HomeMy WebLinkAbout59-72 RESOLUTIONRESOLUTION NO. 'W�
BE IT RESOLVED BY THE BOARD OF DIRECTORS OF THE
CITY OF FAYETTEVILLE, ARKANSAS:
That the Mayor and City Clerk be and they hereby
are authorized and directed to execute an agreement for
the employment of a Fiscal Agent to render advice in
connection with Water and Sewer Revenue Bonds. A copy
of said agreement is attached hereto, marked Exhibit
"A", and made a part hereof.
PASSED AND APPROVED this, day of % n,
1972,
ATTEST:
:. r .
Board of Directors
City of Fayetteville
Postal Drawer F
Fayetteville, Arkansas 72701
Gentlemen:
December 7, 1972
1. We understand that you contemplate the issuance of $3,520,000
Waterworks and Sewer Revenue Bonds and refunding $882,000 of your
Waterworks and Sewer Revenue Bonds, and that in connection with the
authorization, issuance, sale and delivery of such bonds you desire
this proposal from us to perform professional services in the capacity
of Financial.Advisors for your City.
2. By this proposal we offer our professional services and our
facilities as Financial Advisors and agree to perform the following
duties normally performed by such advisors, and to perform such other
duties, as in our judgment, may be necessary or advisable:
a. To make a study of the operating results of your Waterworks
and Sewer System and, after taking into account any outstanding obliga-
tions which are payable from the net.revenues thereof and additional
net revenues projected, to devise and recommend for your approval a
plan of financing to cover the proposed bonds. Such plan shall include
a maturitv.schedule and other terms and conditions, such..asiontions of
prior payment, retention of the right to issue additional bonds and
the like, as will, in our opinion, result in the issuance of the bonds
under terms and conditions most advantageous to your City consistent
with a minimum effective interest rate.
b. We understand that you have retained or expect to retain Smith,
Williams, Friday, Eldredge $ Clark, a firm of recognized municipal bond
attorneys, who will prepare the proceedings and advise. the steps neces-
sary to be taken, the legal issuance of the bonds and the final delivery
of the bonds and who will issue an opinion approving the legality of the
bonds. All financial services rendered pursuant to this contract will -
be performed in such manner, and will include assembling and accumulating
such financial facts, information and data, as will be necessary or
appropriate to obtain the unqualified approving legal opinion of said
attorneys. The fee of said attorneys will be paid by us.
c. To advise you of current bond market conditions, forthcoming
bond issues and other general information and economic data which might
normally be expected to influence interest rates or bidding conditions so
that the date for the sale of the bonds can be set at a time which, in
our opinion, will be favorable.
d. To compile from your official records for submission to and
approval by your governing body an official statement or prospectus, if
required by you, containing official data and other information of the
nature and to the extent ordinarily required in bidding on bonds of this
type, all of which we are to furnish in a sufficient number of copies
to permit mailing to prospective bidders, a list of which we agree to
provide. In addition we agree to 'furnish 200 copies of said official
statement or prospectus for your use, which we understand may include
mailing to prospective bidders not listed by us.
e. To attend to and pay for the printing of bonds.
f. To pay Trustees fees in connection with the issuance and
delivery of the bonds.
g. To submit all financial information to Bond Rating Agencies,
to maintain or improve present ratings. The cost of such ratings will
be paid by us.
3. We agree to direct and coordinate the entire program of finan-
cing herein contemplated and to assume and pay the expenses above
enumerated. It is specifically understood and agre ed,however, that this
obligation on our part shall not cover publication costs, or the expenses
of any litigation.
4. As consideration for the services rendered by us and as reim-
bursement for the expenses which we are to incur, it is understood and
agreed that your City is to pay and we are to accept a cash fee to be
computed as follows:
$ 3.746 per $1,000 par value
Such fee shall
become due and
payable
simultaneously with the delivery
of the bonds to
the purchaser.
5. It is further understood and agreed that we may not submit a
bid for the bonds either directly or indirectly when offered for sale.
6. This agreement shall be terminated by the delivery to the pur-
chaser of the bonds covered hereby, or by the elapse of six (6) morths
from date of your acceptance hereof, which ever shall first occur;
however, if the bonds have not been so delivered within the period
specified, this agreement may be extended by mutual consent.
7. This proposal is submitted in duplicate originals. When
accepted by you it will constitute the entire agreement between your
City and the undersigned for the purpose and considerations herein
specified. Your acceptance will be indicated by the signature of your
Mayor, attested by your City Clerk, on both copies and returning one
executed copy to us.
Respectfully submitted,
FIRST SOUTHWEST COMPANY
(Name of Firm)
ACCEPTANCE
Accepted pursuant to Resolution number adopted by the
Board of Directors of the City of Fayetteville, Arkansas
on this
the 14,T, day of _ ro�,v„�y�) �9 II
Attest: