HomeMy WebLinkAbout2009-07-10 MinutesMinutes of the June 10, 2009 Audit Committee Meeting
The following audit committee members were present:
Tony Uth, Jr.
Judy Jacobs
Absent were:
Alan Bryant
Bobby Ferrell, Alderman
The following City staff were present:
Paul Becker, Finance and Internal Services Director
Marsha Hertweck, Accounting Director
Vicki Deaton, Internal Auditor
The following BKD staff were present:
David Coleman, Audit Manager
Joel Haaser, Audit Supervisor
1) The minutes from the March 4, 2009 Audit Committee Meeting were approved by the
audit committee members present.
2) A draft of the City's Comprehensive Annual Financial Report (CAFR) was given to
all present. David discussed the 4 opinions that the auditors will give on the CAFR.
The first — or prime opinion — issued is the Independent Accountant's Report on Financial
Statements and Supplementary Information. It is based on the auditor's assessment of the
fairness of the financial statements. The opinion issued will be unqualified — a clean
opinion.
The second opinion issued is the GAGAS opinion - Independent Accountant's Report on
Compliance and Internal Control Over Financial Reporting Based on an Audit of the
Financial Statements in Accordance With Government Auditing Standards. The opinion
issued will be unqualified. No GAGAS findings will be reported in the CAFR.
The third opinion issued is the A-133 Single Audit opinion - Independent Accountant's
Report on Compliance and Internal Control Over Compliance with Requirements
Applicable to Major Federal Awards Programs. The major program tested for 2008 was
the Community Development Block Grant (CDBG) program. No findings will be
reported in the CAFR.
The fourth opinion issued is the attestation opinion — Independent Accountant's Report
on Compliance with Certain State Acts. There was one issue discovered with the
reconciliation of police tickets at the court, but David does not believe it will meet the
conditions that would require it to be reported in the CAFR. They are looking into this
further.
David went through the information contained in the CAFR to highlight certain items.
He called attention to the Management's Discussion and Analysis (MD&A). This is the
City's overview to the financial statements. He briefly explained the Government -wide
Financial Statements and the basis of accounting on which they are prepared. He also
explained that these statements include the City's two component units — the Public
Library and the Advertising and Promotion Commission. David mentioned that BKD
audits the Public Library's financial statements, so the opinion issued will cover those
statements too. The Advertising and Promotion Commission is not currently audited
separately.
David described the next statements in the CAFR, which are the Fund Financial
Statements. The fund statements tell how the City budgets and gives current financial
information. David told the committee that some funds are considered major and some
are not. There is a calculation that determines this classification. Financial information
is presented separately for major funds in this section of the CAFR. David also described
the differences in reporting between governmental funds and proprietary funds.
Tony asked questions about the capital contribution of wastewater assets to the water and
sewer fund during 2008. Marsha described how this was recorded in the financial
statements and how these assets will be depreciated in the future.
The final fund statements presented in the CAFR are for the Fiduciary Funds. This is the
old fire and police pension plans — Policemen's Pension and Relief Fund and Firemen's
Pension and Relief Fund. There is currently a $9.3 M actuarial liability associated with
these funds. The plans are funded by a portion of a statewide 2.5% tax on insurance
premiums of out-of-state insurance companies and a 0.8 .mill property tax levy. City
officials take the legal position that the pension liability is not the responsibility of the
City. There will be a note disclosure in the CAFR explaining the City's position.
David called attention to the Other Post Employment Benefit (OPEB) note disclosure
which relates to retiree health insurance benefits. Retirees pay the entire cost of monthly
health insurance premiums at the same rate as active employees and receive a benefit
from the blended premium rate from all of the employees participating in the City's
health insurance plan. The City funds the plan on a pay-as-you-go financing method.
There is currently a $2.7 M actuarial liability associated with the provision of this benefit.
David also mentioned the contingent liabilities and subsequent events in the Notes to the
Basic Financial Statements.
Tony asked about BKD's letter for the Mayor, Council, and Audit Committee that will be
included with the audit report. David said that the letter is not complete, but he thinks
there will only be a couple of comments related to the unfunded pension obligations and
separating the ordering and receiving functions for supplies. He reported that there were
a few passed adjustments but no adjustments that were material.
David reported to the committee that the City's accounting staff was very helpful and
worked well with the auditors. There were few changes that needed to be made to the
CAFR. The audit work went smoothly and BKD expects to issue their opinions next
week. Tony Uth, the chair of the audit committee, will present the CAFR to the City
Council at an agenda session after completion of the report. David said that he would
attend also.