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HomeMy WebLinkAboutOrdinance 4276 ORDINANCE NO. 4276
AN ORDINANCE PROVIDING FOR THE ISSUANCE OF
$ 10,000,000 PRINCIPAL AMOUNT OF WATER AND SEWER
SYSTEM REVENUE BONDS, SERIES 2000; AUTHORIZING
THE EXECUTION AND DELIVERY OF A TRUST INDENTURE,
AN UNDERWRITING AGREEMENT, A REMARKETING
AGREEMENT, A STANDBY BOND PURCHASE AGREEMENT,
AND A TAX COMPLIANCE AGREEMENT IN CONNECTION
THEREWITH; APPROVING AN OFFICIAL STATEMENT IN
CONNECTION WITH THE OFFER AND SALE OF THE BONDS;
PROVIDING FOR CERTAIN OTHER MATTERS RELATING
THERETO; AND DECLARING AN EMERGENCY.
WHEREAS, the City of Fayetteville, Arkansas (the "City"), a city of the first class, owns
and operates a public water and sewer utility system (which system, together with all capital
improvements thereto, is herein collectively called the "System"); and
WHEREAS, the City is authorized under the Constitution and laws of the State of Arkansas
(the "State"), particularly Amendment 65 and Arkansas Code Annotated § § 14-234-201 et seq. ;
Arkansas Code Annotated §§ 14-235-201 et seq.; Arkansas Code Annotated §§ 14- 164-401 et seq. ;
and Arkansas Code Annotated §§ 19-9-601 et seq. (collectively, the "Authorizing Legislation"), to
acquire, construct, equip, improve, maintain, operate and repair the System and to issue its revenue
bonds to finance and refinance capital improvements to the System; and
WHEREAS, the City has previously issued its $5,500,000 Water and Sewer System
Revenue Bonds, Series 1994 (the "Series 1994 Bonds"), pursuant to the Authorizing Legislation and
Ordinance No. 3829 of the City, adopted September 20, 1994; and
WHEREAS, the City has previously issued its $8,365,000 Water and Sewer System
Refunding Revenue Bonds, Series 1999 (the "Series 1999 Bonds"), pursuant to the Authorizing
Legislation and Ordinance No. 4159 of the City, adopted April 20, 1999; and
WHEREAS, in order to finance and reimburse the City for the costs of System wastewater
treatment improvements (the "Project"), the City Council has determined that it is in the best
interests of the City and its citizens that the City authorize and issue its Water and Sewer System
Revenue' Bonds, Series 2000 (the "Series 2000 Bonds"), in the aggregate principal amount of
$ 10,000,000 and with such terms as further described in Section 1 of this Ordinance, to provide
funds, together with other available funds, to accomplish the Project and to pay certain expenses
incidental to the issuance thereof; and
WHEREAS, an open public hearing on the question of the issuance of the Series 2000
Bonds has been held before the City Council of the City on October 17, 2000, following publication
of notice thereof in the Northwest Arkansas Times on October 6, 2000; and
Page 2
Ordinance No. 4276
WHEREAS, the Series 2000 Bonds will be issued pursuant to the terms and provisions of
a Trust Indenture dated as of November 1 , 2000 (the "Indenture"), by and between the City and a
banking corporation or trust company to be designated, as trustee (the "Trustee"), and will be
payable from and secured by net revenues of the System on a junior and subordinate basis to the
Series 1994 Bonds and the Series 1999 Bonds; and
WHEREAS, arrangements have been made for the sale of the Series 2000 Bonds to Banc
of America Securities LLC, as underwriter (the "Underwriter"), and in connection therewith there
will be prepared and distributed a Preliminary Official Statement relating to the Series 2000 Bonds
(the "Preliminary Official Statement'); and
WHEREAS, there has been submitted to the City an Underwriting Agreement (the
"Underwriting Agreement'), to be entered into between the City and the Underwriter, providing for
the sale of the Series 2000 Bonds to the Underwriter; and
WHEREAS, in order to provide liquidity support to the City, Bank of America, N.A. (the
"Liquidity Provider") will issue and deliver to the Trustee a Standby Bond Purchase Agreement
dated as of November 1 , 2000 (the "Liquidity Facility"), between the Liquidity Provider and the
City; and
WHEREAS, copies of the Indenture, Preliminary Official Statement, Underwriting
Agreement, Liquidity Facility, Remarketing Agreement (as defined herein) and Tax Compliance
Agreement (as defined herein) have been submitted to the City;
NOW, THEREFORE, BE IT ORDAINED BY THE CITY COUNCIL OF THE CITY
OF FAYETTEVILLE, ARKANSAS, AS FOLLOWS:
