HomeMy WebLinkAboutOrdinance 4050 ORDINANCE NO. 4050
AN ORDINANCE AUTHORIZING THE ISSUANCE OF SALES
TAX CAPITAL IMPROVEMENT REFUNDING BONDS FOR
THE PURPOSE OF REFUNDING THE CITY'S OUTSTANDING
SALES TAX CAPITAL IMPROVEMENT BONDS, SERIES 1986;
PLEDGING TWENTY PERCENT OF THE CITY'S SHARE OF
WASHINGTON COUNTY'S I % SALES AND USE TAX TO PAY
THE PRINCIPAL OF AND INTEREST ON THE BONDS;
PRESCRIBING OTHER MATTERS RELATING THERETO; AND
DECLARING AN EMERGENCY.
WHEREAS, the City Council of the City of Fayetteville, Arkansas (the "City") has
determined that in order to receive debt service savings it is in the best interest of the City to refund
the City's outstanding Sales Tax Capital Improvement Bonds, Series 1986, in the outstanding
principal amount of $2,940,000 (the "Bonds Refunded") authorized by Ordinance No. 3224 of the
City, adopted November 6, 1986 ("Ordinance No. 3224"); and
WHEREAS, the Bonds Refunded were approved by the voters at the special election held
October 7, 1986 in order to finance capital improvements, specifically a portion of the cost of
acquiring, constructing and equipping a new Arts Center in the City, in joint venture with the
University of Arkansas; and
WHEREAS, the City can obtain the necessary funds for the refunding of the Bonds
Refunded (the "refunding") by the issuance of Sales Tax Capital Improvement Refunding Bonds,
Series 1997, in the aggregate principal amount of $2,610,000 (the "Series 1997 Bonds") and by
appropriating available moneys held in certain of the funds established pursuant to the Trust
Indenture dated November 15, 1986, authorized by Ordinance No. 3224 (the "Indenture"); and
WHEREAS, the City has made arrangements for the sale of the Series 1997 Bonds to
Stephens Inc. (the "Purchaser"), at a price of 99. 15% of par plus accrued interest (the "Purchase
Price"), pursuant to a Bond Purchase Agreement between the Purchaser and the City (the
"Agreement"), which has been presented to and is before this meeting; and
WHEREAS, a final Official Statement, dated August 19, 1997 (the "Official Statement"),
has been prepared and will be distributed in connection with the offer and sale of the Series 1997
Bonds; and
WHEREAS, the Preliminary Official Statement, dated August 6, 1997, offering the Series
1997 Bonds for sale (the "Preliminary Official Statement"), has been presented to and is before this
meeting; and
WHEREAS, the Bonds Refunded are secured by a pledge of twenty percent (20%) of the
City's share of the county-wide 1 % sales and use tax levied by Ordinance No. 97- 16 of the County
adopted June 12, 1997; and
Page 2
Ordinance No. 4050
August 19, 1997
WHEREAS, a Continuing Disclosure Agreement, dated September 1 , 1997 (the "Continuing
Disclosure Agreement"), requiring the City to comply with the requirements of 17 C.F.R. §
240. 15c2-12 has been presented and is before this meeting;
NOW, THEREFORE, BE IT ORDAINED BY THE CITY COUNCIL OF THE CITY
OF FAYETTEVILLE, ARKANSAS, AS FOLLOWS :
Section 1 . Authorization for Refunding. The refunding of the Bonds Refunded shall be
accomplished, and the Mayor and City Clerk are hereby authorized to take all action necessary in
connection therewith and to execute all required contracts and documents.
Section 2. Acccntance of Offer to Purchase Bonds. The offer of the Purchaser for the
purchase of the Series 1997 Bonds from the City at the Purchase Price, for Series 1997 Bonds
bearing interest at the rates per annum, maturing and otherwise subject to the terms and provisions
hereafter in this Ordinance set forth in detail be and is hereby accepted and the Agreement, in
substantially the form submitted to this meeting, is approved and confirmed and the Series 1997
Bonds are hereby sold to the Purchaser. The Mayor is hereby authorized and directed to execute and
deliver the Agreement on behalf of the City and to take all action required on the part of the City to
fulfill its obligations under the Agreement.
