HomeMy WebLinkAbout188-90 RESOLUTION'
RESOLUTION NO., 188-90
A RESOLUTION APPROVING AN AMENDMENT TO THE
CITY'S BUDGET ADJUSTMENT POLICY.
BE IT RESOLVED BY THE BOARD OF DIRECTORS OF THE CITY OF
FAYETTEVILLE, ARKANSAS:
Section 1. That the Board of Directors hereby approves the
new budget adjustment policy as set out in the outline presented
and authorizes the City Manager to initiate the necessary steps to
incorporate this new policy to the City's Policies & Procedures
Manual. A copy of the new Policies & Procedures Manual update
authorized for execution hereby is attached hereto marked Exhibit
"A" and made a part hereof.
PASSED AND APPROVED this 20th day of November
APPROVED:
By
8 V
-`ATTEST:
City C erk
•
1990.
Mayor
SUBJECT:
ADMINISTRATIVE
POLICIES a PROCEDURES
MANUAL
NUMBER REVISIONS EFFECTIVE OATE: PAGE
SUPERSEDES APPROVED BY:.
BR -1.0 PURPOSE:
The procedures outlined in this section define, standardize and set
forth responsibilities for budget adjustments.
BR -1.1 DEFINITION AND EXPLANATION:
A budget adjustment is a change in the authorized budget, either
revenue or expense. A budget adjustment transfers a specific
dollar amount from one line item or capital item within a line item
to another, thereby decreasing the budget for one line item or
capital item and increasing another. Since a budget adjustment is
a change in allocated funds, great care must be taken and only
changes for good reason will be accepted.
All Department Directors & Division Heads are mandated to stay
within each major category for each operational program budget as
adopted and to stay within the total budget, by project, within the
line item for any capital programs.. Neither the Accounting or
Purchasing Offices will process payments or purchase orders, which
will cause a category to be over the annual budget amount.
Each line item, in the budget, is grouped into a category (i.e.
Personnel Services, Materials & Supplies, Contract Services,
Maintenance, Capital, etc.). Budget adjustments will only be
required in the following instances:
1) When the budgeted amount per ,category is exceeded (an
offsetting adjustment must be made from a line item in another
category or program.)
2) When the budgeted amount per operational program is exceeded
(an offsetting adjustment must be made from another
operational program or fund balance.)
3) When the budgeted amount for a capital proiect is exceeded (an
offsetting adjustment must be made from: another capital
project within the same line item, another line item, another
program, or fund balance.)
Any changes in the personnel services category must meet the City's
policy for raises, promotion, and staff increases.
BR -1.2 TYPES OF BUDGET ADJUSTMENTS
There are basically five (5) categories of budget adjustments.
These are:
A. Adjustments between major categories in an operational
program, between capital projects, or to an operational.
program, up to $1,000, may ;be approved by the Budget
Coordinator;
Adjustments between major categories -in an operational
program or between capital projects, for $1,001 to
$10,000, may be approved by the Administrative Services
Director;
C. Adjustments to the program whichtotal less than 5% of
the total operational program budget may be approved by
the City Manager;
D. Adjustments which exceed 5%; of the total operational
program may be approved by the Board of Directors;
E. Adjustments to a category within a program which exceed
$10,000 may be approved by the Board of Directors. This
includes capital projects within a line item, between
major categories within an operational program, or
between operational programs
Adjustments to an item, project, or program are considered to be
cumulative. Therefore, a single adjustment may meet the criteria
for one type of adjustment, but fall into another type due to prior
adjustments to the same item, project, or. program. The Budget
Coordinator shall have the authority to make the final
determination as to which type of adjustment is necessary.
Adjustments to an operational program's total budget must be
justified by modifying program objectives and performance measures.
These items must be submitted with the budget adjustment and
approved simultaneously.•
BR -1.3 RESPONSIBILITIES AND PROCEDURES'
It is the responsibility of each Department
Head to prepare his/her adjustment whenever
the required signatures, and return! the
Coordinator.
Following review by the Budget Coordinator, the adjustment is
either processed through the Budget & Research Office or returned
to the Division Head requesting the adjustment for placement on the
Board agenda. It is the responsibility of the City Manager to
present the adjustments to the Board of Directors and advise the
them of any consequences.
Director or Division
required, obtain all
form to the Budget
1
•
BR -1.4 PREPARATION OF THE BUDGET ADJUSTMENT FORM:
Use of the budget adjustment form will provide the following:
1. Documentation for revisions to the approved budget;
2. Documentation of proper approval and authorization by the
Budget Coordinator, Department Director, City Manager,
and the Board of Directors as required; and
3. Uniformity in adjustment requests.
All information on the budget adjustment form must be completed by
the Department Director or Division Head requesting the adjustment
prior to receiving the approval of the Budget Coordinator.
Instructions to complete the duplicate• form are as follows:
1. .Budget Year - the current year
2. Department - the department of the division head initiating
the request
3. Division - the division of the individual initiating the
request
4. Program - the program that is in need of the increase
5. Date Requested - the current date
6. Proiect or Item - list the project or item with a brief
description
7. Justification of the Increase - Explain the reason for the
change in the adopted budget (the cost effectiveness and/or
the service it would provide, etc.)
8. Project or Item Deleted - List the item(s) to be deleted, with
a brief description
9. Justification of the Decrease - Explain how the decrease will
effect the current operations or objectives of the program.
10. Account Title - Fill in the appropriate title of the account
being adjusted. If more than one account is listed,
information must be kept in a consistent order. A blank sheet
of paper can be used if needed. -
11. Account Number - Fill in the account number(s), which
correspond to the account title(s).
12. Requested By - the signature of the division head initiating
the request
13. Budget Coordinator - the signature of the Budget Coordinator
14. Department Director - the signature of the department director
from the department in which the request is being made
15. Administrative Services Director - the signature of the
Administrative Services Director (if necessary)
16. City Manager - the signature of the City. Manager •(if
necessary) -
17. Budget Office Use Only - to be completed by the budget staff
Once the adjustment has received the approval of the Budget
Coordinator, it will be returned to the requesting Division Head
for further approval and/or to be included in an agenda item.
Approval signatures should be obtained in the order in which they
•
•
appear on the budget adjustment form. !Once final approval has been
received, the form should be returned to the Budget Office for
processing. The division head should keep the 3rd copy of the
triplicate form for his/her records. The two remaining forms will
be distributed by the Budget Office, after processing, as follows:
Original - Budget Office
2nd Copy - Department Director
1