Section 1 . Under the authority of the Constitution and laws of the State, including
particularly Amendment 65 and the Authorizing Legislation, there is hereby authorized the issuance
of revenue bonds of the City to be designated "City of Fayetteville, Arkansas Water and Sewer
System Revenue Bonds, Series 2000" in the principal amount of $ 10,000,000 (the "Series 2000
Bonds"). The Series 2000 Bonds shall be special obligations of the City and the principal of and the
interest on and any redemption premium on the Series 2000 Bonds shall be secured by a statutory
mortgage lien upon the water transmission and distribution portion of the System and by a pledge
of the Net Revenues (as defined in the Indenture). The Series 2000 Bonds shall be secured on a
junior and subordinate basis to the Series 1994 Bonds and the Series 1999 Bonds. The Series 2000
Bonds shall bear interest at the rates specified in the Indenture hereinafter authorized, not to exceed
eleven percent (11 .00%) per annum at any time, and shall mature no later than November 1 , 2006.
The Series 2000 Bonds are hereby approved in substantially the form contained in the Indenture
submitted to this meeting, and the Mayor is hereby authorized and directed to execute and deliver
the Series 2000 Bonds and the City Clerk is hereby authorized and directed to execute and deliver
the Series 2000 Bonds and to affix the seal of the City thereto, and the Mayor and City Clerk are
hereby authorized and directed to cause the Series 2000 Bonds to be authenticated by the Trustee.
Page 3
Ordinance No. 4276
Section 2. To prescribe the terms and conditions upon which the Series 2000 Bonds are
to be secured, executed, authenticated, issued, accepted and held, the Mayor and City Clerk are
hereby authorized and directed to execute, acknowledge and deliver the Indenture, and the Mayor
and City Clerk are hereby authorized and directed to cause the Indenture to be accepted, executed
and acknowledged by the Trustee. The Indenture is hereby approved in substantially the form
submitted to this meeting, and the Mayor is hereby authorized to confer with the Trustee, the
Underwriter, K.utak Rock LLP ("Bond Counsel") and Stephens Inc. (the "Financial Advisor") in
order to complete the Indenture in substantially the form submitted to this meeting, with such
changes as shall be approved by such persons executing the document, their execution to constitute
conclusive evidence of such approval.
(Advice is given that a copy of the Indenture in substantially the form authorized to be
executed is on file with the City Clerk and is available for inspection by any interested person.)
Section 3 . To prescribe the terms and conditions upon which the Series 2000 Bonds are
to be sold to the Underwriter, the Mayor is hereby authorized and directed to execute and
acknowledge the Underwriting Agreement by and between the City and the Underwriter. The
Underwriting Agreement is hereby approved in substantially the form submitted to this meeting, and
the Mayor is hereby authorized to confer with the Underwriter, Bond Counsel and the Financial
Advisor in order to complete the Underwriting Agreement in substantially the form submitted to this
meeting, with such changes as shall be approved by such persons executing the document, their
execution to constitute conclusive evidence of such approval.
(Advice is given that a copy of the Underwriting Agreement in substantially the form
authorized to be executed is on file with the City Clerk and is available for inspection by any
interested person.)
Section 4. To prescribe the terms and conditions upon which the liquidity support is to
be provided with respect to the Series 2000 Bonds, the Mayor is hereby authorized and directed to
execute and acknowledge the Liquidity Facility. The Liquidity Facility is hereby approved in
substantially the form submitted to this meeting, and the Mayor is hereby authorized to confer with
the Liquidity Provider, Bond Counsel and the Financial Advisor in order to complete the Liquidity
Facility in substantially the form submitted to this meeting, with such changes as shall be approved
by such persons executing the document, their execution to constitute conclusive evidence of such
approval.
(Advice is given that a copy of the Reimbursement Agreement in substantially the form
authorized to be executed is on file with the City Clerk and is available for inspection by any
interested person.)