Section 3. Approval of Preliminary Official Statement. The Preliminary Official Statement
is hereby approved and the previous use of the Preliminary Official Statement by the Purchaser in
connection with the sale of the Series 1997 Bonds is hereby in all respects authorized, approved and
confirmed, and the Mayor be and is hereby authorized and directed, for and on behalf of the City,
to execute the Preliminary Official Statement and the final Official Statement in the name of the City
to be delivered to the Purchaser for use in connection with the sale of the Series 1997 Bonds as set
forth in the Agreement. The Mayor of the City is hereby authorized to execute, deliver and permit
the distribution of the Official Statement with such changes as he deems advisable in the name of
and on behalf of the City. The Mayor's execution and delivery of the Official Statement shall
constitute conclusive evidence of his approval of any such changes.
Section 4. The Bonds. Under the authority of the Constitution and laws of the State of
Arkansas (the "State"), including particularly Amendment No. 62 to the Constitution of the State and
Title 14, Chapter 164, Subchapter 3 of the Arkansas Code of 1987 Annotated (the "Authorizing
Legislation"), City of Fayetteville, Arkansas Sales Tax Capital Improvement Refunding Bonds,
Series 1997 are hereby authorized and ordered issued in the total principal amount of $2,610,000 the
proceeds of the sale of which are necessary, along with available moneys held in funds established
by the Indenture, to provide sufficient funds for accomplishing the refunding of the Bonds Refunded,
Page 3
Ordinance No. 4050
August 19, 1997
paying expenses incidental thereto, and paying expenses of issuing the Series 1997 Bonds. The
Series 1997 Bonds shall bear interest at the rates and shall mature on November 15 in the amounts
and in the years as follows:
Year Amount Interest Rate
1998 $290,000 4. 15%
1999 3055000 4.25%
2000 3155000 4.30%
2001 3305000 4.40%
2002 3457000 4.50%
2003 3605000 4.55%
2004 3755000 4.60%
2005 290,000 4.65%
The Series 1997 Bonds shall be issuable only as fully registered bonds without coupons in
the denomination of $5,000 or any integral multiple thereof. Unless the City shall otherwise direct,
the Series 1997 Bonds shall be numbered from 1 upward in order of issuance. Each Series 1997
Bond shall have a CUSIP number but the failure of a CUSIP number to appear on any Series 1997
Bond shall not affect its validity.
Each Series 1997 Bond shall be dated September 1 , 1997. Interest on the Series 1997
Bonds shall be payable on November 15, 1997, and semiannually thereafter on May 15 and
November 15 of each year. Payment of each installment of interest shall be made to the person in
whose name the Series 1997 Bond is registered on the registration books of the City maintained by
First Commercial Trust Company, National Association, Little Rock, Arkansas, as Trustee and
Paying Agent (the "Trustee"), at the close of business on the last day of the month (whether or not
a business day) next preceding each interest payment date (the 'Record Date"), irrespective of any
transfer or exchange of any such Series 1997 Bond subsequent to such Record Date and prior to such
interest payment date, by check or draft mailed by the Trustee to such owner at his address on such
registration books. Payment of the interest on the Series 1997 Bonds shall also be made by wire
transfer to the registered owner of a Series 1997 Bond or Bonds upon the request of such owner if
such owner is the registered owner of$ 1 ,000,000 or more in principal amount of Series 1997 Bonds.
Principal of the Series 1997 Bonds shall be payable upon surrender at maturity at the corporate trust
office of the Trustee.
Each Series 1997 Bond shall bear interest from the payment date next preceding the date
on which it is authenticated unless it is authenticated on an interest payment date, in which event it
shall bear interest from such date, or unless it is authenticated prior to the first interest payment date,
in which event it shall bear interest from September 1 , 1997, or unless it is authenticated during the
a �
Page 4
Ordinance No. 4050
August 19, 1997
period from the Record Date to the next interest payment date, in which case it shall bear interest
from such interest payment date, or unless at the time of authentication thereof interest is in default
thereon, in which event it shall bear interest from the date to which interest has been paid.
