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HomeMy WebLinkAboutOrdinance 5277 ORDINANCE NO. 5277
AN ORDINANCE AUTHORIZING THE ISSUANCE AND SALE OF THE
CITY'S SALES AND USE TAX CAPITAL IMPROVEMENT BONDS,
SERIES 2009, FOR THE PURPOSE OF FINANCING A PORTION OF
THE COSTS OF CERTAIN STREET AND TRAIL SYSTEM
IMPROVEMENTS; AUTHORIZING THE EXECUTION AND DELIVERY
OF A SECOND SUPPLEMENTAL TRUST INDENTURE PURSUANT TO
WHICH THE BONDS WILL BE ISSUED AND SECURED;
AUTHORIZING THE EXECUTION AND DELIVERY OF AN OFFICIAL
STATEMENT PURSUANT TO WHICH THE BONDS WILL BE
OFFERED; AUTHORIZING THE EXECUTION AND DELIVERY OF A
BOND PURCHASE AGREEMENT PROVIDING FOR THE SALE OF
THE BONDS; AUTHORIZING THE EXECUTION AND DELIVERY OF A
CONTINUING DISCLOSURE AGREEMENT; AND PRESCRIBING
OTHER MATTERS RELATING THERETO
WHEREAS, the City Council of the City of Fayetteville, Arkansas (the "City") has
previously determined that there is a great need for a source of revenue to finance the costs of
various street and trail system improvements within the City (the "2009 Project"); and
WHEREAS, the City is authorized and empowered under the provisions of the
Constitution and laws of the State of Arkansas, including particularly Amendment 62 to the
Constitution of the State of Arkansas ("Amendment 62") and Arkansas Code Annotated ( 1998
Repl. & 2005 Supp.) Sections 14- 164-301 et seg. (as from time to time amended, the "Local
Government Bond Act"), to issue and sell its capital improvement bonds to finance the costs of
various capital improvements such as those comprising the 2009 Project, which capital
improvement bonds may be secured by and payable from the receipts of the special city-wide
sales and use tax authorized by the Local Government Bond Act; and
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Ordinance No. 5277
WHEREAS, pursuant to the provisions of Ordinance No. 4891 of the City, adopted and
approved on June 20, 2006 (the "Election Ordinance"), there was submitted to the qualified
electors of the City four questions regarding the issuance of an aggregate of not to exceed
$ 1 10,000,000 in principal amount of capital improvement bonds pursuant to Amendment 62 and
the Local Government Bond Act to finance the capital improvements described in the Election
Ordinance, said bonds to be secured by a pledge of and lien upon (i) all of the receipts of a
special city-wide sales and use tax levied at the rate of one-quarter of one percent (0.25%)
pursuant to the Local Government Bond Act (the "0.25% Sales and Use Tax") and (ii) all of the
receipts of a special city-wide sales and use tax levied at the rate of three-quarters of one percent
(0.75%) pursuant to the Local Government Bond Act (the "0.75% Sales and Use Tax"); and
WHEREAS, at a special election held September 12, 2006, a majority of the qualified
electors of the City voting on the questions approved the issuance of capital improvement bonds
in the principal amounts and for each of the specific purposes set forth on the ballot (and the
corresponding levy of the 0.25% Sales and Use Tax and the 0.75% Sales and Use Tax, and the
pledge of the receipts thereof to the payment of the capital improvement bonds); and
WHEREAS, as authorized under the provisions of Amendment 62 and the Local
Government Bond Act and as approved by the qualified electors of the City, the City has now
determined to issue and sell its Sales and Use Tax Capital Improvement Bonds, Series 2009, in
the aggregate principal amount of not to exceed $ 11 ,250,000 (the "Bonds"), in order to provide
for the funding of the 2009 Project; and
WHEREAS, as authorized by the provisions of the Election Ordinance, the City has
previously made arrangements for the sale of the Bonds to Stephens Inc., Fayetteville, Arkansas
(the "Underwriter"), pursuant to the terns of a Bond Purchase Agreement between the City and
the Underwriter (the "Bond Purchase Agreement") in substantially the form presented to and
before this meeting;
NOW, THEREFORE BE IT ORDAINED BY THE CITY COUNCIL OF THE
CITY OF FAYETTEVILLE, ARKANSAS:
Section 1 . Under the authority of the Constitution and laws of the State of Arkansas,
including particularly Amendment 62 to the Constitution of the State of Arkansas and the Local
Government Bond Act, there is hereby authorized the issuance of bonds of the City to be
designated as "Sales and Use Tax Capital Improvement Bonds, Series 2009" (the `Bonds"). The
Bonds shall be issued in the original aggregate principal amount of not to exceed Eleven Million
Two Hundred Fifty Thousand Dollars ($ 11 ,250,000) and shall mature not later than November 1 ,
2023, in the principal amounts and bearing interest at the rates specified in the Bond Purchase
Agreement. $9,950,000 aggregate principal amount of the Bonds hereby authorized shall be
deemed to apply to the Street Project described in Question 3 of the ballot and $ 1 ,300,000
aggregate principal amount of the Bonds hereby authorized shall be deemed to apply to the Trail
Project described in Question 4 of the ballot.