Section 5. To prescribe the terms and conditions upon which the Series 2000 Bonds are
to be periodically remarketed in accordance with the provisions ofthe Indenture, the Mayor is hereby
authorized and directed to execute and acknowledge a Remarketing Agreement dated as of
November 1 , 2000 (the "Remarketing Agreement'), by and between the City and Banc of America
Page 4
Ordinance No. 4276
Securities LLC, as remarketing agent (the "Remarketing Agent'). The Remarketing Agreement is
hereby approved in substantially the form submitted to this meeting, and the Mayor is hereby
authorized to confer with the Remarketing Agent, Bond Counsel and the Financial Advisor in order
to complete the Remarketing Agreement in substantially the form submitted to this meeting, with
such changes as shall be approved by such persons executing the document, their execution to
constitute conclusive evidence of such approval.
(Advice is given that a copy of the Remarketing Agreement in substantially the form
authorized to be executed is on file with the City Clerk and is available for inspection by any
interested person.)
Section. 6. In order to ensure the continuing exemption of interest on the Series 2000
Bonds from the income of the holders thereof, the Mayor is hereby authorized and directed to
execute and acknowledge a Tax Compliance Agreement dated as of November 1 , 2000 (the "Tax
Compliance Agreement"), by and between the City and the Trustee. The Tax Compliance Agreement
is hereby approved in substantially the form submitted to this meeting, and the Mayor is hereby
authorized to confer with the Trustee, Bond Counsel and the Financial Advisor in order to complete
the Tax Compliance Agreement in substantially the form submitted to this meeting, with such
changes as shall be approved by such persons executing the document, their execution to constitute
conclusive evidence of such approval.
(Advice is given that a copy of the Tax Compliance Agreement in substantially the form
authorized to be executed is on file with the City Clerk and is available for inspection by any
interested person.)
Section 7. All actions heretofore taken by the City and its officers and staff in connection
with the offer and sale of the Series 2000 Bonds, including the preparation of the Preliminay
Official Statement, are hereby in all respects ratified and approved. An Official Statement (the
"Official Statement") is hereby approved in substantially the form of the Preliminary Official
Statement submitted to this meeting, with such changes and additions thereto as shall be necessary
to reflect the terms of the Series 2000 Bonds and their issuance, and the Mayor is hereby authorized
and directed to execute, deliver and permit the distribution of the Official Statement with such
changes as he deems advisable in the name of and on behalf of the City, his execution and delivery
of the Official Statement to constitute conclusive evidence of his approval of any such changes.
(Advice is given that a copy of the Preliminary Official Statement is on file with the City
Clerk and is available for inspection by any interested person.)
Section 8. The City hereby represents that it reasonably expects that it and all
subordinate entities thereof will not issue more than $ 10,000,000 of tax-exempt obligations (not
counting private-activity bonds except for qualified 501 (c)(3) bonds as defined in the Code) during
calendar year 2000. The City hereby designates each of the Series 2000 Bonds as a "qualified
tax-exempt obligation"for the purposes of the Code.
Page 5
Ordinance No. 4276
Section 9. The Mayor and City Clerk, for and on behalf of the City, are hereby
authorized and directed to do any and all things necessary to effect the execution and delivery of the
Series 2000 Bonds, the Indenture, the Underwriting Agreement, the Liquidity Facility, the Tax
Compliance Agreement, the Official Statement and the performance of all other acts of whatever
nature necessary to effect and carry out the authority conferred by this Ordinance. The Mayor and
the City Clerk are hereby further authorized and directed, for and on behalf of the City, to execute
all papers, documents, certificates and other instruments that may be required for the carrying out
of such authority or to evidence the exercise thereof.
Section 10. The provisions of this Ordinance are hereby declared to be severable and, if
any such provision shall for any reason be held illegal or invalid, such holding shall not affect the
validity of the remainder of this Ordinance.
Section 11 . All resolutions or ordinances and parts thereof in conflict herewith are hereby
repealed to the extent of such conflict.
Sectior. 12. It is hereby ascertained and declared that, in order to alleviate immediate
hazards to the health, safety and welfare of the City, its inhabitants and their property by insuring
the continued operation of the System on an adequate and efficient basis, the Project must be
accomplished and facilitated by the issuance the Series 2000 Bonds. It is, therefore, declared that
an emergency exists and this Ordinance, being necessary for the immediate preservation of the
public peace, health and safety, shall take effect and be enforced from and after its adoption.