Only such Series 1997 Bonds as shall have endorsed thereon a Certificate of Authentication
substantially in the form set forth in Section 6 hereof(the "Certificate") duly executed by the Trustee
shall be entitled to any right or benefit under this Ordinance. No Series 1997 Bond shall be valid
and obligatory for any purpose unless and until the Certificate shall have been duly executed by the
Trustee, and the Certificate of the Trustee upon any such Series 1997 Bond shall be conclusive
evidence that such Series 1997 Bond has been authenticated and delivered under this Ordinance.
The Certificate shall be deemed to have been executed if signed by an authorized officer of the
Trustee, but it shall not be necessary that the same officer sign the Certificate on all of the Series
1997 Bonds.
In case any Series 1997 Bond shall become mutilated or be destroyed or lost, the City shall,
if not then prohibited by law, cause to be executed and the Trustee may authenticate and deliver a
new Series 1997 Bond of like date, number, maturity and tenor in exchange and substitution for and
upon cancellation of such mutilated Series 1997 Bond, or in lieu of and in substitution for such
Series 1997 Bond destroyed or lost, upon the owner paying the reasonable expenses and charges of
the City and Trustee in connection therewith, and, in the case of a Series 1997 Bond destroyed or
lost, his filing with the Trustee evidence satisfactory to it that such Series 1997 Bond was destroyed
or lost, and of his ownership thereof, and fiunishing the City and Trustee with indemnity satisfactory
to them. The Trustee is hereby authorized to authenticate any such new Series 1997 Bond. In the
event any such Series 1997 Bond shall have matured, instead of issuing a new Series 1997 Bond,
the Trustee may pay the same without the surrender thereof. Upon the issuance of a new Series 1997
Bond under this Section 4, the Trustee may require the payment of a sum sufficient to cover any tax
or other governmental charge that may be imposed in relation thereto and any other expenses
(including the fees and expenses of the Trustee) connected therewith.
The City shall cause books to be maintained by the Trustee for the registration and for the
transfer of the Series 1997 Bonds as provided herein and in the Series 1997 Bonds. The Trustee
shall act as the bond registrar. Each Series 1997 Bond is transferable by the registered owner thereof
or by his attorney duly authorized in writing at the principal office of the Trustee. Upon such
transfer a new fully registered Series 1997 Bond or Bonds of the same maturity, of authorized
denomination or denominations, for the same aggregate principal amount will be issued to the
transferee in exchange therefor.
Series 1997 Bonds may be exchanged at the principal corporate trust office of the Trustee
for an equal aggregate principal amount of Series 1997 Bonds of any other authorized denomination
or denominations. The City shall execute and the Trustee shall authenticate and deliver Series 1997
1 ,
Page 5
Ordinance No. 4050
August 19, 1997
Bonds which the registered owner making the exchange is entitled to receive. The execution by the
City of any Series 1997 Bond of any denomination shall constitute full and due authorization of such
denomination and the Trustee shall be thereby authorized to authenticate and deliver such Series
1997 Bond.
No charge shall be made to any owner of any Series 1997 Bond for the privilege of transfer
or exchange, but any owner of any Series 1997 Bond requesting any such transfer or exchange shall
pay any tax or other governmental charge required to be paid with respect thereto. Except as
otherwise provided in the immediately preceding sentence, the cost of preparing each new Series
1997 Bond upon each exchange or transfer and any other expenses of the City or the Trustee
incurred in connection therewith shall be paid by the City. Neither the Trustee nor the City shall be
required (i) to issue, transfer or exchange any Series 1997 Bond during a period beginning at the
opening of business 15 days before any selection of Series 1997 Bonds of that maturity for
redemption and ending at the close of business on the day of the first mailing of the relevant notice
of redemption, or (ii) to transfer or exchange any Series 1997 Bonds selected for redemption in
whole or in part.