Page 3
Ordinance No. 5277
The average yield on the Bonds as a whole shall not exceed 4.75% per annum, and the
yield on no single Bond shall exceed 5 .25%. The proceeds of the Bonds will be utilized to
finance the costs of the 2009 Project, to establish a debt service reserve for the Bonds or to
purchase a surety bond for reserve purposes, to pay a premium for bond insurance, if deemed
economically beneficial, and to pay printing, underwriting, legal and other expenses incidental to
the issuance of the Bonds. The Bonds shall be issued in the forms and denominations, shall be
dated, shall be numbered, shall mature, shall be subject to redemption prior to maturity, and shall
contain such other terms, covenants and conditions, all as set forth in the Second Supplemental
Trust Indenture submitted to this meeting.
The Mayor is hereby authorized and directed to execute and deliver the Bonds in one or
more series, each series to be in substantially the form thereof contained in the Second
Supplemental Trust Indenture submitted to this meeting, and the City Clerk is hereby authorized
and directed to execute and deliver the Bonds and to affix the seal of the City thereto, and the
Mayor and City Clerk are hereby authorized and directed to cause the Bonds to be accepted and
authenticated by the Trustee. The Mayor is hereby authorized to confer with the Trustee, the
Underwriter and Kutak Rock LLP, Little Rock, Arkansas ("Bond Counsel"), in order to complete
the Bonds in substantially the form contained in the Second Supplemental Trust Indenture
submitted to this meeting, with such changes as shall be approved by such persons executing the
Bonds, their execution to constitute conclusive evidence of such approval .
Section 2. In order to pay the principal of and interest on the Bonds as they mature or
are called for redemption prior to maturity, there is hereby pledged all of the receipts of the
0.25% Sales and Use Tax and the 0.75% Sales and Use Tax levied by the Election Ordinance.
Such pledge securing the Bonds shall be made on a parity basis with the existing pledge of such
receipts in favor of the City's $50,000,000 Sales and Use Tax Capital Improvement Bonds,
Series 2006A (the "Series 2006A Bonds"), and the City's $ 14,340,000 Sales and Use Tax
Capital Improvement Bonds, Series 2007 (the "Series 2007 Bonds"). The levy and collection of
the 0.25% Sales and Use Tax and the 0.75% Sales and Use Tax shall commence on the dates
provided in the Local Government Bond Act and shall continue until such time as the Series
2006A Bonds, the Series 2007 Bonds and the Bonds are no longer outstanding or sufficient funds
are on deposit with the Trustee to redeem the Series 2006A Bonds, the Series 2007 Bonds and
the Bonds in full. The City covenants and agrees that all receipts from the 0.25% Sales and Use
Tax and the 0.75% Sales and Use Tax will be accounted for separately as special funds on the
books of the City, and receipts of said 0.25% Sales and Use Tax and 0.75% Sales and Use Tax
will be deposited and will be used solely as provided in the Trust Indenture (as defined below).