PASSED AND APPROVED this 17th day of October, 2000.
:• . Y' (�I` APPROVED:
By: X4 A"",
n K Fr d B. Hanna, Mayor
ATTEST:
By:
Heather Woodruff, ity Clerk
[SEAL]
• STAFF REVIEW FORM
X AG
NDA'42EQUEST
CONTRACT REVIEW
GRANT REVIEW
For the Fayetteville City Council meeting of �� 2000
FROM :
John Maguire
Name Division Department
ACTION REQUIRED : � ^ ^ 0r„I V ;� 7 /
COST TO CITY :
Cost of this Request Category/Project Budget Category/Project Name
Account Number Funds Used To Date Program Name
Project Number Remaining Balance Fund
BUDGET REVIEW : Budgeted Item Budget Adjustment Attached
Budget Coordinator Administrative Services Director
CONTRACT/GRANT/LEASE REVIEW : GRANTING AGENCY :
Accounting Manager Date ADA Coordinator Date
City Attorney Date Internal Auditor Date
Purchasing Officer Date Grant Officer Date
STAFF RECOMMENDATION : Approval of the ordinance .
Division Head Date Cross Reference
New Item : Y0H NO
yAn
nt for \ Date
Prev Ord/Res # '
vcsDire cto Dat
Orig Contract Date :
Mayor Date
• 6'; T. 4. P000 10 : O � tiM k:TJTa OCfi NO. 9415 P. ?
I
ORDINANCE NO.
AN ORDINANCE PROVIDING FOR THE ISSUANCE OF Sl0 000 QIIO
PRINCIPAL AMOUNT OF WATER AND SEWER SYSTEM REVENUE
BONDS, SERIES 2000; AUTHORIZING THE EXECUTION AND DELIVERY
OF A TRUST INDENTURE, AN UNDERWRITING AGREEMENT, A
REMARKETING AGREEMENT, A LETTER OF CREDIT AND
REIMBURSEMENT AGREEMENT, AND A TAX COMPLIANCE
AGREEMENT IN CONNECTION THEREWITH; APPROVING AN OFFICIAL
STATEMENT IN CONNECTION WITH THE OFFER AND SALE OF THE
BONDS ; PROVIDING FOR CERTAIN OTHER MATTERS RELATING
THERETO; AND DECLARING AN EMERGENCY.
i o-i eszo,oi
NAME OF FILE:
CROSS REFERENCE:
Date Contents of File Initials
— ) �cf
- �DD
I '
T us
r�c�u-r
KUTAK ROCK LLP
DRAFT 10/17/00
TRUSTINDENTURE
Dated as of November 1 , 2000
Between
CITY OF FAYETTEVILLE, ARKANSAS
and
[TRUSTEE],
as Trustee
$ 100000
City of Fayetteville, Arkansas
Water and Sewer System Revenue Bonds
Series 2000
10-19680.03
TABLE OF CONTENTS
Parties. . . . .. . . . . . .. . . . .. ... ... .. . .. .. . .. . .. . ... ... .. . .. . .. . .. . . . .. .. . .. .. .. . .. .. ... .. .. .. . . .. .. ... . .. ... ... ... .. .. . .. .. . . . .. . .. .. ... . ..... . ... ... .. . 1
Recitals.. . . . . . . . .. . . . .. ... ... .. . .. . . . . . . .. . ... .. . ... .. . .. . .. ... .. .. ... .. .. .. . .. .. . .. .. . . . ... .. ... .. . ... .. . .. . .. .. . . . .. . . . .. . . . .. ... ... ... . .. . .. ... . 1
GrantingClauses . . .. . .. ... .. . .. . .. . .. . .. . .. . .. ... . . . .. . .. .. . . . .. .. ... .. .. .. . .. .. . .. . . . ... .. . ... .. . .. . . . .. . . . .. .. ... .. . .. .. . ... .. . ... .. . . . . . 1
ARTICLE I
DEFINITIONS, RULES OF CONSTRUCTION
Section 101 . Definitions of Words and Terms.. .. . .. .. . .. .. . .. .. . .. . .. . ... .. . .. . . . .. .. ... .. . .. .. . .. ... ... .. . ... .. . . 2
Section 102. Rules of Construction . . . . .. . . . .. .. . . . .. .. . . . .. . . . .. . .. .. . .. . .. . .. . .. . . . .. .. . . . .. . .. .. . . . .. . .. . .. . .. . .. . .. 10
ARTICLE II
THE BONDS