The person in whose name any Series 1997 Bond shall be registered shall be deemed and
regarded as the absolute owner thereof for all purposes, and payment of or on account of the
principal or premium, if any, or interest on any Series 1997 Bond shall be made only to or upon the
order of the registered owner thereof or his legal representative, but such registration may be
changed as hereinabove provided. All such payments shall be valid and effectual to satisfy and
discharge the liability upon such Series 1997 Bond to the extent of the sum or sums so paid.
In any case where the date of maturity of interest on or principal of the Series 1997 Bonds
or the date fixed for redemption of any Series 1997 Bonds shall be a Saturday or Sunday or shall be
in the State a legal holiday or a day on which banking institutions are authorized by law to close,
then payment of interest or principal need not be made on such date but may be made on the next
succeeding business day with the same force and effect as if made on the date of maturity or the date
fixed for redemption, and no interest shall accrue for the period after the date of maturity or date
fixed for redemption.
Section 5. Signatures. The Series 1997 Bonds shall be executed on behalf of the City by
the manual or facsimile signatures of the Mayor and City Clerk and shall have impressed or
imprinted thereon the seal of the City.
Section 6. Bond Form. The Series 1997 Bonds and the Certificate shall be in substantially
the following form and the Mayor and City Clerk are hereby expressly authorized and directed to
make all recitals contained therein:
' I
Page 6
Ordinance No. 4050
August 19, 1997
(Form of Bond)
REGISTERED REGISTERED
UNITED STATES OF AMERICA, STATE OF ARKANSAS
COUNTY OF WASHINGTON
No. $
CITY OF FAYETTEVILLE
SALES TAX CAPITAL IMPROVEMENT REFUNDING BOND
SERIES 1997
Interest Dated Maturity
Rate: _% Date: September 1 , 1997 Date: November 15, _ CUSIP:
Registered Owner:
Principal Amount: Dollars
The City of Fayetteville, County of Washington, State of Arkansas (the "City"), a city of
the first class, duly created under the laws of the State of Arkansas, for value received, hereby
promises to pay to the Registered Owner shown above, upon presentation and surrender of this bond
at the corporate trust office of First Commercial Trust Company, National Association, Little Rock,
Arkansas, or its successor or successors, as Trustee and Paying Agent (the "Trustee"), on the
Maturity Date shown above, the Principal Amount shown above, in such coin or currency of the
United States of America as at the time of payment shall be legal tender for the payment of public
and private debts and to pay by check or draft to the Registered Owner shown above interest thereon,
in like coin or currency from the interest commencement date specified below at the Interest Rate
per annum shown above, payable on November 15, 1997 and on each May 15 and November 15
thereafter, until payment of such Principal Amount or, if this bond or a portion hereof shall be duly
called for redemption, until the date fixed for redemption, and to pay interest on overdue principal
and interest (to the extent legally enforceable) at the rate borne by this bond. Payment of each
installment of interest shall be made to the person in whose name this bond is registered on the
registration books of the City maintained by the Trustee at the close of business on the last day of
the month (whether or not a business day) next preceding each interest payment date (the "Record
Date"), irrespective of any transfer or exchange of this bond subsequent to such Record Date and
prior to such interest payment date. Payment of the interest on this bond shall also be made by wire
transfer to the registered owner of this bond upon the request of such owner if such owner is the
registered owner of $ 1 ,000,000 or more in principal amount of the bonds of the series of which this
bond is one.
Page 7
Ordinance No. 4050
August 19, 1997
This bond shall bear interest from the payment date next preceding the date on which it is
authenticated unless it is authenticated on an interest payment date, in which event it shall bear
interest from such date, or unless it is authenticated during the period from the Record Date to the
next interest payment date, in which case it shall bear interest from such interest payment date, or
unless it is authenticated prior to the first interest payment date, in which event it shall bear interest
from the Dated Date shown above, or unless at the time of authentication hereof interest is in default
hereon, in which event it shall bear interest from the date to which interest has been paid.