Section 3. To prescribe the terms and conditions upon which the Bonds are to be
executed, authenticated, issued, accepted, held and secured, the Mayor is hereby authorized and
directed to execute and acknowledge a Second Supplemental Trust Indenture (the "Trust
Indenture"), by and between the City and Simmons First Trust Company, N.A., Pine Bluff,
Arkansas (the "Trustee"), and the City Clerk is hereby authorized and directed to execute and
acknowledge the Second Supplemental Trust Indenture and to affix the seal of the City thereto,
3
Page 4
Ordinance No. 5277
and . the Mayor and the City Clerk are hereby authorized and directed to cause the Second
Supplemental Trust Indenture to be accepted, executed and acknowledged by the Trustee. The
Second Supplemental Trust Indenture supplements and amends a Trust Indenture dated as of
November 1 , 2006, as previously amended by a First Supplemental Trust Indenture dated as of
October 1 , 2007, each by and between the City and the Trustee (the "Original Indenture," and
collectively with the Second Supplemental Trust Indenture, the "Trust Indenture"). The Second
Supplemental Trust Indenture is hereby approved in substantially the form submitted to this
meeting, including, without limitation, the provisions thereof pertaining to the pledge of 0.25%
Sales and Use Tax receipts and 0.75% Sales and Use Tax receipts and the terms of the Bonds.
The Mayor is hereby authorized to confer with the Trustee, the Underwriter and Bond Counsel in
order to complete the Second Supplemental Trust Indenture in substantially the form submitted
to this meeting, with such changes as shall be approved by such persons executing the Second
Supplemental Trust Indenture, their execution to constitute conclusive evidence of such
approval.
(Advice is given that a copy of the Second Supplemental Trust Indenture in substantially
the form authorized to be executed is on file with the City Clerk and is available for inspection
by any interested person.)
Section 4. There is hereby authorized and approved a Preliminary Official Statement
of the City, including the cover page and appendices attached thereto, relating to the Bonds. The
Preliminary Official Statement is hereby "deemed final" by the City within the meaning of U.S.
Securities and Exchange Commission Rule 15c2- 12. The distribution of the Preliminary Official
Statement is hereby approved. The Preliminary Official Statement, as amended to conform to
the terms of the Bond Purchase Agreement, including Exhibit A thereto, and with such other
changes and amendments as are mutually agreed to by the City and the Underwriter, is herein
referred to as the "Official Statement," and the Mayor is hereby authorized to execute the
Official Statement for and on behalf of the City. The Official Statement is hereby approved in
substantially the form of the Preliminary Official Statement submitted to this meeting, and the
Mayor is hereby authorized to confer with the Trustee, the Underwriter and Bond Counsel in
order to complete the Official Statement in substantially the form of the Preliminary Official
Statement submitted to this meeting, with such changes as shall be approved by such persons, the
Mayor' s execution to constitute conclusive evidence of such approval.
(Advice is given that a copy of the Preliminary Official Statement is on file with the City
Clerk and is available for inspection by any interested person.)
Section 5. In order to prescribe the terms and conditions upon which the Bonds are to
be sold to the Underwriter, the Mayor is hereby authorized and directed to execute a Bond
Purchase Agreement on behalf of the City, to be dated as of the date of its execution (the "Bond
Purchase Agreement"), by and between the City and the Underwriter, and the Bond Purchase
Agreement is hereby approved in substantially the form submitted to this meeting, and the
Mayor is hereby authorized to confer with the Underwriter and Bond Counsel in order to
4
Page 5
Ordinance No. 5277
complete the Bond Purchase Agreement in substantially the form submitted to this meeting, with
such changes as shall be approved by such persons executing the Bond Purchase Agreement,
their execution to constitute conclusive evidence of such approval.
(Advice is given that a copy of the Bond Purchase Agreement in substantially the form
authorized to be executed is on file with the City Clerk and is available for inspection by any
interested person.)
Section 6. In order to provide for continuing disclosure of certain financial and
operating information with respect to the 0.25% Sales and Use Tax, the 0.75% Sales and Use
Tax and the City in compliance with the provisions of Rule 15c2- 12 of the U. S. Securities and
Exchange Commission, the Mayor is hereby authorized and directed to execute a Continuing
Disclosure Agreement to be dated as of the date of its execution (the "Continuing Disclosure
Agreement"), by and between the City and the Trustee, and the Mayor is hereby authorized and
directed to cause the Continuing Disclosure Agreement to be executed by the Trustee. The
Continuing Disclosure Agreement is hereby approved in substantially the form submitted to this
meeting, and the Mayor is hereby authorized to confer with the Trustee; the Underwriter and
Bond Counsel in order to complete the Continuing Disclosure Agreement in substantially the
form submitted to this meeting, with such changes as shall be approved by such persons
executing the Continuing Disclosure Agreement, their execution to constitute conclusive
evidence of such approval .