Section 201 . Authorization and Terms of Bonds .. .. .. . . . . .. .. . . . . .. . .. ... .. . . . .. .. . .. .. . .. .. . .. .. . .. . .. . . . . .. . . I 1
Section 202. Interest Rates and Interest Rate Periods. . . . . .. .. . ... .. . .. . .. . . . . . .. . . . .. . . . .. . .. .. . .. . .. . .. . .. . . 13
Section 203 . Limited Obligations . .. . .. .. . . . .. .. .. . . . .. .. . .. .. . . . .. . .. .. . .. . .. . .. . .. . . . . . .. . .. .. . . . .. . . . .. . .. . .. . .. . .. . . 18
Section 204. Execution and Authentication .. . .. .. . . . .. .. . .. .. . .. . . . . . . ... .. . .. . . . . . .. . .. . . . .. . . . .. .. . ... .. . . . . . .. . 19
Section 205 . Registration, Transfer and Exchange . . . . .. . .. .. . .. . .. ... . . . .. . . . . . . . . .. . . . .. . . . .. . .. . .. . .. . .. . . . . 19
Section 206. Persons Deemed Owners of Bonds .. .. .. . .. . . . .. . .. . . . . .. . . . ... . . .. . . . .. . . . .. . . . .. . . . ... . .. . . . . . . . 20
Section 207. Mutilated, Destroyed, Lost and Stolen Bonds . . . ... . . . .. . . . .. . . . .. . . . .. . . . .. . .. . .. . .. . . . . . . . 20
Section 208 . Cancellation of Bonds . . . .. .. . . . .. . . . . . . . .. . . . .. . . . . . . .. . .. . . . ... . . . .. . .. .. . . . .. . . . . . . .. . . . .. ... ... . .. . .. . 21
Section 209. Book-Entry Bonds; Securities Depository . .. . . . . .. .. . . . . .. . . . .. . . . .. . . . .. . .. .. . .. ... . .. .. . . .. . 21
Section 210. Parity Indebtedness . . .. .. . .. .. . . . .. .. .. . .. .. . .. .. . .. . . . .. . . . .. . ... ... .. . .. .. .. . .. . . . .. . .. .. . .. . .. . .. . .. . .. . 22
ARTICLE III
REDEMPTION OF BONDS
Section 301 . Redemption of Bonds Prior to Maturity . ... .. . .. . .. ... ... . . . .. .. . . . .. . . . .. . . . .. . .. ... ... . .. .. . . 23
Section 302. Election to Redeem; Notice to Trustee . .. . .. . .. .. . .. . .. . .. ... .. . . . . . .. . . . . . . .. .. . .. . .. . .. . .. . .. . 25
Section 303 . Selection of Bonds to be Redeemed; Bonds Redeemed in Part. . . . .. . .. ... . .. . .. . .. 26
Section 304. Notice of Redemption . . . . . . .. . . . . . .. .. . . . .. . . . .. . .. .. . .. . .. . . . ... . . . .. . . . .. . . . .. . . . .. . .. .. . .. . .. . .. . .. . .. 27
Section 305. Deposit of Redemption Price; Bonds Payable on Redemption . . .. . .. .. . ... .. . ... .. 28
ARTICLE IV
TENDER AND PURCHASE OF BONDS
Section 401 . Optional Tenders for Purchase. .. .. . .. .. . .. .. . .. .. . .. ... ... . .. ... .. .. . .. .. . .. .. . .. ... .. .... .. . .. . .. . . 28
Section 402. Mandatory Tenders for Purchase .. .. ... .. ... .. . .. .. . .. ... . .. ... .. .. . .. .. ... ... .. ... ... ... ... ... ... . 30
Section 403 . Remarketing and Purchase of Tendered Bonds . ... .. . .. . .. .. . . ... .. . .. .. . .. . .. . .. ... . .. . ... 31
Section 404. Remarketing Agent .. .. . .. .. .. . .. .. .. . .. ... .. .. ... ... .. ... .. . .. . .. . .. ... .. ... .. .. . .. . . . ... .. . .. ... . .. . .. . .. 38
