copies shall be adequate substitutes for the onginal
records and serve the purposes for which such records were
created or maintained.
417.9 Waiver.
The granting of a waiver to the provisions of this
regulation is expressly reserved to the Federal Highway
Administrator subject to:
(a) Full vnitten justification demonstrating unusual
circumstances by the requesting party.
(b) An indication that compliance would be an
unreas3nable burden upon the State or contractor, and
.(c) A .detamininion by FHWA that Ibe waiver is in the
public interest.