(Advice is given that a copy of the Continuing Disclosure Agreement in substantially the
form authorized to be executed is on file with the City Clerk and is available for inspection by
any interested person.)
Section 7. In order to secure lower interest rates on the Bonds, the Underwriter has
proposed that the City consider the purchase of a policy of bond insurance with a portion of the
proceeds of the Bonds, which policy would guarantee the payment of the principal of and interest
on the Bonds when due. If deemed economically advantageous by the Mayor, upon the advice
of the Underwriter, the Mayor is hereby authorized to execute an insurance commitment and to
do any and all things necessary to accomplish the delivery of a bond insurance policy with
respect to the Bonds.
Section 8. The Mayor and City Clerk, for and on behalf of the City, are hereby
authorized and directed to do any and all things necessary to effect the issuance, sale, execution
and delivery of the Bonds and to effect the execution and delivery of the Second Supplemental
Trust Indenture, the Bond Purchase Agreement, the Official Statement, the Continuing
Disclosure Agreement and a Tax Regulatory Agreement relating to the tax exemption of interest
on the Bonds, and to perform all of the obligations of the City under and pursuant thereto. The
Mayor and the City Clerk are further authorized and directed, for and on behalf of the City, to
execute all papers, documents, certificates and other instruments that may be required for the
carrying out of such authority or to evidence the exercise thereof.
5
Page 6
Ordinance No. 5277
Section 9. As previously provided in the Election Ordinance, Kutak Rock LLP, Little
Rock, Arkansas, is hereby confirmed as Bond Counsel on behalf of the City in connection with
the issuance and sale of the Bonds.
Section 10. The Bonds are hereby designated as "qualified tax-exempt obligations"
within the meaning of Section 265(b)(3) of the Internal Revenue Code of 1986, as amended (the
"Code"). The City hereby represents and covenants that the aggregate principal amount of its
tax-exempt obligations (excluding "private activity bonds" within the meaning of Section 141 of
the Code), including those of its subordinate entities, issued in calendar year 2009 will not
exceed $30,000,000.
Section 11 . The provisions of this Ordinance are hereby declared to be severable, and
if any section, phrase or provision shall for any reason be declared to be illegal or invalid, such
declaration shall not affect the validity of the remainder of the sections, phrases or provisions of
this Ordinance.
Section 12. All ordinances, resolutions and parts thereof in conflict herewith are
hereby repealed to the extent of such conflict.
PASSED and APPROVED this 6'h day of October, 2009.
APPROVED: ATTEST:
By. By: AAIW� CA
1 NELD J AN, Mayor SONDRA E. SMITH, City Clerk/Treasurer
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City of Fayetteville Staff Review Form j,
City Council Agenda Items
and
Contracts, Leases or Agreements
OctoberY2009
City Council Meeting Date
Agenda Items Only
Paul A. Becker Finance Director Finance & Internal Services
Submitted By Division Department
Action Required:
This is a request for approval of a bond ordinance to issue sales tax bonds in an amount not to exceed
$11 ,250,000.$9,950,000 of these bonds would be for the Street Project and $1 ,300,000 would be for the Trails
Project.These bonds were authorized pursuant to Ordinance No. 4891 adopted on June 20,2006 which was approved
by the voters at a special election held on September 12,2006.