Section405 . Tender Agent .. ... ... . .. . . . . .. . . . . .. . . . .. . .. .. . .. .. .. ... .. . .. .. ... .. . .. ... ... .. . .. .. . .. .. . .. .. .. . .. .. . .. .. . .. . 40
ARTICLE V
FUNDS AND ACCOUNTS
Section 501 . Creation of Funds and Accounts .. .. . .. .. .. . .. .. . . . .. . .. .. . .. ... . .. .. . .. .. . .. ... .. .. .. ... .. .. . .. .. . . 41
Section 502. Deposit of Bond Proceeds. . .. . .. . . . .. .. ... .. ... .. .. . .. .. . .. .. . .. ... ... .. . .. .. . .. . .. .. .. .. ... .. .. . .. .. .. 41
Section 503 . Project Fund . ... ... ... . .. . .. . . . . . .. .. . .. ... .. . . ... .. ... .. .. . .. .. . . . ... .. ... ... .. . .. ... .. .. . .. .. .. ... .. .. . .. .. . . 42
Section 504. Issuer Payments; Debt Service Fund .. .. . .. .. . .. .. . .. .. . .. . .. .. . .. . .. .. . .. . . . .. .. .. ... .. . . . .. .. . . 43
Section 505 . Bond Purchase Fund . . . . ... . .. .. . .. . . . .. .. . .. .. .. . .. .. . .. .. . .. .. . .. ... ... .. . .. .. . .. . . . .. .. .. ... .. .. . .. . . . . 46
Section506. Rebate Fund . ... ... . .. . .. . . . . . .. . . . .. . .. .. . .. .. . .. .. .. . .. .. . .. .. . .. .. . .. . . . .. . .. . .. .. . .. .. . .. .. .. .. . .. .. ... .. . . 46
Section 507. Payments Due on Non-Business Days .. . .. .. . .. .. ... .. ... . .. .. . .. ... .. . .. . . . .. . . .. . . . .. .. . .. . . . . 46
Section 508. Nonpresentment of Bonds. . .. . .. .. . . . .. . . ... .. . .. .. . . . . . ... .. . .. . . . .. . .. .. . .. . .. .. . . . .. .. .. ... .. ... .. . . 47
Section 509. Investment of Moneys. . .. . .. . .. . .. .. . .. .. .. . .. .. ... .. . . . . . .. . .. . . . .. . .. . .. .. . .. . .. .. . .. . . .. .. ... .. ... .. . . 47
Section 510. Records and Reports of Trustee . .. .. . .. .. .. . .. .. .. . .. .. . .. .. . .. . .. ... .. . .. ... .. . . . .. .. .. ... .. .. . .. . . 47
ARTICLE VI
LIQUIDITY FACILITY
Section 601 . Liquidity Facility . .. . .. . .. . .. . .. . . . .. . .. .. . . . .. .. .. . .. .. . .. .. ... .. . .. .. . .. . . . .. . .. . . . .. . . . . . . . .. .. . .. .. . .. . . 48
Section 602 . Alternate Liquidity Facility. . . .. . .. .. . . . .. .. . .. .. . . . .. .. . .. .. . . . .. . .. . . . .. . .. .. . .. . . . . . .. .. .. . .. .. . .. . . 48
Section 603 . Draws on Liquidity Facility .. . . . .. . . . .. .. . . . .. .. . . . .. .. . .. .. . .. . .. .. . .. ... .. . .. . . . .. .. .. . . . .. .. . .. . . . . 50
Section 604. Surrender of Liquidity Facility .. . . . .. . . . . . .. . . . . . .. . . . .. . .. ... . . . .. . . . .. . .. .. . .. . . . . . . . .. . . . . . . . . . . . 51
Section 605 . Rights of Liquidity Provider . . .. .. . . . .. . . . . . .. . . . .. .. . .. .. . .. . .. .. . .. . . . .. . .. . .. . . .. . . . .. .. . . . .. . . . .. . 51
Section 606. Limitation on Rights of the Liquidity Provider .. .. . .. . .. .. . .. .. . .. . .. . . . . . .. .. .. . .. . . . .. . . . 51
Section 607. Issuer Purchase of Bonds . . . . .. . .. .. . .. ... .. .. . . . .. .. . :. .. ... .. . .. . .. .. . .. . .. . . . .. . . . .. .. .. . .. .. . . . .. . .. 52
ARTICLE VII
REPRESENTATIONS AND COVENANTS