This bond is one of an issue of City of Fayetteville, Arkansas Sales Tax Capital
Improvement Refunding Bonds, Series 1997, aggregating two million six hundred and ten thousand
dollars ($2,610,000) in aggregate principal amount (the "bonds"). The bonds have been issued for
the purpose of refunding certain outstanding bonds of the City (the "Bonds Refunded"), paying
necessary expenses incidental thereto, and paying expenses of authorizing and issuing the bonds.
The bonds are issued pursuant to and in full compliance with the Constitution and laws of
the State of Arkansas (the "State"), particularly Amendment No. 62 to the Constitution of the State
and Title 14, Chapter 164, Subchapter 3 of the Arkansas Code of 1987 Annotated (the "Authorizing
Legislation"), and pursuant to an ordinance of the City duly adopted (the "Authorizing Ordinance"),
and an election duly held at which the majority of the legal voters of the City voting on the question
approved the issuance of the Bonds Refunded. Reference is hereby made to the Authorizing
Ordinance for the details of the nature and extent of the security, of the issuance of additional series
and of the rights and obligations of the City, the Trustee and the registered owners of the bonds. The
bonds are special obligations of the City, payable from twenty percent (20%) of the City's share of
collections derived from the 1 % sales and use tax levied in Washington County, Arkansas (the
"County") under the authority of the laws of the State, including particularly Title 26, Chapter 74,
Subchapter 3 of the Arkansas Code of 1987 Annotated and a special election held in the County on
July 28, 1981 (the "Tax") and the City hereby pledges twenty percent (20%) of its share of
collections of the Tax for the payment of this bond. The City has reserved the right in the
Authorizing Ordinance to issue additional bonds under the Authorizing Ordinance on a panty of
security with the bonds.
(REFERENCE IS HEREBY MADE TO FURTHER PROVISIONS OF THIS BOND ON
THE REVERSE SIDE HEREOF WHICH HAVE THE SAME EFFECT AS IF SET FORTH IN
THIS PLACE.)
THE CITY HAS DESIGNATED THIS BOND AS A "QUALIFIED TAX-EXEMPT
OBLIGATION" WITHIN THE MEANING OF SECTION 265 OF THE INTERNAL REVENUE
CODE OF 19869 AS AMENDED.
Page 8
Ordinance No. 4050
August 19, 1997
IT IS HEREBY CERTIFIED, RECITED AND DECLARED that all acts, conditions
and things required to exist, happen and be performed, under the Constitution and laws of the State,
particularly Amendment No. 62 to the Constitution of the State and the Authorizing Legislation,
precedent to and in the issuance of this bond have existed, have happened and have been performed
in due time, form and manner as required by law; that the indebtedness represented by this bond and
the issue of which it forms a part does not exceed any constitutional or statutory limitation; and that
provision has been made for the payment of the bonds and interest thereon, as provided for in the
Authorizing Legislation.
This bond shall not be valid until it shall have been authenticated by the Certificate hereon
duly signed by the Trustee.
IN WITNESS WHEREOF, the City of Fayetteville, Arkansas has caused this bond to be
executed by its Mayor and City Clerk, their facsimile signatures thereunto duly authorized and its
corporate seal to be impressed, lithographed or imprinted on this bond, all as of the Dated Date
shown above.
CITY OF FAYETTEVILLE, ARKANSAS
By
Fred Hanna, Mayor
ATTEST:
By:
City Clerk
(SEAL)
TRUSTEE'S CERTIFICATE OF AUTHENTICATION
This bond is one of the City of Fayetteville, Arkansas Sales Tax Capital
Improvements Refunding Bonds, Series 1997, issued under the provisions of the within mentioned
Authorizing Ordinance.