N/A $
Cost of this request Category / Project Budget Program Category / Project Name
Account Number Funds Used to Date Program / Project Category Name
Project Number Remaining Balance Fund Name
Budgeted Item = Budget Adjustment Attached
kP,,,,J Q 1I - zmq Previous Ordinance or Resolution #
Depart t Director Date
Original Contrail Date:
Original Contract Number:
City Attorney Date
Finance and Internal Services Director Date Received in City t1111,1013Clerk's Office
I/L Ay�
9-/9 09
C f f St ff Date EN EREO
Received in
LZ Mayor's Office Y�D
M yor Date
Comments:
Revised January 15, 2009
TayeTLeville
ARKANSAS
THE CITY OFFAYE7TEVILLE, ARKANSAS
DEPARTMENTAL CORRESPONDENCE
To: Mayor Lioneld Jordan and Fayetteville City Council
From: Paul Becker, Finance Director
Date: September 17, 2009
Subject: Issuance of Sales Tax Bonds in the amount of $11 ,250,000
Recommendation
Staff recommends approval of an ordinance requesting the council to approve the issuance of
$ 11 ,250,000 worth of sales tax bonds for the Street and Trails Programs.
Discussion
On September 12, 2006 the voters of Fayetteville approved the issuance of $ 110,000,000 worth of
sales tax bonds for the following projects:
WSIP - $4290003000
Street Project- $65,900,000
Trails Project- $2, 100,000
Subsequent to that referendum the City issued sales tax bonds in 2006 and 2007 as follows:
WSIP- $39,3401000
Street Project-$24,200,000
Trails Project-$ 800,000
This bond issue, if approved, will provide $9,950,000 for the continuation of the Street Bond Project
and $ 1 ,300,000 for the Trails Bond Project. This will leave a balance of $31 ,750,000, to be issued
(when capacity allows) for the completion of the Street Bond Project.
Budget
The approval of this ordinance will provide funds for continued work on the Bond Street Project
and complete the funding on the Bond Trail Program.
FAYETTEVIL4,E
THE CITY OF FAYETTEVILLE, ARKANSAS
KIT WILLIAMS. CITY ATTORNEY
DAVID WHITAKER, ASST. CITY ATTORNEY
DEPARTMENTAL CORRESPONDENCE LEGAL DEPARTMENT
TO: Lioneld Jordan, Mayor
City Council
Don Marr, Chief of Staff
Paul Becker, Finance Director
FROM: Kit Williams, City Attorney
DATE: September 18, 2009
RE: 2009 Sales and Use Tax Bond Ordinance
The attached Bond Ordinance was prepared by Gordon Wilbourn of Kutak Rock,
LLP with advice and comments from City Staff and Dennis Hunt of Stephens, Inc. Although
the City had some problems with bond ordinances in the 1980 ' s and 90' s (which cost our
citizen' s millions of dollars in attorney' s fees), we have avoided all such problems in this
decade with our new team of Gordon and Dennis carefully advising City Staff.
The creation of the Bond Ordinance and all of its necessary supporting documents:
Trust Indentures, Preliminary and Final Official Statements, Bond Purchase Agreement,
Continuing Disclosure Agreement, Tax Regulatory Agreement, and Opinions letters from
Kutak Rock and me is a months long process of drafting, reviews and modifications.
Attached is the Schedule of Events Stephen' s, Inc. prepared for this bond issuance which
shows all the meetings and work necessary to get this ordinance to you,
Stephen' s Inc. has estimated that these bonds will generate $ 11 .25 million with
almost $ 11 million net deposited into the City's construction fund. Costs of issuance will be
about $ 190,000 (which is less than 1 .7% of the amount obtained). Attached is a document
prepared by Stephens, Inc. showing all uses of the funds generated by sale of the bonds.
It is estimated that these bonds will be paid off on November 1 , 2021 with a total
accrued interest cost of $3 ,773,210. Thus, about three out of every four sales tax dollars
collected and paid on these bonds will be used to pay off the principal while only one is
necessary to pay interest on the bonds over the twelve year pay off period. This excellent
cost ratio is possible because these tax exempt bonds can probably be sold in the 3 .6% range
and the twelve year pay off period prevents the much higher interest costs of a 20 or 30 year
note. This low payoff is possible even though no principal payments on these bonds are to
be made until November 1 , 2015 (after an earlier bond issuance is paid off).