Section 701 . Representations by the Issuer.. ... .. .. . .. .. .. . .. .. .. . . . .. . .. . .. .. ... .. . .. . . . .. . .. .. . . . . . .. .. . . . .. . .. .. 52
Section 702. Survival of Representations . . .. . .. .. .. . .. .. ... .. .. . .. .. ... .. . .. ... .. . .. .. . .. ... .. . . . . . . . .. .. . .. .. . .. . . 52
Section 703 . Issuer' s Authority... . .. . .. . .. . .. . . . .. . .. .. . . . .. . . . .. .. . .. .. .. . .. ... .. ... .. . .. . .. .. . .. . . . . . .. .. ... .. .. . .. .. . . 53
Section 704. Payment of Bonds .. . .. . .. . .. . .. . .. ... .. . .. .. .. . . . .. . . . .. . . . .. .. . .. ... .. . .. ... .. . .. . . . .. . . .. . .. .. . . . .. . . . .. . 53
Section 705 . Performance of Covenants . . .. . .. . . . .. .. . .. .. ... .. .. . . . .. ... .. . .. ... .. . .. . . . .. . .. . . . . . .. .. ... .. .. . .. ... 53
Section 706. Enforcement of Rights .. . .. . .. .. . .. ... .. ... .. . . . .. . . ... .. .. . .. ... .. . .. ... .. . .. ... .. . .. .. .. .. . .. .. . .. .. . .. 53
Section 707. Inspection of Books . .. . .. . . .. .. . .. . .. .. . .. .. ... .. . . . . . .. .. . .. .. . .. ... ... .. ... . . . .. ... .. .. . . . . . .. . .. .. ... .. 54
Section 708. Tax Covenants .. . ... ... . .. . .. . .. . .. ... .. . .. .. ... .. .. . .. .. . . . .. ... ... .. ... .. . .. .. . .. ... . . .. . .. . . .. ... .. ... .. .. 54
Section 709. Continuing Disclosure . .. . ... .. . .. . . . .. .. . .. .. ... .. .. . .. ... .. ... .. ... ... .. . .. .. . .. . .. .. .. .. ... .. ... .. . . . . 54
Section 710. Tax Covenants ... ... . ... . .. . .. . .. . .. .. . .. ... . . .. . . . .. .. ... .. .. . .. ... .. . .. . .. .. . .. ... .. . .. .. .. . . . .. .. . .. .. . .. . 54
Section 711 . Rate Covenant .. .. . ... . .. . .. . .. . .. . .. ... .. ... .. .. . . . .. .. . .. .. . .. .. . .. .. . .. . .. .. . .. ... .. . .. . . .. .. . .. .. . .. ... .. . 55
Trust Indenture
10-19680.03
ARTICLE VIII
DEFAULT AND REMEDIES
Section 801 . Events of Default ... ... ... ... . .. ... ... .. .. . .. .. .. . .. .. ... .. ... .. . .. .. ... . . . ... .. ... .. . .. . .. .. . . . .. ..... ... .. 55
Section 802. Acceleration of Maturity; Rescission and Annulment .. ... .. . .. .. . .. . .. .. . . . .. .. . .. ... .. 57
Section 803 . Exercise of Remedies by the Trustee . . . .. . . . .. .. ... .. . .. .. . .. . .. ... .. ... . .. ... .. .. . . . .. . . . .. .. . .. 58
Section 804. Limitation on Suits by Bondowners .. .. .. . .. .. ... .. ... .. ... ... .. ... ... ... .. ... .. . .. . . .. . .. .. . .. .. 59
Section 805 . Control of Proceedings by Bondowners . .. .. . . . .. .. . .. ... ... .. ... . .. ... .. .. . .. ... .. .. . . . .. . .. .. 60
Section 806. Application of Moneys Collected . . . . .. .. . .. .. . . . .. .. . .. .. . .. ... .. . .. ... ... .. ... . . . .. .. ... .. .. . .. . . 60
Section 807. Rights and Remedies Cumulative . . .. .. .. . . . .. .. ... .. . .. ... .. ... . . . .. . .. .. . .. ... .. . .. .. ... .. . . . .. . . 61