First Commercial Trust Company, National
Association, Trustee
By:
Authorized Signature
Date of Authentication:
Page 9
Ordinance No. 4050
August 19, 1997
(Reverse Side of Bond)
CITY OF FAYETTEVILLE, ARKANSAS
SALES TAX CAPITAL IMPROVEMENT REFUNDING BOND
SERIES 1997
The bonds are special obligations of the City payable from the revenues generated by the
twenty percent (20%) of the City's share of the Tax. The bonds are further secured by amounts
maintained in the Debt Service Reserve Fund established by the Authorizing Ordinance. Moneys
in the Debt Service Reserve Fund may be used only for payment of principal of and interest on the
bonds and additional parity bonds in the event moneys in the Bond Fund are insufficient for such
purposes or to pay the final maturity of and the respective interest on the bonds and additional parity
bonds.
This bond is transferable by the Registered Owner shown above in person or by his
attomey-in-fact duly authorized in writing at the principal corporate trust office of the Trustee, but
only in the manner, subject to the limitations and upon payment of the charges provided in the
Authorizing Ordinance, and upon surrender and cancellation of this bond. Upon such transfer a new
fully registered bond or bonds of the same maturity, of authorized denomination or denominations,
for the same aggregate principal amount, will be issued to the transferee in exchange therefor. This
bond is issued with the intent that the laws of the State shall govem its construction.
The City and the Trustee may deem and treat the Registered Owner shown above as the
absolute owner hereof for the purpose of receiving payment of or on account of principal hereof and
interest due hereon and for all other purposes, and neither the City nor the Trustee shall be affected
by any notice to the contrary.
The bonds are issuable only as fully registered bonds in the denomination of $5,000, and
any integral multiple thereof. Subject to the limitations and upon payment of the charges provided
in the Authorizing Ordinance, fully registered bonds may be exchanged for a like aggregate principal
amount of fully registered bonds of the same maturity of other authorized denominations.
Page 10
Ordinance No. 4050
August 19, 1997
(Form of Assignment)
ASSIGNMENT
FOR VALUE RECEIVED, ("Transferor"), hereby sells, assigns
and transfers unto the within bond and all rights thereunder, and hereby
irrevocably constitutes and appoints as attorney to transfer the within bond on the
books kept for registration thereof with full power of substitution in the premises.
DATE:
Transferor
NOTICE: The signature(s) to this assignment must
correspond with the names appearing upon the face
of the within bond in every particular, without alternation
or enlargement of any change whatever.
GUARANTEED BY:
NOTICE: Signature(s) must be
guaranteed by a member firm of
the New York Stock Exchange
or a commercial bank or a trust
company.
Section 7. City Covenants and Pledge of Tax Revenues. The City hereby expressly
pledges and appropriates twenty percent (20%) of the City's share of collections of the Tax , to the
payment of the principal of and interest on the Bonds when due and to the payment of the fees and
charges of the Trustee. Such revenues pledged to the payment of the Bonds are hereinafter referred
to as the "Pledged Revenues." The City covenants it shall do nothing that will repeal or reduce the
Tax in the City while any of the Bonds are outstanding. The City further covenants to use due
diligence in collecting the Pledged Revenues. In the event the County repeals or ceases to collect
the Tax, the City covenants to forthwith (a) notify the Arkansas Department of Finance and
Administration to take all actions necessary to continue to collect the Tax within the City and
disburse those collections as authorized by Arkansas Code of 1987 Annotated § 14- 164-337. Such
collections are also hereby pledged to the payment of the principal of and interest on the Bonds and
fees and charges of the Trustee and shall be a part of the Pledged Revenues and (b) take such action
as is necessary for the Tax to continue to be collected in the City until the Bonds are retired or
provision is made for their payment in accordance with this Ordinance.
Page 11
Ordinance No. 4050
August 19, 1997
The Bonds shall be specifically secured by a pledge of the Pledged Revenues, which pledge
in favor of the Bonds is hereby irrevocably made according to the terms of this Ordinance, and the
City, and the officers and employees of the City, shall execute, perform and carry out the terms
thereof in strict conformity with the provisions of this Ordinance.