ORDINANCE NO,
AN ORDINANCE AUTHORIZING THE ISSUANCE AND SALE OF THE
CITY' S SALES AND USE TAX CAPITAL IMPROVEMENT BONDS, SERIES
20093 FOR THE PURPOSE OF FINANCING A PORTION OF THE COSTS OF
CERTAIN STREET AND TRAIL SYSTEM IMPROVEMENTS;
AUTHORIZING THE EXECUTION AND DELIVERY OF A SECOND
SUPPLEMENTAL TRUST INDENTURE PURSUANT TO WHICH THE
BONDS WILL BE ISSUED AND SECURED; AUTHORIZING THE
EXECUTION AND DELIVERY OF AN OFFICIAL STATEMENT
PURSUANT TO WHICH THE BONDS WILL BE OFFERED; AUTHORIZING
THE EXECUTION AND DELIVERY OF A BOND PURCHASE
AGREEMENT PROVIDING FOR THE SALE OF THE BONDS;
AUTHORIZING THE EXECUTION AND DELIVERY OF A CONTINUING
DISCLOSURE AGREEMENT; AND PRESCRIBING OTHER MATTERS
RELATING THERETO
WHEREAS, the City Council of the City of Fayetteville, Arkansas (the "City") has
previously determined that there is a great need for a source of revenue to finance the costs of
various street and trail system improvements within the City (the "2009 Project"); and
WHEREAS, the City is authorized and empowered under the provisions of the
Constitution and laws of the State of Arkansas, including particularly Amendment 62 to the
Constitution of the State of Arkansas ("Amendment 62") and Arkansas Code Annotated ( 1998
Repl. & 2005 Supp.) Sections 14- 164-301 et seg. (as from time to time amended, the "Local
Government Bond Act"), to issue and sell its capital improvement bonds to finance the costs of
various capital improvements such as those comprising the 2009 Project, which capital
improvement bonds may be secured by and payable from the receipts of the special city-wide
sales and use tax authorized by the Local Government Bond Act; and
WHEREAS, pursuant to the provisions of Ordinance No. 4891 of the City, adopted and
approved on June 20, 2006 (the "Election Ordinance"), there was submitted to the qualified
electors of the City four questions regarding the issuance of an aggregate of not to exceed
$ 110,000,000 in principal amount of capital improvement bonds pursuant to Amendment 62 and
the Local Government Bond Act to finance the capital improvements described in the Election
Ordinance, said bonds to be secured by a pledge of and lien upon (i) all of the receipts of a
special city-wide sales and use tax levied at the rate of one-quarter of one percent (0.25%)
pursuant to the Local Government Bond Act (the "0.25% Sales and Use Tax") and (ii) all of the
receipts of a special city-wide sales and use tax levied at the rate of three-quarters of one percent
(0.75%) pursuant to the Local Government Bond Act (the "0. 75% Sales and Use Tax"); and
WHEREAS, at a special election held September 12, 2006, a majority of the qualified
electors of the City voting on the questions approved the issuance of capital improvement bonds
in the principal amounts and for each of the specific purposes set forth on the ballot (and the
corresponding levy of the 0.25% Sales and Use Tax and the 0.75% Sales and Use Tax, and the
pledge of the receipts thereof to the payment of the capital improvement bonds); and
WHEREAS, as authorized under the provisions of Amendment 62 and the Local
Government Bond Act and as approved by the qualified electors of the City, the City has now
determined to issue and sell its Sales and Use Tax Capital Improvement Bonds, Series 2009, in
the aggregate principal amount of not to exceed $ 11 ,250,000 (the "Bonds"), in order to provide
for the funding of the 2009 Project; and
WHEREAS, as authorized by the provisions of the Election Ordinance, the City has
previously made arrangements for the sale of the Bonds to Stephens Inc., Fayetteville, Arkansas
(the "Underwriter"), pursuant to the terms of a Bond Purchase Agreement between the City and
the Underwriter (the "Bond Purchase Agreement") in substantially the form presented to and
before this meeting;
NOW, THEREFORE BE IT ORDAINED BY THE CITY COUNCIL OF THE
CITY OF FAYETTEVILLE, ARKANSAS:
Section 1 . Under the authority of the Constitution and laws of the State of Arkansas,
including particularly Amendment 62 to the Constitution of the State of Arkansas and the Local
Government Bond Act, there is hereby authorized the issuance of bonds of the City to be
designated as "Sales and Use Tax Capital Improvement Bonds, Series 2009" (the `Bonds"). The
Bonds shall be issued in the original aggregate principal amount of not to exceed Eleven Million
Two Hundred Fifty Thousand Dollars ($ 11 ,250,000) and shall mature not later than November 1 ,
2023, in the principal amounts and bearing interest at the rates specified in the Bond Purchase
Agreement. $9,950,000 aggregate principal amount of the Bonds hereby authorized shall be
deemed to apply to the Street Project described in Question 3 of the ballot and $ 1 ,300,000
aggregate principal amount of the Bonds hereby authorized shall be deemed to apply to the Trail
Project described in Question 4 of the ballot.