Section 808 . Waiver of Past Defaults . .. ... . . . .. . .. .. . .. .. .. . .. . . ... .. .. . .. ... .. . .. .. . .. ... ... .. . .. . . . .. .. . .. .. .. . .. .. 61
Section 809. Advances by Trustee .. ... . .. . .. ... .. . .. .. . .. .. . . . .. . . .. . .. . .. .. . .. .. . .. .. ... . .. ... .. ... . . . .. .. . .. .. .. . .. .. 62
ARTICLE IX
THE TRUSTEE
Section 901 . Acceptance of Trusts; Certain Duties and Responsibilities . .. . .. ... .. ... .. ... .. .. . .. . 62
Section 902. Certain Rights of Trustee .. . .. . . . .. . . . .. . . . .. .. ... .. .. . .. .. . .. .. . . . .. . .. 6 .. .. 6666 .. ... .. . .. .. ... .. . .. .. . 63
Section 903 . Notice of Defaults . ... . .. . .. . .. . .. . .. . .. .. ... . . .. .. . .. .. ... .. . . . .. .. . .. . . . .. 6 , .. ... .. . .. . . ... .. . .. .. 6 .. .. . 65
Section 904. Compensation and Reimbursement . . . . . . . .. .. . .. .. .. . .. .. . .. .. . .. ... .. . .. . .. ... .. .. . .. . . . .. .. . . . . 65
Section 905 . Corporate Trustee Required; Eligibility. .. .. ... .. . . . .. .. . . . .. . .. ... .. 6666 .. ... .. .. . .. .. . . . .. . . . . 66
Section 906. Resignation and Removal of Trustee . . . . . .. 6 . . .. .. . .. .. . . . .. . .. .. . .. .. . .. . .. .. 6 .. ... .. . . . .. .. . .. P 67
Section 907. Appointment of Successor Trustee . . . . . . .. . . . .. .. .. . P. . . . .. .. . .. . . . .. 6 .. .66 .. . .. . . . .. . . . .. .. . .. . . 6 67
Section 908. Acceptance of Appointment by Successor . ... .. ... .. .. . . . .. . .. ... .. 6 .. . . . .. . . . . . . . . .. . .. .. 6 . 6 68
Section 909. Merger, Consolidation and Succession to Business .. . .. . .. .. . .. ... .. . .. 6 . . .. . . . .. .. ... . . 68
Section 910. Co-Trustees and Separate Trustees .. .. . .. .. . . . . . .. . . . .. ... .. ... .. . .. ... .. . .. . .. .. . .. .. . .. .. 6 . ... . . 69
Section 911 . Designation of Alternate Paying Agents. . .. .. .. . .. .. ... .. . .. ... ... .. . .. .. . .. . .. .. ... .. . . . . . .. . . 70
ARTICLE X
SUPPLEMENTAL INDENTURES
Section 1001 . Supplemental Indentures without Consent of Bondowners .. .. . .. . .. .. . .. ..4 . . .. . .. P. 70
Section 1002. Supplemental Indentures with Consent of Bondowners .. ... .. . .. .. . .. ... .. ... .. .. 6 .. .. 71
Section 1003 . Execution of Supplemental Indentures . .. . . . .. . . . .. .. ... .. ... .. . .. .. . .. . .. ... .. . .. .. ..4 .. . .. .. .. 73
Section 1004. Effect of Supplemental Indentures. . . . .. .. ... .. .. . .. .. .. . .. .. ... ... .. . .. ... .. . .. 6 .. .. 6 .. .. . . . .. .. . . 73
Section 1005. Reference in Bonds to Supplemental Indentures . . .. .. . .. .. . .. . .. ... .. . .. . . . .. .. . .4 .. ... .. . 73
Section 1006. Remarketing Agent Consent to Supplemental Indentures . ..4 ..4 .. ... .. .. . 0. .. . .. .. 6 .. 73
ARTICLE XI
SATISFACTION AND DISCHARGE
Section 1101 . Payment, Discharge and Defeasance of Bonds... .. .. . .. . .. ... .. ... ... ... .. ... .. ... .. .. . .. .. 73
Section 1102. Satisfaction and Discharge of Indenture . .. . .. .. . .. .. ..... ... .. ... ..... . .. ... .. . .. .. ... .. ... .. . . 74
Trust Indenture
10-19680.03