It is hereby covenanted and agreed by the City with the owners of the Bonds that the City
will faithfully and punctually perform all duties with reference to the Pledged Revenues and the
Bonds required by the Constitution and laws of the State and by this Ordinance, including the levy
of the Tax within the City and the collection of the Pledged Revenues, as herein specified and
covenanted and the applying of the Pledged Revenues as herein provided.
Section S. Funds. The following funds are hereby created and shall be held and
maintained by the Trustee and the City pursuant to the provisions of this Ordinance:
(1 ) Revenue Fund;
(2) Bond Fund;
(3) Debt Service Reserve Fund; and
(4) Cost of Issuance Fund.
The Revenue Fund shall be maintained by the City as a segregated fund and the Bond Fund,
Debt Service Reserve Fund, and Cost of Issuance Fund shall be maintained by the Trustee as
segregated funds.
The City may, in connection with the issuance of any Additional Bonds, create additional
funds and accounts as may be necessary or convenient.
( 1 ) Revenue Fund. The City shall promptly deposit to the Revenue Fund all Pledged
Revenues as received and shall transfer to the Trustee, before the fifteenth day of each month, the
amounts required for debt service on the Bonds as described below:
4
(a) The City shall transfer to the Trustee for deposit to the Bond Fund an
amount equal to one-sixth (1 /6th) of the interest due on the Bonds on the next interest
payment date plus one-twelfth (1/12th) of the principal due on the Bonds on the next
principal payment date, after taking into account amounts held in the Bond Fund for the
payment of such principal and interest on the Bonds. The City shall also transfer any
amount required to pay any Trustee and Paying Agent fees for the Bonds. Notwithstanding
the above, the City shall increase the monthly deposits into the Bond Fund in order to make
the first interest payment on the Series 1997 Bonds.
(b) The City shall transfer to the Trustee, for deposit into the Debt Service
Page 12
Ordinance No. 4050
August 19, 1997
Reserve Fund for the Bonds, beginning in the month in which a deficiency in the Debt
Service Reserve Fund was created by a withdrawal, valuation change or otherwise, an
amount equal to at least one-twelfth ( 1/12th) of the amount of such deficiency until the
amount in the Debt Service Reserve Fund is equal to the Required Level (as hereinafter
defined).
(c) Any moneys remaining in the Revenue Fund, following the transfers
required by this Section 8, may be used for any lawful purpose as determined by the City.
(2) Bond Fund. The Trustee shall promptly deposit the following receipts to the Bond
Fund:
(a) Any accrued interest received as proceeds from the Bonds;
(b) All amounts required to be transferred from the Revenue Fund, held by the City;
(c) All amounts required to be transferred from the Debt Service Reserve Fund; and
(d) All amounts required to be transferred from the Cost of Issuance Fund.
The Trustee shall pay from moneys on deposit in the Bond Fund, to the Paying Agent for
the Bonds (i) on each interest payment date, the amount required for the payment of interest on the
Bonds due on said interest payment date, and (ii) on any principal payment date, the amount required
for the payment of principal due on the Bonds on said principal payment date and such amounts shall
be so applied by the Paying Agent.
The Trustee shall pay, from moneys on deposit in the Bond Fund, to the Trustee and Paying
Agent any fees due on any interest payment date or principal payment date.
Whenever the moneys in the Bond Fund are insufficient to pay the interest and principal
due on the Bonds on any interest payment date or principal payment date, the Trustee shall on such
payment date, withdraw from the Debt Service Reserve Fund and deposit into the Bond Fund an
amount equal to the deficiency.
On each interest payment date, any balance remaining in the Bond Fund after all payments
required by this Section 8 have been made less amounts on deposit for the next principal payment,
shall be transferred to the City to be used for any lawful purpose as determined by the City.
(3) Debt Service Reserve Fun . The Debt Service Reserve Fund is created for the
purpose of providing a reserve for payment of principal and interest on the Bonds. The Debt Service
Reserve Fund shall be maintained in an amount equal to one-half of the maximum annual principal
and interest requirements for the Bonds (the "Required Level'). Upon issuance of the Bonds, there