0 0
The average yield on the Bonds as a whole shall not exceed 4.75% per annum, and the
yield on no single Bond shall exceed 5.25%. The proceeds of the Bonds will be utilized to
finance the costs of the 2009 Project, to establish a debt service reserve for the Bonds or to
purchase a surety bond for reserve purposes, to pay a premium for bond insurance, if deemed
economically beneficial, and to pay printing, underwriting, legal and other expenses incidental to
the issuance of the Bonds. The Bonds shall be issued in the forms and denominations, shall be
dated, shall be numbered, shall mature, shall be subject to redemption prior to maturity, and shall
contain such other terms, covenants and conditions, all as set forth in the Second Supplemental
Trust Indenture submitted to this meeting.
The Mayor is hereby authorized and directed to execute and deliver the Bonds in one or
more series, each series to be in substantially the form thereof contained in the Second
Supplemental Trust Indenture submitted to this meeting, and the City Clerk is hereby authorized
and directed to execute and deliver the Bonds and to affix the seal of the City thereto, and the
Mayor and City Clerk are hereby authorized and directed to cause the Bonds to be accepted and
authenticated by the Trustee. The Mayor is hereby authorized to confer with the Trustee, the
Underwriter and Kutak Rock LLP, Little Rock, Arkansas ("Bond Counsel"), in order to complete
the Bonds in substantially the form contained in the Second Supplemental Trust Indenture
submitted to this meeting, with such changes as shall be approved by such persons executing the
Bonds, their execution to constitute conclusive evidence of such approval.
Section 2. In order to pay the principal of and interest on the Bonds as they mature or
are called for redemption prior to maturity, there is hereby pledged all of the receipts of the
0.25% Sales and Use Tax and the 0.75% Sales and Use Tax levied by the Election Ordinance.
Such pledge securing the Bonds shall be made on a parity basis with the existing pledge of such
receipts in favor of the City's $50,000,000 Sales and Use Tax Capital Improvement Bonds,
Series 2006A (the "Series 2006A Bonds"), and the City's $ 14,340,000 Sales and Use Tax
Capital Improvement Bonds, Series 2007 (the "Series 2007 Bonds"). The levy and collection of
the 0.25% Sales and Use Tax and the 0.75% Sales and Use Tax shall commence on the dates
provided in the Local Government Bond Act and shall continue until such time as the Series
2006A Bonds, the Series 2007 Bonds and the Bonds are no longer outstanding or sufficient funds
are on deposit with the Trustee to redeem the Series 2006A Bonds, the Series 2007 Bonds and
the Bonds in full. The City covenants and agrees that all receipts from the 0.25% Sales and Use
Tax and the 0.75% Sales and Use Tax will be accounted for separately as special funds on the
books of the City, and receipts of said 0.25% Sales and Use Tax and 0.75% Sales and Use Tax
will be deposited and will be used solely as provided in the Trust Indenture (as defined below).
Section 3 . To prescribe the terms and conditions upon which the Bonds are to be
executed, authenticated, issued, accepted, held and secured, the Mayor is hereby authorized and
directed to execute and acknowledge a Second Supplemental Trust Indenture (the "Trust
Indenture"), by and between the City and Simmons First Trust Company, N.A., Pine Bluff,
Arkansas (the "Trustee"), and the City Clerk is hereby authorized and directed to execute and
acknowledge the Second Supplemental Trust Indenture and to affix the seal of the City thereto,
and the Mayor and the City Clerk are hereby authorized and directed to cause the Second
Supplemental Trust Indenture to be accepted, executed and acknowledged by the Trustee. The
Second Supplemental Trust Indenture supplements and amends a Trust Indenture dated as of
3